0001033427-21-000012.txt : 20210511 0001033427-21-000012.hdr.sgml : 20210511 20210511144610 ACCESSION NUMBER: 0001033427-21-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDIAN ASSET MANAGEMENT LLC/CT CENTRAL INDEX KEY: 0001033427 IRS NUMBER: 061439577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06008 FILM NUMBER: 21910860 BUSINESS ADDRESS: STREET 1: 276 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880-4704 BUSINESS PHONE: 2033417800 MAIL ADDRESS: STREET 1: 276 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880-4704 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001033427 XXXXXXXX 03-31-2021 03-31-2021 IRIDIAN ASSET MANAGEMENT LLC/CT
276 POST ROAD WEST WESTPORT CT 06880-4704
13F HOLDINGS REPORT 028-06008 N
Lane Bucklan Chief Administrative Officer 203-341-9053 Lane Bucklan Westport CT 05-11-2021 0 119 5860247 false
INFORMATION TABLE 2 13F_xmlschema03312021.xml IRIDIAN ASSET MANAGEMENT 13F-03-31-2021 ACCELERATE ACQUISITION CORP Unit 00439D201 3972 400000 SH SOLE NONE 400000 0 0 ACV AUCTIONS INC COM 00091G104 7073 204368 SH SOLE NONE 204368 0 0 ALTO INGREDIENTS INC COM 021513106 481 88500 SH Call SOLE NONE 88500 0 0 AMAZON.COM INC COM 023135106 232 75 SH SOLE NONE 75 0 0 ANTHEM INC COM 036752103 170527 475073 SH SOLE NONE 355085 0 119988 ANTHEM INC COM 036752103 3410 9500 SH Call SOLE NONE 9500 0 0 AON PLC COM G0403H108 28138 122279 SH SOLE NONE 101180 0 21099 ARCH CAPITAL GROUP LTD COM G0450A105 124465 3243809 SH SOLE NONE 2343414 0 900395 ASHLAND GLOBAL HOLDINGS INC COM 044186104 68031 766376 SH SOLE NONE 552562 0 213814 ATLAS CREST INVESTMENT CORP COM 049284102 531 52788 SH SOLE NONE 52788 0 0 AUSTERLITZ ACQUISITION CORP I Unit G0633D117 1398 139286 SH SOLE NONE 139286 0 0 AUSTERLITZ ACQUISITION CORP II Unit G0633U119 2508 250000 SH SOLE NONE 250000 0 0 AVADEL PHARMACEUTICALS PLC American Depositary Receipt 05337M104 2206 244068 SH SOLE NONE 244068 0 0 AVANTOR INC COM 05352A100 73442 2538608 SH SOLE NONE 1834499 0 704109 AXSOME THERAPEUTICS INC COM 05464T104 136488 2410603 SH SOLE NONE 1761127 0 649476 AXSOME THERAPEUTICS INC COM 05464T104 181 3200 SH Call SOLE NONE 3200 0 0 BAKER HUGHES CO COM 05722G100 86304 3993707 SH SOLE NONE 2882787 0 1110920 BALL CORP COM 058498106 102049 1204256 SH SOLE NONE 878587 0 325669 BALL CORP COM 058498106 432 5100 SH Call SOLE NONE 5100 0 0 BEACON ROOFING SUPPLY INC COM 073685109 136405 2607137 SH SOLE NONE 1971319 0 635818 BERKSHIRE HATHAWAY INC COM 084670702 2603 10189 SH SOLE NONE 10189 0 0 BIOHAVEN PHARMACEUTICAL HOLDING CO LTD COM G11196105 288 4213 SH SOLE NONE 4213 0 0 BLOOM ENERGY CORP COM 093712107 1818 67225 SH SOLE NONE 67225 0 0 BLOOM ENERGY CORP COM 093712107 271 10000 SH Put SOLE NONE 10000 0 0 BOWX ACQUISITION CORP COM 103085106 43548 3728412 SH SOLE NONE 2686337 0 1042075 BRIDGEBIO PHARMA INC COM 10806X102 63019 1023034 SH SOLE NONE 739174 0 283860 BRIDGEBIO PHARMA INC COM 10806X102 474 7700 SH Call SOLE NONE 7700 0 0 BROOKFIELD ASSET MANAGEMENT INC COM 112585104 1872 42060 SH SOLE NONE 42060 0 0 CEL-SCI CORP COM 150837607 416 27341 SH Call SOLE NONE 27341 0 0 CHAMPIONX CORP COM 15872M104 72796 3350030 SH SOLE NONE 2438181 0 911849 CHARLES RIVER LABORATORIES INTERNATIONAL INC COM 159864107 69832 240941 SH SOLE NONE 174609 0 66332 CHARLES SCHWAB CORP/THE COM 808513105 633 9709 SH SOLE NONE 9709 0 0 COLICITY INC. Unit 194170205 7160 708917 SH SOLE NONE 708917 0 0 COLONY CAPITAL INC COM 19626G108 116811 18026413 SH SOLE NONE 13101040 0 4925373 CONDUENT INC COM 206787103 1038 155846 SH SOLE NONE 155846 0 0 CREE INC COM 225447101 120276 1112326 SH SOLE NONE 807399 0 304927 CREE INC COM 225447101 1438 13300 SH Call SOLE NONE 13300 0 0 CROWN HOLDINGS INC COM 228368106 9007 92818 SH SOLE NONE 92818 0 0 DANIMER SCIENTIFIC INC COM 236272100 53203 1409355 SH SOLE NONE 1017975 0 391380 DANIMER SCIENTIFIC INC WARR 236272118 160826 4260300 SH SOLE NONE 4260300 0 0 DELL TECHNOLOGIES INC COM 24703L202 115953 1315408 SH SOLE NONE 953630 0 361778 ELEMENT SOLUTIONS INC COM 28618M106 69785 3815457 SH SOLE NONE 2763669 0 1051788 FACEBOOK INC COM 30303M102 12435 42219 SH SOLE NONE 42219 0 0 FALCON MINERALS CORP COM 30607B109 1145 255027 SH SOLE NONE 255027 0 0 FINSERV ACQUISITION CORP COM 318085107 66317 5062377 SH SOLE NONE 3784817 0 1277560 FIRSTSERVICE CORP COM 33767E202 234 1581 SH SOLE NONE 1581 0 0 FLEX LTD COM Y2573F102 250414 13676362 SH SOLE NONE 9949125 0 3727237 FRONTDOOR INC COM 35905A109 131325 2443249 SH SOLE NONE 1815156 0 628093 GENPREX INC COM 372446104 247 57337 SH SOLE NONE 57337 0 0 GFL ENVIRONMENTAL INC COM 36168Q104 402 11502 SH SOLE NONE 11502 0 0 GOPRO INC COM 38268T103 71542 6146219 SH SOLE NONE 4465854 0 1680365 GORES HOLDINGS VI INC COM 38286R105 392 28626 SH SOLE NONE 28626 0 0 GORES HOLDINGS VI INC WARR 38286R113 48510 3540900 SH SOLE NONE 3540900 0 0 GORES HOLDINGS VII INC Unit 38286T200 3486 350000 SH SOLE NONE 350000 0 0 GORES HOLDINGS VIII INC Unit 382863207 2000 200000 SH SOLE NONE 200000 0 0 HERBALIFE NUTRITION LTD COM G4412G101 3582 80742 SH SOLE NONE 80742 0 0 HILTON GRAND VACATIONS INC COM 43283X105 94324 2515973 SH SOLE NONE 1825614 0 690359 HOLICITY INC COM 435063102 712 60400 SH SOLE NONE 60400 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 2100 275539 SH SOLE NONE 275539 0 0 HP INC COM 40434L105 2767 87163 SH SOLE NONE 87163 0 0 IAC/INTERACTIVECORP COM 44891N109 52939 244738 SH SOLE NONE 175603 0 69135 II-VI INC COM 902104108 697 10200 SH SOLE NONE 10200 0 0 INNOVIVA INC COM 45781M101 1494 125003 SH SOLE NONE 125003 0 0 INSTALLED BUILDING PRODUCTS INC COM 45780R101 228 2054 SH SOLE NONE 2054 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 139090 1245436 SH SOLE NONE 906896 0 338540 ISHARES RUSSELL 2000 ETF COM 464287655 7641 34585 SH SOLE NONE 34585 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 46397 210000 SH Put SOLE NONE 210000 0 0 ISHARES RUSSELL MID-CAP ETF COM 464287499 6819 92235 SH SOLE NONE 92235 0 0 KENSINGTON CAPITAL ACQUISITION CORP II Unit 49006L203 480 46754 SH SOLE NONE 46754 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 1377 9600 SH SOLE NONE 9600 0 0 KKR & CO INC COM 48251W104 87734 1795986 SH SOLE NONE 1315305 0 480681 L3HARRIS TECHNOLOGIES INC COM 502431109 116059 572622 SH SOLE NONE 409493 0 163129 LABORATORY CORP OF AMERICA HOLDINGS COM 50540R409 254683 998641 SH SOLE NONE 741587 0 257054 LABORATORY CORP OF AMERICA HOLDINGS COM 50540R409 893 3500 SH Call SOLE NONE 3500 0 0 LITHIA MOTORS INC COM 536797103 68781 176322 SH SOLE NONE 128232 0 48090 LPL FINANCIAL HOLDINGS INC COM 50212V100 91966 646917 SH SOLE NONE 468942 0 177975 LYFT INC COM 55087P104 115124 1822160 SH SOLE NONE 1321524 0 500636 MARRIOTT INTERNATIONAL INC/MD COM 571903202 863 5828 SH SOLE NONE 5828 0 0 MASTERCARD INC COM 57636Q104 251 704 SH SOLE NONE 704 0 0 MGM RESORTS INTERNATIONAL COM 552953101 249 6563 SH SOLE NONE 6563 0 0 MICROSTRATEGY INC COM 594972408 889 1310 SH SOLE NONE 1310 0 0 MITEK SYSTEMS INC COM 606710200 209 14347 SH SOLE NONE 14347 0 0 MOGO INC COM 60800C109 760 89421 SH SOLE NONE 89421 0 0 MOLINA HEALTHCARE INC COM 60855R100 126328 540416 SH SOLE NONE 395060 0 145356 MORNINGSTAR INC COM 617700109 1145 5090 SH SOLE NONE 5090 0 0 MSD ACQUISITION CORP Unit G5709C117 508 50000 SH SOLE NONE 50000 0 0 MURPHY USA INC COM 626755102 275 1904 SH SOLE NONE 1904 0 0 NORTONLIFELOCK INC COM 668771108 140270 6597816 SH SOLE NONE 4786764 0 1811052 POST HOLDINGS INC COM 737446104 224767 2126059 SH SOLE NONE 1597236 0 528823 POST HOLDINGS INC COM 737446104 4229 40000 SH Call SOLE NONE 40000 0 0 PRECIGEN INC COM 74017N105 50655 7351918 SH SOLE NONE 5447588 0 1904330 PRECIGEN INC COM 74017N105 207 30000 SH Call SOLE NONE 30000 0 0 PROGRESSIVE CORP/THE COM 743315103 1564 16355 SH SOLE NONE 16355 0 0 QORVO INC COM 74736K101 173210 948057 SH SOLE NONE 698263 0 249794 RESIDEO TECHNOLOGIES INC COM 76118Y104 107331 3799331 SH SOLE NONE 2757317 0 1042014 RESTAURANT BRANDS INTERNATIONAL INC COM 76131D103 148335 2282077 SH SOLE NONE 1711164 0 570913 S&P GLOBAL INC COM 78409V104 363 1030 SH SOLE NONE 1030 0 0 SERVICEMASTER GLOBAL HOLDINGS INC COM 88087E100 189410 3973353 SH SOLE NONE 2948819 0 1024534 SILVERGATE CAPITAL CORP COM 82837P408 1956 13759 SH SOLE NONE 13759 0 0 SPDR S&P 500 ETF TRUST COM 78462F103 6380 16097 SH SOLE NONE 16097 0 0 SPDR S&P 500 ETF TRUST COM 78462F103 31706 80000 SH Put SOLE NONE 80000 0 0 SPECTRUM BRANDS HOLDINGS INC COM 84790A105 299 3521 SH SOLE NONE 3521 0 0 SPLUNK INC COM 848637104 113219 835688 SH SOLE NONE 605487 0 230201 TECK RESOURCES LTD COM 878742204 146029 7613628 SH SOLE NONE 5518955 0 2094673 TEXTRON INC COM 883203101 406 7239 SH SOLE NONE 7239 0 0 TFF PHARMACEUTICALS INC COM 87241J104 2766 203855 SH SOLE NONE 203855 0 0 TFF PHARMACEUTICALS INC COM 87241J104 34 2500 SH Call SOLE NONE 2500 0 0 THERAPEUTICSMD INC COM 88338N107 112 83305 SH SOLE NONE 83305 0 0 TRAVEL PLUS LEISURE CO COM 894164102 204741 3347623 SH SOLE NONE 2500078 0 847545 TWITTER INC COM 90184L102 242 3799 SH SOLE NONE 3799 0 0 UBER TECHNOLOGIES INC COM 90353T100 854 15675 SH SOLE NONE 15675 0 0 UBER TECHNOLOGIES INC COM 90353T100 153 2800 SH Call SOLE NONE 2800 0 0 UNIVAR SOLUTIONS INC COM 91336L107 133291 6188071 SH SOLE NONE 4601587 0 1586484 UNIVAR SOLUTIONS INC COM 91336L107 1379 64000 SH Call SOLE NONE 64000 0 0 VANGUARD GROWTH ETF COM 922908736 5770 22446 SH SOLE NONE 22446 0 0 VIATRIS INC COM 92556V106 103652 7419612 SH SOLE NONE 5379537 0 2040075 VISTEON CORP COM 92839U206 69598 570711 SH SOLE NONE 413357 0 157354 WYNN RESORTS LTD COM 983134107 169595 1352757 SH SOLE NONE 974960 0 377797 ZYNGA INC COM 98986T108 150571 14747443 SH SOLE NONE 10759618 0 3987825