0000899243-21-033982.txt : 20210823 0000899243-21-033982.hdr.sgml : 20210823 20210823205723 ACCESSION NUMBER: 0000899243-21-033982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210823 FILED AS OF DATE: 20210823 DATE AS OF CHANGE: 20210823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROWAN MARC J CENTRAL INDEX KEY: 0001032681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37963 FILM NUMBER: 211198300 MAIL ADDRESS: STREET 1: APOLLO ADVISORS LP STREET 2: 1301 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athene Holding Ltd CENTRAL INDEX KEY: 0001527469 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 980630022 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SECOND FLOOR, WASHINGTON HOUSE STREET 2: 16 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: 441-279-8400 MAIL ADDRESS: STREET 1: SECOND FLOOR, WASHINGTON HOUSE STREET 2: 16 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-23 0 0001527469 Athene Holding Ltd ATH 0001032681 ROWAN MARC J C/O ATHENE HOLDING LTD. SECOND FLOOR, WASHINGTON HOUSE, 16 CHURCH STREET HAMILTON D0 HM 11 BERMUDA 1 0 0 0 Class A Common Shares 2021-08-23 4 S 0 466 63.7962 D 0 D Class A Common Shares 2021-08-23 4 S 0 37260 63.7962 D 0 I See Footnote Class A Common Shares 2021-08-23 4 S 0 12548 63.7962 D 0 I See Footnote Class A Common Shares 2021-08-23 4 S 0 26945 63.7962 D 0 I See Footnote Class A Common Shares 2021-08-23 4 S 0 1319 63.7962 D 0 I See Footnote Class A Common Shares 681075 I See Footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person. By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person. By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person. By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person. By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Following the sales reported in this Form 4, Mr. Rowan will beneficially own approximately 681,075 Class A Shares of the Issuer. Mr. Rowan informed the Issuer that the shares of Class A Shares reported as sold on this form and the shares of Class A Shares previously sold from and after August 6 (collectively, the "Aggregate Issuer Shares") are to generate liquidity to fund anticipated tax obligations arising from the previously announced conversion of the capital structure of Apollo Global Management, Inc. ("Apollo") to a single class of voting common stock, and that he does not currently have any plan or intention to sell any additional Class A Shares of the Issuer. Mr. Rowan is the Chief Executive Officer and a co-founder of Apollo and currently serves on the board of directors of Apollo. Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class A Shares of the Issuer and may be deemed to beneficially own the Class A Shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisors affiliated with the Apollo Funds, and Mr. Rowan disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Rowan is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Person on December 9, 2016). /s/ Ira Rosenblatt, attorney-in-fact 2021-08-23