0000899243-22-038837.txt : 20221216 0000899243-22-038837.hdr.sgml : 20221216 20221216170029 ACCESSION NUMBER: 0000899243-22-038837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220217 FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COGUT CRAIG M CENTRAL INDEX KEY: 0001032672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468679 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEGASUS CAPITAL LLC CENTRAL INDEX KEY: 0001259178 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468678 BUSINESS ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-869-440 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pegasus Investors IV GP, LLC CENTRAL INDEX KEY: 0001441405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468677 BUSINESS ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: (203) 869-4400 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pegasus Investors IV, L.P. CENTRAL INDEX KEY: 0001441404 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468676 BUSINESS ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: (203) 869-4400 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Business Services Holdings, LLC CENTRAL INDEX KEY: 0001616237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468683 BUSINESS ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203.869.4400 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slipstream Communications, LLC CENTRAL INDEX KEY: 0001616222 STATE OF INCORPORATION: 1A FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468685 BUSINESS ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 212.915.2490 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slipstream Funding, LLC CENTRAL INDEX KEY: 0001616224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468682 BUSINESS ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 212.915.2490 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCOM Holdings, LP CENTRAL INDEX KEY: 0001616231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468680 BUSINESS ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203.869.4400 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCOM GP LLC CENTRAL INDEX KEY: 0001616236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 221468681 BUSINESS ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203.869.4400 MAIL ADDRESS: STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P. STREET 2: 750 EAST MAIN STREET, SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CREATIVE REALITIES, INC. CENTRAL INDEX KEY: 0001356093 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 411967918 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13100 MAGISTERIAL DRIVE STREET 2: SUITE 100 CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 502-791-8800 MAIL ADDRESS: STREET 1: 13100 MAGISTERIAL DRIVE STREET 2: SUITE 100 CITY: LOUISVILLE STATE: KY ZIP: 40223 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS RONIN TECHNOLOGIES INC DATE OF NAME CHANGE: 20060313 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-17 0 0001356093 CREATIVE REALITIES, INC. CREX 0001616222 Slipstream Communications, LLC C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 0001616237 Business Services Holdings, LLC C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 0001616224 Slipstream Funding, LLC C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 0001616236 BCOM GP LLC C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 0001616231 BCOM Holdings, LP C/O PEGASUS CAPITAL ADVISORS, LP 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 0001032672 COGUT CRAIG M C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 0001259178 PEGASUS CAPITAL LLC C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 0001441405 Pegasus Investors IV GP, LLC C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 0001441404 Pegasus Investors IV, L.P. C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600 STAMFORD CT 06902 0 0 1 0 Common Stock Warrant (right to buy) 2.00 2022-02-17 4 A 0 5194495 A 2022-08-17 2027-02-10 Common Stock 5194495 5194495 I See footnotes The reported securities were received in connection with the Reporting Persons entry into certain debt financing arrangements to fund the Issuer's acquisition of Reflect Systems, Inc. on February 17, 2022 as disclosed in the Issuer's Form 8-K filed on February 18, 2022. The reported securities were acquired and are held directly by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Pegasus Investors IV, L.P. ("Pegasus Investors") directly and indirectly holds 100% of the interests in Business Services Holdings. Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Slipstream Funding, LLC, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel 2022-12-16 Slipstream Communication, LLC, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel 2022-12-16 BCOM Holdings, LP, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel 2022-12-16 BCOM GP LLC, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel 2022-12-16 Business Services Holdings, LLC, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel 2022-12-16 Pegasus Investors IV, L.P., By: Pegasus Investors IV GP, L.L.C., its general partner, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel 2022-12-16 Pegasus Investors IV GP, L.L.C., By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel 2022-12-16 Pegasus Capital, LLC, By: /s/ Craig Cogut, Name: Craig Cogut, Title: Managing Member 2022-12-16 /s/ Craig Cogut, Craig Cogut 2022-12-16