0000899243-22-038837.txt : 20221216
0000899243-22-038837.hdr.sgml : 20221216
20221216170029
ACCESSION NUMBER: 0000899243-22-038837
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220217
FILED AS OF DATE: 20221216
DATE AS OF CHANGE: 20221216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COGUT CRAIG M
CENTRAL INDEX KEY: 0001032672
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468679
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEGASUS CAPITAL LLC
CENTRAL INDEX KEY: 0001259178
STATE OF INCORPORATION: CT
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468678
BUSINESS ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-869-440
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pegasus Investors IV GP, LLC
CENTRAL INDEX KEY: 0001441405
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468677
BUSINESS ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: (203) 869-4400
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pegasus Investors IV, L.P.
CENTRAL INDEX KEY: 0001441404
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468676
BUSINESS ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: (203) 869-4400
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Business Services Holdings, LLC
CENTRAL INDEX KEY: 0001616237
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468683
BUSINESS ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203.869.4400
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Slipstream Communications, LLC
CENTRAL INDEX KEY: 0001616222
STATE OF INCORPORATION: 1A
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468685
BUSINESS ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 212.915.2490
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Slipstream Funding, LLC
CENTRAL INDEX KEY: 0001616224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468682
BUSINESS ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 212.915.2490
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCOM Holdings, LP
CENTRAL INDEX KEY: 0001616231
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468680
BUSINESS ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203.869.4400
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCOM GP LLC
CENTRAL INDEX KEY: 0001616236
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33169
FILM NUMBER: 221468681
BUSINESS ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203.869.4400
MAIL ADDRESS:
STREET 1: C/O PEGASUS CAPITAL ADVISORS, L.P.
STREET 2: 750 EAST MAIN STREET, SUITE 600
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CREATIVE REALITIES, INC.
CENTRAL INDEX KEY: 0001356093
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 411967918
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13100 MAGISTERIAL DRIVE
STREET 2: SUITE 100
CITY: LOUISVILLE
STATE: KY
ZIP: 40223
BUSINESS PHONE: 502-791-8800
MAIL ADDRESS:
STREET 1: 13100 MAGISTERIAL DRIVE
STREET 2: SUITE 100
CITY: LOUISVILLE
STATE: KY
ZIP: 40223
FORMER COMPANY:
FORMER CONFORMED NAME: WIRELESS RONIN TECHNOLOGIES INC
DATE OF NAME CHANGE: 20060313
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-17
0
0001356093
CREATIVE REALITIES, INC.
CREX
0001616222
Slipstream Communications, LLC
C/O PEGASUS CAPITAL ADVISORS, L.P.
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
0001616237
Business Services Holdings, LLC
C/O PEGASUS CAPITAL ADVISORS, L.P.
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
0001616224
Slipstream Funding, LLC
C/O PEGASUS CAPITAL ADVISORS, L.P.
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
0001616236
BCOM GP LLC
C/O PEGASUS CAPITAL ADVISORS, L.P.
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
0001616231
BCOM Holdings, LP
C/O PEGASUS CAPITAL ADVISORS, LP
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
0001032672
COGUT CRAIG M
C/O PEGASUS CAPITAL ADVISORS, L.P.
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
0001259178
PEGASUS CAPITAL LLC
C/O PEGASUS CAPITAL ADVISORS, L.P.
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
0001441405
Pegasus Investors IV GP, LLC
C/O PEGASUS CAPITAL ADVISORS, L.P.
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
0001441404
Pegasus Investors IV, L.P.
C/O PEGASUS CAPITAL ADVISORS, L.P.
750 EAST MAIN STREET, SUITE 600
STAMFORD
CT
06902
0
0
1
0
Common Stock Warrant (right to buy)
2.00
2022-02-17
4
A
0
5194495
A
2022-08-17
2027-02-10
Common Stock
5194495
5194495
I
See footnotes
The reported securities were received in connection with the Reporting Persons entry into certain debt financing arrangements to fund the Issuer's acquisition of Reflect Systems, Inc. on February 17, 2022 as disclosed in the Issuer's Form 8-K filed on February 18, 2022.
The reported securities were acquired and are held directly by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Pegasus Investors IV, L.P. ("Pegasus Investors") directly and indirectly holds 100% of the interests in Business Services Holdings. Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.
Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.
Slipstream Funding, LLC, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel
2022-12-16
Slipstream Communication, LLC, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel
2022-12-16
BCOM Holdings, LP, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel
2022-12-16
BCOM GP LLC, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel
2022-12-16
Business Services Holdings, LLC, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel
2022-12-16
Pegasus Investors IV, L.P., By: Pegasus Investors IV GP, L.L.C., its general partner, By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel
2022-12-16
Pegasus Investors IV GP, L.L.C., By: /s/ Brian Friedman, Name: Brian Friedman, Title: General Counsel
2022-12-16
Pegasus Capital, LLC, By: /s/ Craig Cogut, Name: Craig Cogut, Title: Managing Member
2022-12-16
/s/ Craig Cogut, Craig Cogut
2022-12-16