0001578563-20-000011.txt : 20200403
0001578563-20-000011.hdr.sgml : 20200403
20200403174011
ACCESSION NUMBER: 0001578563-20-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200403
DATE AS OF CHANGE: 20200403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eshelman Ventures, LLC
CENTRAL INDEX KEY: 0001706673
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 20774997
BUSINESS ADDRESS:
STREET 1: 319 N. 3RD STREET, SUITE 301
CITY: WILMINGTON
STATE: NC
ZIP: 28401
BUSINESS PHONE: 910 558 6885
MAIL ADDRESS:
STREET 1: 319 N. 3RD STREET, SUITE 301
CITY: WILMINGTON
STATE: NC
ZIP: 28401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESHELMAN FREDRIC N
CENTRAL INDEX KEY: 0001033409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 20774998
MAIL ADDRESS:
STREET 1: PPD INC
STREET 2: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Technologies Inc
CENTRAL INDEX KEY: 0001330436
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE
STREET 2: SUITE 100
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: 919-328-4400
MAIL ADDRESS:
STREET 1: P.O. BOX 110085
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-04-01
0
0001330436
Liquidia Technologies Inc
LQDA
0001706673
Eshelman Ventures, LLC
319 N. 3RD STREET, SUITE 301
WILMINGTON
NC
28401
0
0
1
0
0001033409
ESHELMAN FREDRIC N
C/O ESHELMAN VENTURES, LLC
319 N. 3RD STREET, SUITE 301
WILMINGTON
NC
28401
0
0
1
0
Common Stock
2020-04-01
4
P
0
45000
4.8916
A
89100
I
By Fred Eshelman, manager of Eshelman Ventures, LLC
Common Stock
2020-04-02
4
P
0
7223
4.9553
A
96323
I
By Fred Eshelman, manager of Eshelman Ventures, LLC
Common Stock
5159744
D
This transaction was executed in multiple trades at prices ranging from $4.64 to $4.98. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
This transaction was executed in multiple trades at prices ranging from $4.91 to $4.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by the Dr. Eshelman, who is the manager of the Reporting Person.
/s/ Eshelman Ventures, LLC, By: Fredric N. Eshelman, Manager
2020-04-03
/s/ Fredric N. Eshelman
2020-04-03