0001033012-22-000108.txt : 20221205 0001033012-22-000108.hdr.sgml : 20221205 20221205142608 ACCESSION NUMBER: 0001033012-22-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Figliuolo Stephen V CENTRAL INDEX KEY: 0001327784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16577 FILM NUMBER: 221444583 MAIL ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAGSTAR BANCORP INC CENTRAL INDEX KEY: 0001033012 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 383150651 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098-2639 BUSINESS PHONE: 248-312-2000 MAIL ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098-2639 4 1 wf-form4_167026834817715.xml FORM 4 X0306 4 2022-12-01 1 0001033012 FLAGSTAR BANCORP INC (NYSE:FBC) 0001327784 Figliuolo Stephen V 5151 CORPORATE DRIVE TROY MI 48098 0 1 0 0 EVP and Chief Risk Officer Flagstar Bancorp, Inc. Common Stock 2022-12-01 4 M 0 3985 0 A 44311 D Flagstar Bancorp, Inc. Common Stock 2022-12-01 4 M 0 8397 0 A 52708 D Flagstar Bancorp, Inc. Common Stock 2022-12-01 4 M 0 13503 0 A 66211 D Flagstar Bancorp, Inc. Common Stock 2022-12-01 4 F 0 10446 0 D 55765 D Flagstar Bancorp, Inc. Common Stock 2022-12-01 4 D 0 55765 D 0 D Restricted Stock Unit (L060220) 2022-12-01 4 M 0 3985 D Flagstar Bancorp, Inc. Common Stock 3985.0 0 D Restricted Stock Unit (L052521) 2022-12-01 4 M 0 8397 D Flagstar Bancorp, Inc. Common Stock 8397.0 0 D Restricted Stock Unit (L052422) 2022-12-01 4 D 0 13503 D Flagstar Bancorp, Inc. Common Stock 13503.0 0 D At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting. Since the reporting person's last ownership report, total directly held shares were reduced by 21,425 shares that were transferred pursuant to a domestic relations order and are no longer reported as beneficially owned. These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable. /s/ Jan M. Klym, By Power of Attorney for Mr. Figliuolo 2022-12-05