-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BnDbkAJuuPb//5Ued6VuKoJW7dNFmfjckIcTm86HVglZG0W+VaCflbESe0jlHMMi nh6C+nJMf8xvadkrlZaOpw== 0000891618-02-000674.txt : 20020414 0000891618-02-000674.hdr.sgml : 20020414 ACCESSION NUMBER: 0000891618-02-000674 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 GROUP MEMBERS: FORTUNE VENTURE CAPITAL CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED TELECOM EXPRESS INC/ CA CENTRAL INDEX KEY: 0001116201 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770403748 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60525 FILM NUMBER: 02541610 BUSINESS ADDRESS: STREET 1: 2710 WALSH AVE CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4089808689 MAIL ADDRESS: STREET 1: 2710 WALSH AVE CITY: SANTA CLARA STATE: CA ZIP: 95051 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED MICROELECTRONICS CORP CENTRAL INDEX KEY: 0001033767 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 993 HIGHLAND CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94024 BUSINESS PHONE: 0118863577 MAIL ADDRESS: STREET 1: 993 HIGHLAND CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94024 SC 13G/A 1 f79214sc13ga.txt AMENDMENT NO. 3 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) Integrated Telecom Express, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45817U 10 1 (CUSIP Number) December 31, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) Page 1 of 8 pages CUSIP No. 45817U 10 1 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). United Microelectronics Corporation - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Taiwan, R.O.C. - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 7,000,000 Shares ----------------------------------------------------------- Beneficially 6. Shared Voting Power 5,112,500 Owned by Each ----------------------------------------------------------- Reporting 7. Sole Dispositive Power 7,000,000 Person With: ----------------------------------------------------------- 8. Shared Dispositive Power 5,112,500 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 12,112,500 shares - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 28.4% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 2 of 8 pages CUSIP No. 45817U 10 1 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Fortune Venture Capital Corporation - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Taiwan, R.O.C. - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares ----------------------------------------------------------- Beneficially 6. Shared Voting Power 4,000,000 Owned by Each ----------------------------------------------------------- Reporting 7. Sole Dispositive Power 0 Person With: ----------------------------------------------------------- 8. Shared Dispositive Power 4,000,000 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 4,000,000 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 9.4% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 3 of 8 pages ITEM 1. (a) Name of Issuer Integrated Telecom Express, Inc. (b) Address of Issuer's Principal Executive Offices 400 Race Street San Jose, CA 95126 ITEM 2. (a)-(c) This Statement is filed by: United Microelectronics Corporation and Fortune Venture Capital Corporation. The Address of the Principal Business Office of United Microelectronics Corporation is No. 3, Li-Hsin Road II, Science Based Industrial Park, Hsin-Chu City, Taiwan R.O.C. 30077 and the Address of the Principal Business Office of Fortune Venture Capital Corporation is 2F, No. 76, Sec. 2, Tunhwa S. Road, Taipei, Taiwan, R.O.C.; United Microelectronics Corporation and Fortune Venture Capital Corporation are both Taiwan, R.O.C. corporations. United Microelectronics Corporation and Fortune Venture Capital Corporation are individually referred to herein as "Reporting Person" and collectively, as the "Reporting Persons." (d) Title of Class of Securities Common Stock (e) CUSIP Number 45817U 10 1 ITEM 3. Inapplicable. ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See Row 9 for the amount beneficially owned by each Reporting Person (b) Percent of class: See Row 11 for the percentage of class beneficially owned by each Reporting Person (c) Number of shares as to which the person has: See Rows 5-8 for the voting and dispositive power for each Reporting Person ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Inapplicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON See EXHIBIT A attached hereto relating to a portion of the securities being reported held by subsidiaries of United Microelectronics Corporation. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Each Reporting Person expressly disclaims any assertion or presumption that it or the other person on whose behalf this statement is filed constitute a "group." The filing of this statement should not be construed to be an admission that any of the Reporting Persons is a member of a "group" consisting of one or more of such persons. A copy of the Agreement Relating to Joint Filing of Schedule 13G is attached hereto as EXHIBIT B. Page 4 of 8 pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP Inapplicable. ITEM 10.CERTIFICATION Inapplicable. Page 5 of 8 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set in this statement is true, complete and correct. Dated: February 13, 2002 United Microelectronics Corporation By: /s/ Stan Hung ------------------------------------- Title: Chief Financial Officer ----------------------------------- Fortune Venture Capital Corporation By: /s/ Stan Hung ------------------------------------- Title: Chief Financial Officer ---------------------------------- Page 6 of 8 pages EXHIBIT A IDENTIFICATION OF SUBSIDIARIES United Microelectronics Corporation has filed Schedule 13G pursuant to Rule 13d-1(d). As of December 31, 2001, Fortune Venture Capital Corporation and Hsun Chieh Investment Corporation Ltd., subsidiaries of United Microelectronics Corporation, were beneficial owners of 4,000,000 shares and 1,112,500 shares of Integrated Telecom Express, Inc. Common Stock, respectively. Page 7 of 8 pages EXHIBIT B AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Integrated Telecom Express, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an Exhibit to such Schedule 13G. This Agreement and the filing of the Schedule 13G shall not be construed to be an admission that any of the undersigned is a member of a "group" consisting of one or more of such persons pursuant to Section 13(g) of the Securities Exchange Act of 1934, as amended and the rules thereunder. Dated: February 13, 2002 United Microelectronics Corporation By: /s/ Stan Hung ------------------------------------ Title: Chief Financial Officer ---------------------------------- Fortune Venture Capital Corporation By: /s/ Stan Hung ------------------------------------- Title: Chief Financial Officer ---------------------------------- Page 8 of 8 pages -----END PRIVACY-ENHANCED MESSAGE-----