UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
United Microelectronics Corporation |
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(Translation of registrants name into English) | ||||
No. 3 Li Hsin Road II Science Park Hsinchu, Taiwan, R.O.C. |
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(Address of principal executive office) |
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] | ||||
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No | ||||
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
United Microelectronics Corporation | ||
Date: 08/28/2017 | By: |
Chitung Liu |
Name: | Chitung Liu | |
Title: | CFO | |
Exhibit No. | Description | |
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99 | 6K on 08/28/2017 | |
www.umc.com
Exhibit
Exhibit Description
99.1 | Announcement on 2017/07/27: Represent subsidiary TLC Capital Co., Ltd. to announce related materials on disposal of common shares of SuperAlloy Industrial Co., Ltd. |
99.2 | Announcement on 2017/07/28: Represent subsidiary United Semiconductor (Xiamen) Co., Ltd. to announce related materials on acquisition of machinery and equipment |
99.3 | Announcement on 2017/07/31: Represent subsidiary United Semiconductor (Xiamen) Co., Ltd. to announce related materials on acquisition of machinery and equipment |
99.4 | Announcement on 2017/08/24: Represent subsidiary Fortune Venture Capital Corporation to announce related materials on disposal of common shares of SuperAlloy Industrial Co., Ltd. |
99.5 | Announcement on 2017/08/25: Represent subsidiary TLC Capital Co., Ltd. to announce related materials on disposal of common shares of SuperAlloy Industrial Co., Ltd. |
99.6 Announcement on 2017/08/09: July Revenue
99.7 | Announcement on 2017/08/09: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC |
Exhibit 99.1
Represent subsidiary TLC Capital Co., Ltd. to announce related materials on disposal of common
shares of SuperAlloy Industrial Co., Ltd.
1. Name of the securities: common shares of SuperAlloy Industrial Co., Ltd.
2. Trading date: 2016/12/02~2017/07/27
3. Trading volume, unit price, and total monetary amount of the transaction:
Trading volume: 1,780,000 shares, unit price: NTD 169.87
Total monetary amount: NTD 302,363,510
4. Gain (or loss) (not applicable in case of acquisition of securities): NTD 293,647,384
5. Relationship with the underlying company of the trade: none
6. Current cumulative volume, amount, and shareholding percentage of holdings of the
security being traded (including the current trade) and status of any restriction of
rights (e.g. pledges):
TLC Capital Co., Ltd. cumulative volume: 3,406,877 shares;
Amount: NTD 16,682,456;
Percentage of holdings: 1.71 %;
Status of any restriction of rights: none
Fortune Venture Capital Corp. cumulative volume: 269,759 shares;
Amount: NTD 1,320,929;
Percentage of holdings: 0.14%;
Status of any restriction of rights: none
7. Current ratio of long or short term securities investment (including the current
trade) to the total assets and shareholders equity as shown in the most recent
financial statement and the operational capital as shown in the most recent financial
statement:
Ratio of total assets: 1.23%;
Ratio of shareholders equity: 1.87%;
The operational capital as shown in the most recent financial statement:
NTD 35,160,371,000
8. Concrete purpose/objective of the acquisition or disposal: financing operation
9. Do the directors have any objections to the present transaction? : no
10. Any other matters that need to be specified: none
Exhibit 99.2
Represent subsidiary United Semiconductor (Xiamen) Co., Ltd. to announce related materials on
acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North
District, Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2017/06/19~2017/07/28
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
transaction price:
Transaction volume: one batch;
Average unit price: NT$ 654,315,650;
Total transaction price: NT$ 654,315,650
4. Counterparty to the trade and its relationship with the company (if the trading
counterpart is a natural person and is not an actual related party of the Company, the
name of the trading counterpart is not required to be disclosed): LAM RESEARCH
INTERNATIONAL SARL; Non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement
shall also include the reason for choosing the related party as trading counterpart and
the identity of the previous owner (including its relationship with the company and the
trading counterpart), price of transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual
related person of the company, a public announcement shall also include the dates and
prices of acquisition and disposal by the related person and the persons relationship
to the company at those times: Not applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition
of assets) (where originally deferred, the status or recognition shall be stated and
explained): Not applicable
8. Terms of delivery or payment (including payment period and monetary amount),
restrictive covenants in the contract, and other important stipulations: Base on
purchase order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price
comparison, or price negotiation), the reference basis for the decision on price and the
decision-making department:
Transaction: price negotiation;
The reference basis for the decision on price: market price;
The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not
applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of
the certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price? : Not applicable
13. Has an appraisal report not yet been obtained? : Not applicable
14. Reason for an appraisal report not been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposal: For production
17. Do the directors have any objection to the present transaction? : Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.3
Represent subsidiary United Semiconductor (Xiamen) Co., Ltd. to announce related materials on
acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North
District, Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2017/07/04~2017/07/31
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
transaction price:
Transaction volume: one batch;
Average unit price: NT$ 1,095,635,000;
Total transaction price: NT$ 1,095,635,000
4. Counterparty to the trade and its relationship with the company (if the trading
counterpart is a natural person and is not an actual related party of the Company, the
name of the trading counterpart is not required to be disclosed): Applied Materials
South East Asia Pte. Ltd.; Non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement
shall also include the reason for choosing the related party as trading counterpart and
the identity of the previous owner (including its relationship with the company and the
trading counterpart), price of transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual
related person of the company, a public announcement shall also include the dates and
prices of acquisition and disposal by the related person and the persons relationship
to the company at those times: Not applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition
of assets) (where originally deferred, the status or recognition shall be stated and
explained): Not applicable
8. Terms of delivery or payment (including payment period and monetary amount),
restrictive covenants in the contract, and other important stipulations: Base on
purchase order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price
comparison, or price negotiation), the reference basis for the decision on price and the
decision-making department:
Transaction: price negotiation;
The reference basis for the decision on price: market price;
The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not
applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of
the certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price? : Not applicable
13. Has an appraisal report not yet been obtained? : Not applicable
14. Reason for an appraisal report not been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposal: For production
17. Do the directors have any objection to the present transaction? : Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.4
Represent subsidiary Fortune Venture Capital Corporation to announce related materials on disposal
of common shares of SuperAlloy Industrial Co., Ltd.
1. Name of the securities: common shares of SuperAlloy Industrial Co., Ltd.
2. Trading date: 2016/10/19~2017/08/24
3. Trading volume, unit price, and total monetary amount of the transaction:
Trading volume: 1,929,759 shares, unit price: NTD 164.36
Total monetary amount: NTD 317,171,172
4. Gain (or loss) (not applicable in case of acquisition of securities): NTD 307,721,721
5. Relationship with the underlying company of the trade: none
6. Current cumulative volume, amount, and shareholding percentage of holdings of the
security being traded (including the current trade) and status of any restriction of
rights (e.g. pledges):
Fortune Venture Capital Corporation cumulative volume: 0 shares;
Amount: NTD 0;
Percentage of holdings: 0%;
Status of any restriction of rights: none
TLC Capital Co., Ltd. cumulative volume: 266,877 shares;
Amount: NTD 1,306,817;
Percentage of holdings: 0.13%;
Status of any restriction of rights: none
7. Current ratio of long or short term securities investment (including the current
trade) to the total assets and shareholders equity as shown in the most recent
financial statement and the operational capital as shown in the most recent financial
statement:
Ratio of total assets: 0.82%;
Ratio of shareholders equity: 1.26%;
The operational capital as shown in the most recent financial statement:
NTD 35,160,371,000
8. Concrete purpose/objective of the acquisition or disposal: financing operation
9. Do the directors have any objections to the present transaction? : no
10. Any other matters that need to be specified: none
Exhibit 99.5
Represent subsidiary TLC Capital Co., Ltd. to announce related materials on disposal of common
shares of SuperAlloy Industrial Co., Ltd.
1. Name of the securities: common shares of SuperAlloy Industrial Co., Ltd.
2. Trading date: 2017/07/28~2017/08/25
3. Trading volume, unit price, and total monetary amount of the transaction:
Trading volume: 3,406,877 shares, unit price: NTD 94.06
Total monetary amount: NTD 320,465,605
4. Gain (or loss) (not applicable in case of acquisition of securities): NTD 303,783,149
5. Relationship with the underlying company of the trade: none
6. Current cumulative volume, amount, and shareholding percentage of holdings of the
security being traded (including the current trade) and status of any restriction of
rights (e.g. pledges):
TLC Capital Co., Ltd. cumulative volume: 0 shares;
Amount: NTD 0;
Percentage of holdings: 0 %;
Status of any restriction of rights: none
7. Current ratio of long or short term securities investment (including the current
trade) to the total assets and shareholders equity as shown in the most recent
financial statement and the operational capital as shown in the most recent financial
statement:
Ratio of total assets: 1.18%;
Ratio of shareholders equity: 1.81%;
The operational capital as shown in the most recent financial statement:
NTD 35,160,371,000
8. Concrete purpose/objective of the acquisition or disposal: financing operation
9. Do the directors have any objections to the present transaction? : no
10. Any other matters that need to be specified: none
Exhibit 99.6
United Microelectronics Corporation
August 9, 2017
This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of July 2017.
1) | Sales volume (NT$ Thousand) |
Period | Items | 2017 | 2016 | Changes | % | |||||||||||||
July
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Net sales | 12,788,087 | 12,495,406 | 292,681 | 2.34 | % | ||||||||||||
Year-to-Date
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Net sales | 87,743,918 | 83,896,002 | 3,847,916 | 4.59 | % |
2) | Funds lent to other parties (NT$ Thousand) |
Last Month | ||||||||||||
This Month | (actual amount | |||||||||||
Balance as of period end | (actual amount provided) | provided) | Limit of lending | |||||||||
UMC
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3,978,480 | 4,008,840 | 21,226,470 | |||||||||
Note : On December 14, 2016, the board of directors resolved to lend funds to
USC(Xiamen) for the amount up to US$132 million. The actual amount lent to USC(Xiamen) as
of July 31, 2017 was US$60 million. |
3) | Endorsements and guarantees (NT$ Thousand) |
This Month | Last Month | |||||||||||
Balance as of period end | (actual amount provided) | (actual amount provided) | Limit of lending | |||||||||
UMC (Note1)
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1,700,000 | 1,700,000 | 95,519,115 | |||||||||
UMC (Note2)
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9,343,400 | 9,414,700 | 95,519,115 | |||||||||
UMC (Note3)
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19,650 | 19,259 | 95,519,115 | |||||||||
Note1 : On December 24, 2014, the board of directors resolved to provide endorsement to
Nexpowers syndicated loan from banks including Bank of Taiwan for the amount up to NT$ 1,700
million.
Note2 : On February 22, 2017, the board of directors resolved to provide endorsement to
USC(Xiamen) s syndicated loan from banks for the amount up to US$310 million.
Note3 : On April 26, 2017, the board of directors resolved to provide endorsement to SocialNex
Italia 1 s.r.l. s VAT guarantee to Italian Tax Office for the amount up to EUR$ 558 thousand. |
4) | Financial derivatives transactions : |
a Hedging purpose : NT$ thousand
UMC
Financial instruments | Forwards | IRS | ||||||
Deposit Paid |
0 | 0 | ||||||
Royalty Income (Paid) |
0 | 0 | ||||||
Unwritten-off Trading
Contracts |
6,449,960 | 0 | ||||||
Fair Value |
60,289 | 0 | ||||||
Net Profit from Fair Value |
120,600 | 0 | ||||||
Written-off Trading Contracts |
35,233,945 | 0 | ||||||
Realized profit (loss) |
229,880 | 0 |
Exhibit 99.7
United Microelectronics Corporation
For the month of July, 2017
This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (UMC) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;
1) | The trading of directors, executive officers and 10% shareholders |
Title | Name | Number of shares as of June 30, 2017 | Number of shares as of July 31, 2017 | Changes | ||||||
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2) | The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders: |
Title | Name | Number of shares as of June 30, 2017 | Number of shares as of July 31, 2017 | Changes | ||||||
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