0001033012-22-000113.txt : 20221205 0001033012-22-000113.hdr.sgml : 20221205 20221205144511 ACCESSION NUMBER: 0001033012-22-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marx Bryan CENTRAL INDEX KEY: 0001632143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16577 FILM NUMBER: 221444630 MAIL ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAGSTAR BANCORP INC CENTRAL INDEX KEY: 0001033012 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 383150651 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098-2639 BUSINESS PHONE: 248-312-2000 MAIL ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098-2639 4 1 wf-form4_167026938795947.xml FORM 4 X0306 4 2022-12-01 1 0001033012 FLAGSTAR BANCORP INC (NYSE:FBC) 0001632143 Marx Bryan 5151 CORPORATE DRIVE TROY MI 48098 0 1 0 0 EVP Chief Accting Officer(PAO) Flagstar Bancorp, Inc. Common Stock 2022-12-01 4 A 0 2922 0 A 16707 D Flagstar Bancorp, Inc. Common Stock 2022-12-01 4 F 0 2168 0 D 14539 D Flagstar Bancorp, Inc. Common Stock 2022-12-01 4 D 0 14539 D 0 D Restricted Stock Unit (L060220) 2022-12-01 4 D 0 797 D Flagstar Bancorp, Inc. Common Stock 797.0 0 D Restricted Stock Unit (L052521) 2022-12-01 4 D 0 1679 D Flagstar Bancorp, Inc. Common Stock 1679.0 0 D Restricted Stock Unit (L052422) 2022-12-01 4 D 0 2701 D Flagstar Bancorp, Inc. Common Stock 2701.0 0 D The reporting person acquired these shares upon the settlement of certain Performance Share Units (PSUs) of the issuer, accelerated at merger. The PSUs were originally granted on June 2, 2020 under the Issuer's 2016 Stock Award and Incentive Plan. Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable. At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs"). /s/ Jan M Klym, By Power of Attorney for Mr. Marx 2022-12-05