0000899243-15-007175.txt : 20151027 0000899243-15-007175.hdr.sgml : 20151027 20151027171945 ACCESSION NUMBER: 0000899243-15-007175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151023 FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROWAN MARC J CENTRAL INDEX KEY: 0001032681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 151178548 MAIL ADDRESS: STREET 1: APOLLO ADVISORS LP STREET 2: 1301 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-23 0 0001411494 Apollo Global Management LLC APO 0001032681 ROWAN MARC J C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 1 1 0 Senior Managing Director Class A Shares 2015-10-23 4 S 0 95861 18.6395 D 1372101 I See Footnote Class A Shares 2015-10-26 4 S 0 28325 18.5174 D 1343776 I See Footnote The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MJR Foundation AC LLC ("MJR Foundation AC") on August 10, 2015, as modified on August 31, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.53 to $18.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. By MJR Foundation AC, which is wholly owned directly and indirectly by MJR Foundation LLC. MJR Foundation AC and MJR Foundation LLC are estate planning vehicles for which voting and investment control are exercised by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.59, inclusive. /s/ Marc J. Rowan 2015-10-27