-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HdXqjTjRqQROO4llrCxEKhCvTQKxD/wOjzzKX3g1yswo8M4DgryAdCsS3xOQ5NyS 7oeVgDXd3eGnvd8KtMcvhw== 0000950134-99-002817.txt : 19990412 0000950134-99-002817.hdr.sgml : 19990412 ACCESSION NUMBER: 0000950134-99-002817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990409 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SILVERLEAF RESORTS INC CENTRAL INDEX KEY: 0001033032 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 752259890 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13003 FILM NUMBER: 99590201 BUSINESS ADDRESS: STREET 1: 1221 RIVERBEND DR STREET 2: SUITE 120 CITY: DALLAS STATE: TX ZIP: 75247 BUSINESS PHONE: 2146311166 MAIL ADDRESS: STREET 1: 1221 RIVERBEND DR STREET 2: SUITE 120 CITY: DALLAS STATE: TX ZIP: 75247 COMPANY DATA: COMPANY CONFORMED NAME: MEAD ROBERT E CENTRAL INDEX KEY: 0001040747 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1221 RIVERBEND DR STREET 2: STE 120 CITY: DALLAS STATE: TX ZIP: 75247 BUSINESS PHONE: 2146311166 MAIL ADDRESS: STREET 1: 1221 RIVERBEND DR STREET 2: STE 120 CITY: DALLAS STATE: TX ZIP: 75247 4 1 FORM 4 - ROBERT E. MEAD 1 - ------ FORM 4 - ------ [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Mead, Robert E. Silverleaf Resorts, Inc. - SVR to Issuer (Check all applicable) - -------------------------------------------- --------------------------------------------- X Director 10% Owner (Last) (First) (Middle) 3. IRS Identification 4. Statement for ---- --- Number of Reporting Month/Year X Officer (give Other (specify 1221 River Bend Dr., Ste. 120 Person, if an entity 3/99 ---- title --- below) - -------------------------------------------- (voluntary) ------------------- below) (Street) 5. If Amendment, Chairman & CEO Dallas TX 75247 Date of Original -------------- - -------------------------------------------- ----------------------- (Month/Year) -------------------------------------- (City) (State) (Zip) 7. Individual or Joint/Group Filing ------------------- (Check Applicable Line) Form filed by One Reporting --- Person Form filed by More than One --- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of Se- 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) curities Benefi- Form: Indirect Date Code (Instr. 3, 4 and 5) cially Owned at Direct Beneficial (Instr. 8) End of Month (D) or Ownership (Month/ (Instr. 3 and 4) Indirect (Instr. 4) Day/ ---------------------------------------- (I) Year) (A) or (Instr. 4) Code V Amount (D) Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3-23-99 P 1,500 A 7.6875 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3-23-99 P 1,000 A 7.6250 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3-23-99 P 1,600 A 7.5000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3-24-99 P 170,000 A 7.6875 6,924,200 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price of Security sion or action action Derivative cisable and of Underlying Deriv- (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities ative Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) Security Deriv- Day/ Disposed of (D) (Month/Day/ (Instr. 5) ative Year) (Instr. 3, 4, Year) Security and 5) ------------------------------------ Date Expira- Amount or ------------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: /s/ ROBERT E. MEAD 4/7/99 **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. ------------------------------- ------ See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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