-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PrfLRjqXwncsZjNFhPWG0yRuSpCLtuf8KGsmxJVt/fBUuIgbNK5CrApFum1FVxT8 4JfC5AZGg8atVnS/LPJydw== 0000010329-02-000024.txt : 20021113 0000010329-02-000024.hdr.sgml : 20021113 20021113142223 ACCESSION NUMBER: 0000010329-02-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021113 FILED AS OF DATE: 20021113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BASSETT FURNITURE INDUSTRIES INC CENTRAL INDEX KEY: 0000010329 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 540135270 STATE OF INCORPORATION: VA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00209 FILM NUMBER: 02819490 BUSINESS ADDRESS: STREET 1: PO BOX 626 CITY: BASSETT STATE: VA ZIP: 24055 BUSINESS PHONE: 5406296209 MAIL ADDRESS: STREET 1: MAIN ST STREET 2: P O BOX 626 CITY: BASSETT STATE: VA ZIP: 24055 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BASSETT JOHN E III CENTRAL INDEX KEY: 0001017057 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O BASSETT FURNITURE INDUSTRIES INC STREET 2: PO BOX 626 CITY: BASSETT STATE: VA ZIP: 24055 BUSINESS PHONE: 5406296000 MAIL ADDRESS: STREET 1: C/O BASSETT FURNITURE INDUSTRIES INC STREET 2: PO BOX 626 CITY: BASSETT STATE: VA ZIP: 24055 4 1 edgar.txt FORM 4 - NOVEMBER 13, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person BASSETT, III, JOHN E BASSETT FURNITURE INDUSTRIES, INC P O BOX 626 245 MAIN STREET BASSETT, VA 24055 USA 2. Issuer Name and Ticker or Trading Symbol BASSETT FURNITURE INDUSTRIES, INC. BSET 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year NOVEMBER 13, 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) VICE PRESIDENT--DIRECTOR OF WOOD MANUFACTURING 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK |11-08-|F | |1,681 |D | |18,924.968* |D | | |02 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1,465 |I |WIFE | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |3,118 |I |JEB IV-SON | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |3,118 |I |JTB-SON | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |3,118 |I |HFB-SON | - -----------------------------------------------------------------------------------------------------------------------------------| *INCLUDES 591.968 SHARES AQ| | | | | | | | | | UIRED UNDER THE 2000 EMPLOY| | | | | | | | | | EE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| STOCK PURCHASE PLAN IN T| | | | | | | | | | RANSACTIONS EXEMPT UNDER | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| RULE 16b-3(c). | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| *OPTION (RIGHT TO BUY)|28.00 | | | | | |3-02-|8-31-|COMMON |3,571 | |3,750 |D | | | | | | | | |93 |2002 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1994 |" |" |179 | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| *OPTION (RIGHT TO BUY)|37.40 | | | | | |1994 |1-25-|COMMON |2,538 | |3,750 |D | | | | | | | | | |2003 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1995 |" |" |1,212 | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| **OPTION (RIGHT TO BUY|26.25 | | | | | |1-01-|5-04-|COMMON |1,000 | |1,000 |D | | ) | | | | | | |95 |2004 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| **OPTION (RIGHT TO BUY|22.625 | | | | | |11-07|5-06-|COMMON |2000 | |2000 |D | | ) | | | | | | |-97 |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ***OPTION (RIGHT TO BU|32.25 | | | | | |11-07|3-23-|COMMON |27,628 | |27,628 |D | | Y) | | | | | | |-00 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ***OPTION (RIGHT TO BU|14.875 | | | | | |1-18-|1-17-|COMMON |6,140 | |18,420 |D | | Y) | | | | | | |01 |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1-18-|1-17-|COMMON |6,140 | | | | | | | | | | | |02 |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1-18-|1-17-|COMMON |6,140 | | | | | | | | | | | |03 |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ***OPTION (RIGHT TO BU|14.70 | | | | | |1-15-|1-14-|COMMON |2,667 | |8,000 |D | | Y) | | | | | | |03 |12 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1-15-|1-14-|COMMON |2667 | | | | | | | | | | | |04 |12 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1-15-|1-14-|COMMON |2666 | | | | | | | | | | | |05 |12 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *GRANTED UNDER THE 1982 STOCK OPTION PLAN, WHICH IS A RULE 16b-3 PLAN. **GRANTED UNDER THE 1993 LONG TERM INCENTIVE PLAN WHICH A RULE 16b-3 PLAN. ***GRANTED UNDER THE 1997 EMPLOYEE STOCK PLAN WHICH IS A RULE 16b-3 PLAN. SIGNATURE OF REPORTING PERSON JOHN E. BASSETT, III DATE NOVEMBER 12, 2002 -----END PRIVACY-ENHANCED MESSAGE-----