0001593968-24-001415.txt : 20241120 0001593968-24-001415.hdr.sgml : 20241120 20241120174354 ACCESSION NUMBER: 0001593968-24-001415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241118 FILED AS OF DATE: 20241120 DATE AS OF CHANGE: 20241120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SA THOMAS A CENTRAL INDEX KEY: 0001033605 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 241481550 MAIL ADDRESS: STREET 1: 55 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 primary_01.xml PRIMARY DOCUMENT X0508 4 2024-11-18 0001053352 HERITAGE COMMERCE CORP HTBK 0001033605 SA THOMAS A 224 AIRPORT PARKWAY SAN JOSE CA 95110 true Executive Vice President / COO false Restricted Stock Unit 0 2024-11-18 4 A false 37664 0 A 2025-11-18 2027-11-18 Common Stock, No Par Value 37664 37664 D Each restricted stock unit represents a right to receive one share of Issuer common stock. The Restricted Stock Units vest in three equal installments commencing on November 18, 2025, the first anniversary of the holders' grant date. /s/Deborah Reuter as Attorney in Fact for Thomas A. Sa 2024-11-19