-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uy0pTgWiW1NSKMVySxXlXO36uPSfM3TS8xpyVa8wsfAemiJyYMTlPpCrdeytJBm8 x9XpJE8bYkhuWqYbuAYLhw== 0001033184-01-000011.txt : 20010129 0001033184-01-000011.hdr.sgml : 20010129 ACCESSION NUMBER: 0001033184-01-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDWARDS JAMES C & CO INC/NY CENTRAL INDEX KEY: 0001033184 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 112461669 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-06006 FILM NUMBER: 1514629 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUAE 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123198490 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 0001.txt FORM 13F HOLDINGS REPORT AMENDMENT-RESTATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2000 Check here if Amendment [ X]; Amendment Number: This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: James C. Edwards & Company,Inc. Address: 570 Lexington Avenue New York, NY 10022 13F File Number: 28-6006 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David MacNeil Title: President Phone: 212-319-8490 Signature, Place, and Date of Signing: David MacNeil New York, NY January 24, 2000 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 137 Form13F Information Table Value Total: 440232 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CAMDEN PROP TR CV PRD SER A 133131201 377 14500 SH Sole 2000 12500 A D C TELECOMMUNICATION COM 000886101 377 20800 SH Sole 20800 ABBOTT LABS COM COM 002824100 10417 215055 SH Sole 84060 130995 AGILENT TECHNOLOGIES COM 00846U101 352 6435 SH Sole 419 6016 ALLEGHANY CORP DEL COM COM 017175100 575 2800 SH Sole 2800 ALLTEL CORP COM COM 020039103 3413 54661 SH Sole 21700 32961 AMERICAN EXPRESS CO COM COM 025816109 379 6900 SH Sole 6900 AMERICAN HOME PRODS CORP COM 026609107 4381 68932 SH Sole 700 68232 AMERICAN INT'L GP INC COM 026874107 3012 30561.1 SH Sole 5412.1 25149 AMERICAN ITALIAN PASTA COM 027070101 677 25250 SH Sole 5000 20250 AMGEN INC COM COM 031162100 2148 33600 SH Sole 12000 21600 ANADARKO PETE CORP COM COM 032511107 640 9004 SH Sole 9004 APACHE CORP COM COM 037411105 2781 39700 SH Sole 21000 18700 APPLERA CP APPLD BIOSYSTEMS COM 038020103 941 10000 SH Sole 10000 APPLIED SCIENCE & TECH COM COM 038236105 730 60850 SH Sole 30000 30850 AUTOMATIC DATA PROCESS COM 053015103 988 15600 SH Sole 2000 13600 BANK OF NEW YORK CO INC COM 064057102 1374 24900 SH Sole 24900 BAXTER INTL INC COM COM 071813109 258 2920 SH Sole 1600 1320 BECTON DICKINSON & CO. COM 075887109 267 7700 SH Sole 1000 6700 BELLSOUTH CORP COM 079860102 858 20959 SH Sole 20959 BERKSHIRE HATHAWAY CL B COM 084670207 273 116 SH Sole 116 BIOMET INC COM COM 090613100 238 6000 SH Sole 6000 BP AMOCO PLC COM 110889409 5605 117071 SH Sole 9260 107811 BRISTOL-MYERS SQUIBB CO COM 110122108 11894 160869 SH Sole 38050 122819 CAPITAL ONE FINANCIAL COM 14040H105 355 5400 SH Sole 5400 CARDINAL HEALTH INC COM COM 14149Y108 3221 32334 SH Sole 11000 21334 CATERPILLAR INC DEL COM COM 149123101 394 8323 SH Sole 8323 CELL THERAPEUTICS INC COM 150934107 315 7000 SH Sole 7000 CHARTER COMMUNICATIONS COM 16117M107 3323 146450 SH Sole 73700 72750 CHASE MANHATTAN NEW COM COM 16161A108 682 15000 SH Sole 15000 CHEVRON CORPORATION COM COM 166751107 1188 14065 SH Sole 14065 CIGNA CORP COM COM 125509109 695 5250 SH Sole 5250 CISCO SYS INC COM COM 17275R102 12852 335990 SH Sole 7600 328390 CITIGROUP INC COM 172967101 1748 34224.9 SH Sole 8000 26224.9 CLEAR CHANNEL COMMUN COM 184502102 448 9255 SH Sole 9255 COCA COLA CO COM COM 191216100 4980 81721 SH Sole 10000 71721 COMCAST CORP CL A COM 200300101 248 6000 SH Sole 6000 COMCAST CORP CL A SPL COM 200300200 250 6000 SH Sole 6000 COMPUTER SCIENCES CORP COM 205363104 1479 24600 SH Sole 11500 13100 CONVERGYS CORPORATION COM 212485106 4540 100200 SH Sole 34000 66200 CORNING INC COM COM 219350105 2902 54950 SH Sole 4500 50450 COX COMM NEW CL A COM 224044107 1234 26500 SH Sole 26500 CV THERAPEUTICS, INC COM 126667104 990 14000 SH Sole 8000 6000 CVS CORPORATION DELAWARE COM 126650100 4145 69150 SH Sole 30200 38950 DISNEY WALT CO HOLDING CO COM 254687106 1505 52018 SH Sole 7000 45018 DU PONT E I DE NEMOURS COM COM 263534109 304 6301 SH Sole 6301 E M C CORP MASS COM COM 268648102 4225 63530 SH Sole 9600 53930 ELAN PLC ADR COM 284131208 421 9000 SH Sole 9000 ELI LILLY & CO COM 532457108 1712 18400 SH Sole 12300 6100 EMERSON ELECTRIC CO COM 291011104 3758 47677 SH Sole 500 47177 ENRON CORP COM 293561106 1205 14502 SH Sole 14502 EXXON MOBIL CORP COM COM 30231G102 7520 86501 SH Sole 5565 80936 FIRST DATA CORP COM COM 319963104 2371 45000 SH Sole 20000 25000 FIRST UNION CORP COM COM 337358105 224 8046 SH Sole 8046 FLEET BOSTON FINANCIAL CO COM 33901A108 638 16987 SH Sole 16987 GANNETT COMPANY INC COM 364730101 375 5950 SH Sole 5950 GENERAL ELECTRIC CO COM 369604103 11028 230040 SH Sole 80000 150040 GENERAL MILLS INC COM COM 370334104 535 12000 SH Sole 12000 GENERAL MOTORS CORP CL H COM 370442832 2254 98000 SH Sole 45300 52700 GILLETTE CO COM COM 375766102 438 12132 SH Sole 5000 7132 GRAINGER W W INC COM COM 384802104 277 7600 SH Sole 7600 HEWLETT PACKARD CO COM COM 428236103 997 31600 SH Sole 2600 29000 HOME DEPOT INC COM COM 437076102 1754 38400 SH Sole 2800 35600 HON INDUSTRIES COM 438092108 255 10000 SH Sole 10000 INT'L BUSINESS MACH COM COM 459200101 2459 28924 SH Sole 400 28524 INTEL CORP COM 458140100 6690 222548 SH Sole 55200 167348 JACOBSON STORES INC. COM 469834105 230 68192 SH Sole 68192 JDS UNIPHASE CORP COM 46612J101 1461 35050 SH Sole 21000 14050 JOHNSON & JOHNSON COM COM 478160104 8375 79715 SH Sole 35000 44715 KIMBERLY CLARK CORP COM COM 494368103 868 12286 SH Sole 595 11691 LUCENT TECHNOLOGIES COM COM 549463107 428 31721 SH Sole 7000 24721 MACATAWA BK CORP COM COM 554225102 206 15000 SH Sole 15000 MBIA INC COM 55262C100 1127 15200 SH Sole 15200 MCGRAW HILL COS INC COM COM 580645109 563 9600 SH Sole 9600 MEDIMMUNE INC COM 584699102 801 16800 SH Sole 12000 4800 MEDTRONIC INC COM COM 585055106 555 9200 SH Sole 6000 3200 MERCK & CO INC COM 589331107 16169 172698 SH Sole 83698 89000 MICROSOFT CORP COM COM 594918104 4875 112400 SH Sole 55000 57400 MILLER HERMAN INC COM COM 600544100 719 25000 SH Sole 25000 MINNESOTA MINING&MNFTG CO COM 604059105 5082 42173 SH Sole 15700 26473 MORGAN J P & CO INC COM 616880100 223 1345 SH Sole 651 694 MORGAN STANLEY/DEAN WITTER COM 617446448 363 4575 SH Sole 3600 975 MOTOROLA INC COM COM 620076109 630 31124 SH Sole 8400 22724 MURPHY OIL CORP COM COM 626717102 233 3850 SH Sole 3850 NESTLE S A SPONSORED ADR COM 641069406 691 5966 SH Sole 5966 NEXTEL COMM INC CL-A COM 65332V103 663 26800 SH Sole 8000 18800 NOKIA CORP COM 654902204 1362 31320 SH Sole 20000 11320 NORTHERN TRUST CORP COM COM 665859104 1174 14400 SH Sole 14400 NOVARTIS A.G. ADR COM 66987V109 810 18100 SH Sole 6000 12100 OLD KENT FINANCIAL CORP COM 679833103 241 5512 SH Sole 5512 OMNICOM GROUP INC COM COM 681919106 414 5000 SH Sole 4000 1000 ORACLE CORP COM COM 68389X105 3591 123564 SH Sole 36192 87372 PEPSICO INC COM COM 713448108 3261 65800 SH Sole 12000 53800 PFIZER INC COM 717081103 3409 74116 SH Sole 30000 44116 PHILIP MORRIS COS INC COM COM 718154107 759 17247 SH Sole 17247 PITNEY BOWES INC COM 724479100 220 6650 SH Sole 6650 PLANTRONICS INC NEW COM COM 727493108 8656 184175 SH Sole 64500 119675 PROCTER & GAMBLE CO COM 742718109 3381 43107 SH Sole 3500 39607 QWEST COMM INTERNATIONAL COM 749121109 673 16454 SH Sole 8000 8454 REPSOL S A SPONSORED ADR COM 76026T205 411 25500 SH Sole 25500 ROYAL DUTCH PETE CO NY REG COM 780257804 1681 27756 SH Sole 27756 SARA LEE CORP COM 803111103 396 16120 SH Sole 16120 SBC COMMUNICATIONS INC COM COM 78387G103 2873 60175 SH Sole 33400 26775 SCHERING-PLOUGH CORP COM 806605101 2877 50700 SH Sole 50700 SCHLUMBERGER LTD COM COM 806857108 1118 13984 SH Sole 4700 9284 SERVICEMASTER CO COM COM 81760N109 199 17266 SH Sole 17266 SHELL TRANS&TRAD PLC NY SH COM 822703609 282 5720 SH Sole 5720 SPRINT CORP COM COM 852061100 225 11100 SH Sole 11100 STAPLES INC COM COM 855030102 513 43450 SH Sole 13500 29950 SUN MICROSYSTEMS INC COM COM 866810104 513 18400 SH Sole 10800 7600 SYMBOL TECHNOLOGIES COM COM 871508107 1807 50187 SH Sole 12825 37362 TAB PRODS CO DEL COM COM 873197107 27 10000 SH Sole 10000 TARGET CORPORATION COM 87612E106 297 9200 SH Sole 1000 8200 TEKNION CORP COM 878949106 123 10000 SH Sole 10000 TERRA NETWORKS SA SPON ADR COM 88100W103 187 17737 SH Sole 4300 13437 TEXACO INC COM COM 881694103 1092 17575 SH Sole 1245 16330 TEXAS INSTRUMENTS INC COM 882508104 2011 42450 SH Sole 23200 19250 TMP WORLDWIDE INC. COM COM 872941109 1606 29200 SH Sole 9500 19700 TRIBUNE CO NEW COM COM 896047107 253 6000 SH Sole 6000 TRITON ENERGY LTD ORD COM G90751101 273 9100 SH Sole 9100 TYCO INTL LTD NEW COM COM 902124106 853 15370 SH Sole 15370 UNITED PARCEL SERVICE COM 911312106 1730 29450 SH Sole 13900 15550 UNOCAL CORP COM COM 915289102 2524 65250 SH Sole 28000 37250 USA NETWORKS INC COM 902984103 2435 125250 SH Sole 68000 57250 VERIZON COMMUNICATION COM 92343V104 3818 76170 SH Sole 3294 72876 VERTEX PHARMACEUTICALS COM 92532F100 1287 18000 SH Sole 12000 6000 VODAFONE GROUP PLC COM 92857W100 3024 84440 SH Sole 26640 57800 WAL MART STORES INC COM COM 931142103 526 9900 SH Sole 8100 1800 WELLS FARGO & CO NEW COM COM 949746101 2612 46900 SH Sole 26000 20900 WILLIAMS COS INC DEL COM COM 969457100 4880 122198 SH Sole 49000 73198 WORLDCOM INC GA NEW COM COM 98157D106 646 45964 SH Sole 8900 37064 XL CAPITAL LTD CL A COM G98255105 1581 18100 SH Sole 18100 EMERSON ELECTRIC CO 291011104 167842 2129642 SH Sole 1688498 441144 FLEET BOSTON FINANCIAL CORP 33901A108 1822 48504 SH Sole 48504 NORFOLK SOUTHERN CORP 655844108 3163 237561 SH Sole 237561 POPE RESOURCES DEL L.P. 732857107 275 11210 SH Sole 11210 SMITHKLINE BEECHAM PLC ADR 832378301 348 5600 SH Sole 5600
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