0001179110-15-015619.txt : 20151202 0001179110-15-015619.hdr.sgml : 20151202 20151202175619 ACCESSION NUMBER: 0001179110-15-015619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151130 FILED AS OF DATE: 20151202 DATE AS OF CHANGE: 20151202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALDER BIOPHARMACEUTICALS INC CENTRAL INDEX KEY: 0001423824 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11804 NORTH CREEK PARKWAY SOUTH CITY: BOTHELL STATE: WA ZIP: 98011 BUSINESS PHONE: 425-205-2900 MAIL ADDRESS: STREET 1: 11804 NORTH CREEK PARKWAY SOUTH CITY: BOTHELL STATE: WA ZIP: 98011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOW STEPHEN M CENTRAL INDEX KEY: 0001033501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36431 FILM NUMBER: 151265771 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL ROAD #1670 CITY: DALLAS STATE: TX ZIP: 75240 4 1 edgar.xml FORM 4 - X0306 4 2015-11-30 0 0001423824 ALDER BIOPHARMACEUTICALS INC ALDR 0001033501 DOW STEPHEN M C/O SEVIN ROSEN FUNDS 13355 NOEL ROAD, SUITE 1350 DALLAS TX 75240 1 0 0 0 Common Stock 2015-11-30 4 S 0 88 37.11 D 0 I See Footnote Common Stock 282190 I See Footnote Represents 88 common shares sold by SRB Associates IX L.P. ("SRBAIX") in a single transaction. Reporting person is a member of the general partner of SRBAIX and disclaims beneficial ownership except to the extent of his proportionate interest in these shares. Represents total common shares owned directly by The Dow Family Trust ("Dow Trust"). Reporting person is a trustee of the Dow Trust. John V. Jaggers, As Attorney-In-Fact For Stephen M. Dow 2015-12-02