-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uw8I5sOAB2ofYkUMYPPEd3wnPhh7PkHhdgLFn2ernwxNfJpstyD98+DSHmft/GJC zYSCV0cU122Xbqx3giyA8A== 0001033184-02-000002.txt : 20020414 0001033184-02-000002.hdr.sgml : 20020413 ACCESSION NUMBER: 0001033184-02-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDWARDS JAMES C & CO INC/NY CENTRAL INDEX KEY: 0001033184 IRS NUMBER: 112461669 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06006 FILM NUMBER: 02514604 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUAE 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123198490 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 r13f301.txt 13F REPORT FOR PERIOD ENDING 12-31-2001 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A D C TELECOMMUNICATIONS COM 000886101 830 180350.0 SH SOLE 67200.0 113150.0 ABBOTT LABS COM COM 002824100 11434 205090.0 SH SOLE 80860.0 124230.0 AFLAC INCORPORATED COM 001055102 2282 92900.0 SH SOLE 32000.0 60900.0 ALLEGHANY CORP DEL COM COM 017175100 549 2855.0 SH SOLE 2855.0 ALLTEL CORP COM COM 020039103 624 10111.0 SH SOLE 1000.0 9111.0 AMERICAN EXPRESS CO COM COM 025816109 616 17250.0 SH SOLE 400.0 16850.0 AMERICAN HOME PRODS CORP COM 026609107 3794 61832.0 SH SOLE 700.0 61132.0 AMERICAN INT'L GP INC COM 026874107 2672 33657.9 SH SOLE 3600.0 30057.9 AMGEN INC COM COM 031162100 1896 33600.0 SH SOLE 12000.0 21600.0 ANADARKO PETE CORP COM COM 032511107 512 9004.0 SH SOLE 9004.0 APACHE CORP COM COM 037411105 2140 42900.0 SH SOLE 22000.0 20900.0 ARCHER DANIELS MIDLAND COM COM 039483102 184 12825.0 SH SOLE 12825.0 AUTOMATIC DATA PROCESS COM 053015103 1720 29200.0 SH SOLE 8000.0 21200.0 BANK OF NEW YORK CO INC COM 064057102 1037 25425.0 SH SOLE 25425.0 BECTON DICKINSON & CO. COM 075887109 361 10900.0 SH SOLE 1700.0 9200.0 BELLSOUTH CORP COM 079860102 820 21499.0 SH SOLE 21499.0 BERKSHIRE HATHAWAY CL B COM 084670207 293 116.0 SH SOLE 116.0 BIOMET INC COM COM 090613100 278 9000.0 SH SOLE 9000.0 BP AMOCO PLC COM 110889409 5392 115925.0 SH SOLE 9260.0 106665.0 BRISTOL-MYERS SQUIBB CO COM 110122108 7643 149865.0 SH SOLE 34050.0 115815.0 CAPITAL ONE FINANCIAL COM 14040H105 210 3900.0 SH SOLE 3900.0 CARDINAL HEALTH INC COM COM 14149Y108 3547 54850.0 SH SOLE 18500.0 36350.0 CATERPILLAR INC DEL COM COM 149123101 304 5823.0 SH SOLE 5823.0 CELL THERAPEUTICS INC COM 150934107 386 16000.0 SH SOLE 16000.0 CHARTER COMMUNICATIONS COM 16117M107 1775 108050.0 SH SOLE 74800.0 33250.0 CHECK POINT SOFTWARE COM M22465104 1157 29000.0 SH SOLE 20000.0 9000.0 CHEVRONTEXACO CORP COM 166764100 2269 25322.0 SH SOLE 424.0 24898.0 CIGNA CORP COM COM 125509109 1042 11250.0 SH SOLE 2000.0 9250.0 CISCO SYS INC COM COM 17275R102 4557 251650.0 SH SOLE 7000.0 244650.0 CITIGROUP INC COM 172967101 3298 65332.9 SH SOLE 24000.0 41332.9 CLEAR CHANNEL COMMUN COM 184502102 471 9255.0 SH SOLE 9255.0 COACH INC COM 189754104 466 11964.0 SH SOLE 500.0 11464.0 COCA COLA CO COM COM 191216100 3175 67348.0 SH SOLE 7000.0 60348.0 COMCAST CORP CL A COM 200300101 216 6000.0 SH SOLE 6000.0 COMCAST CORP CL A SPL COM 200300200 216 6000.0 SH SOLE 6000.0 CONOCO INC COM 208251504 410 14500.0 SH SOLE 1000.0 13500.0 CONVERGYS CORPORATION COM 212485106 3715 99100.0 SH SOLE 32000.0 67100.0 CORNING INC COM COM 219350105 626 70200.0 SH SOLE 9100.0 61100.0 COSTCO WAREHOUSE CORP COM 22160K105 222 5000.0 SH SOLE 5000.0 COX COMM NEW CL A COM 224044107 985 23500.0 SH SOLE 23500.0 CV THERAPEUTICS, INC COM 126667104 728 14000.0 SH SOLE 8000.0 6000.0 CVS CORPORATION DELAWARE COM 126650100 811 27400.0 SH SOLE 27400.0 DIEBOLD INC COM COM 253651103 370 9150.0 SH SOLE 1000.0 8150.0 DISNEY WALT CO HOLDING CO COM 254687106 1016 49018.0 SH SOLE 7000.0 42018.0 DU PONT E I DE NEMOURS COM COM 263534109 215 5049.0 SH SOLE 5049.0 E M C CORP MASS COM COM 268648102 412 30630.0 SH SOLE 30630.0 EBAY INC COM 278642103 268 4000.0 SH SOLE 4000.0 ELAN PLC ADR COM 284131208 360 8000.0 SH SOLE 8000.0 ELI LILLY & CO COM 532457108 1567 19950.0 SH SOLE 12750.0 7200.0 EMERSON ELECTRIC CO COM 291011104 2481 43445.0 SH SOLE 1400.0 42045.0 EXXON MOBIL CORP COM COM 30231G102 5130 130528.0 SH SOLE 11130.0 119398.0 FIFTH THIRD BANCORP COM 316773100 250 4078.0 SH SOLE 4078.0 FIRST DATA CORP COM COM 319963104 3452 44000.0 SH SOLE 20000.0 24000.0 FLEET BOSTON FINANCIAL CORP COM 33901A108 620 16987.0 SH SOLE 16987.0 GANNETT COMPANY INC COM 364730101 383 5700.0 SH SOLE 5700.0 GENERAL ELECTRIC CO COM 369604103 7919 197571.0 SH SOLE 79000.0 118571.0 GENERAL MILLS INC COM COM 370334104 624 12000.0 SH SOLE 12000.0 GRAINGER W W INC COM COM 384802104 365 7600.0 SH SOLE 7600.0 HEWLETT PACKARD CO COM COM 428236103 320 15600.0 SH SOLE 1500.0 14100.0 HOME DEPOT INC COM COM 437076102 2010 39410.0 SH SOLE 2800.0 36610.0 IMCLONE SYS INC COM COM 45245W109 209 4500.0 SH SOLE 4500.0 INT'L BUSINESS MACH COM COM 459200101 3196 26424.0 SH SOLE 900.0 25524.0 INTEL CORP COM 458140100 5002 159048.0 SH SOLE 37500.0 121548.0 J P MORGAN CHASE & CO. INC COM 46625H100 697 19165.0 SH SOLE 2408.0 16757.0 JACOBSON STORES INC. COM 469834105 39 62992.0 SH SOLE 62992.0 JOHNSON & JOHNSON COM COM 478160104 9491 160600.0 SH SOLE 70000.0 90600.0 KIMBERLY CLARK CORP COM COM 494368103 675 11291.0 SH SOLE 595.0 10696.0 KINDER MORGAN INC COM 49455P101 223 4000.0 SH SOLE 4000.0 LUCENT TECHNOLOGIES COM COM 549463107 115 18297.0 SH SOLE 3000.0 15297.0 MACATAWA BK CORP COM COM 554225102 297 15450.0 SH SOLE 15450.0 MBIA INC COM 55262C100 241 4500.0 SH SOLE 4500.0 MEDIMMUNE INC COM 584699102 1576 34000.0 SH SOLE 24000.0 10000.0 MEDTRONIC INC COM COM 585055106 471 9200.0 SH SOLE 6000.0 3200.0 MERCK & CO INC COM 589331107 9463 160942.0 SH SOLE 81898.0 79044.0 MERRILL LYNCH & CO. INC. COM COM 590188108 261 5002.0 SH SOLE 5002.0 MICROSOFT CORP COM COM 594918104 4777 72100.0 SH SOLE 34000.0 38100.0 MILLER HERMAN INC COM COM 600544100 473 20000.0 SH SOLE 20000.0 MINNESOTA MINING&MNFTG CO COM 604059105 3236 27373.0 SH SOLE 9900.0 17473.0 MORGAN STANLEY/DEAN WITTER COM 617446448 375 6700.0 SH SOLE 4600.0 2100.0 MOTOROLA INC COM COM 620076109 476 31724.0 SH SOLE 3000.0 28724.0 MURPHY OIL CORP COM COM 626717102 324 3850.0 SH SOLE 3850.0 NESTLE S A SPONSORED ADR COM 641069406 1126 21132.0 SH SOLE 6300.0 14832.0 NEXTEL COMM INC CL-A COM 65332V103 162 14800.0 SH SOLE 14800.0 NORTHERN TRUST CORP COM COM 665859104 867 14400.0 SH SOLE 14400.0 NOVARTIS A.G. ADR COM 66987V109 858 23500.0 SH SOLE 7400.0 16100.0 OMNICOM GROUP INC COM COM 681919106 3248 36350.0 SH SOLE 18000.0 18350.0 ORACLE CORP COM COM 68389X105 1422 102972.0 SH SOLE 30000.0 72972.0 PEPSICO INC COM COM 713448108 3179 65300.0 SH SOLE 12000.0 53300.0 PFIZER INC COM 717081103 2970 74527.0 SH SOLE 30000.0 44527.0 PHILIP MORRIS COS INC COM COM 718154107 784 17097.0 SH SOLE 17097.0 PLANTRONICS INC NEW COM COM 727493108 4918 191825.0 SH SOLE 67700.0 124125.0 PROCTER & GAMBLE CO COM 742718109 2846 35969.0 SH SOLE 35969.0 QWEST COMM INTERNATIONAL COM 749121109 216 15278.0 SH SOLE 8000.0 7278.0 REPSOL S A SPONSORED ADR COM 76026T205 371 25500.0 SH SOLE 25500.0 ROYAL DUTCH PE CO NY REGIS COM 780257804 1361 27756.0 SH SOLE 27756.0 SBC COMMUNICATIONS INC COM COM 78387G103 472 12054.0 SH SOLE 12054.0 SCHERING-PLOUGH CORP COM 806605101 1368 38200.0 SH SOLE 38200.0 SCHLUMBERGER LTD COM COM 806857108 840 15284.0 SH SOLE 5000.0 10284.0 SERVICEMASTER CO COM COM 81760N109 207 14989.0 SH SOLE 14989.0 SHELL TRANS&TRAD PLC NY SH COM 822703609 237 5720.0 SH SOLE 5720.0 SUN MICROSYSTEMS INC COM COM 866810104 329 26750.0 SH SOLE 12250.0 14500.0 SYMBOL TECHNOLOGIES COM COM 871508107 1267 79761.0 SH SOLE 19237.0 60524.0 TARGET CORPORATION COM 87612E106 538 13100.0 SH SOLE 1000.0 12100.0 TERRA NETWORKS SA SPON ADR COM 88100W103 106 13437.0 SH SOLE 13437.0 TRIBUNE CO NEW COM COM 896047107 225 6000.0 SH SOLE 6000.0 TYCO INTL LTD NEW COM COM 902124106 1219 20691.0 SH SOLE 4000.0 16691.0 UNITED PARCEL SERVICE COM 911312106 1703 31250.0 SH SOLE 13900.0 17350.0 UNOCAL CORP COM COM 915289102 2281 63250.0 SH SOLE 24000.0 39250.0 USA NETWORKS INC COM 902984103 3511 128550.0 SH SOLE 68000.0 60550.0 VERIZON COMMUNICATION COM 92343V104 3372 71057.0 SH SOLE 2074.0 68983.0 VERTEX PHARMACEUTICALS COM 92532F100 885 36000.0 SH SOLE 24000.0 12000.0 VODAFONE GROUP PLC COM 92857W100 2163 84240.0 SH SOLE 26640.0 57600.0 WAL MART STORES INC COM COM 931142103 524 9100.0 SH SOLE 8100.0 1000.0 WELLS FARGO & CO NEW COM COM 949746101 2217 51000.0 SH SOLE 26000.0 25000.0 WILLIAMS COS INC DEL COM COM 969457100 3246 127198.0 SH SOLE 49000.0 78198.0 WORLDCOM INC WORLDCOM GROUP COM 98157D106 760 53950.0 SH SOLE 53950.0 XL CAPITAL LTD CL A COM G98255105 1517 16600.0 SH SOLE 16600.0 EMERSON ELECTRIC CO 291011104 119514 2093072.0SH SOLE 1683338.0 409734.0 FLEET BOSTON FINANCIAL CORP 339030108 1770 48504.0 SH SOLE 48504.0 NORFOLK SOUTHERN CORP 655844108 4244 231511.0 SH SOLE 231511.0 POPE RESOURCES DEL L.P. 732857107 159 11210.0 SH SOLE 11210.0
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