0001140361-11-037045.txt : 20110715 0001140361-11-037045.hdr.sgml : 20110715 20110715170923 ACCESSION NUMBER: 0001140361-11-037045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110712 FILED AS OF DATE: 20110715 DATE AS OF CHANGE: 20110715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVIRONMENTAL SOLUTIONS WORLDWIDE INC CENTRAL INDEX KEY: 0001082278 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 134172059 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 335 CONNIE CRESCENT CITY: CONCORD STATE: A6 ZIP: L4K 5R2 BUSINESS PHONE: 905-695-4142 MAIL ADDRESS: STREET 1: 335 CONNIE CRESCENT CITY: CONCORD STATE: A6 ZIP: L4K 5R2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK LEON D CENTRAL INDEX KEY: 0001032666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30392 FILM NUMBER: 11971129 MAIL ADDRESS: STREET 1: APOLLO ADVISORS LP STREET 2: 1301 AVENOE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc1.xml FORM 4 X0303 4 2011-07-12 0 0001082278 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC ESWW 0001032666 BLACK LEON D 9 WEST 57TH STREET SUITE 4300 NEW YORK NY 10019 0 0 1 0 Common Stock 2011-07-12 4 C 0 4332255 0.12 A 10606466 D Common Stock 2011-07-12 4 P 0 2016515 0.12 A 12622980 D Common Stock 2011-07-12 4 C 0 10066323 0.12 A 25690938 D Common Stock 2011-07-12 4 P 0 4954461 0.12 A 30656399 D Common Stock 2011-07-12 4 C 0 3276392 0.12 A 8361771 D Common Stock 2011-07-12 4 P 0 1548178 0.12 A 9909949 D Common Stock 2011-07-12 4 C 0 3276392 0.12 A 8361771 D Common Stock 2011-07-12 4 P 0 1548178 0.12 A 9090949 D Common Stock 2011-07-12 4 C 0 3276392 0.12 A 8361771 D Common Stock 2011-07-12 4 P 0 1548178 0.12 A 9909949 D Common Stock 2011-07-12 4 C 0 3276392 0.12 A 8361771 D Common Stock 2011-07-12 4 P 0 1548178 0.12 A 9909949 D 10% Unsecured Subordinated Promissory Note 0.12 2011-07-12 4 C 0 4332255 0 D 2011-07-15 2011-07-15 Common Stock 4332255 0 D 10% Unsecured Subordinated Promissory Note 0.12 2011-07-12 4 C 0 10066323 0 D 2011-07-15 2011-07-15 Common Stock 10066323 0 D 10% Unsecured Subordinated Promissory Note 0.12 2011-07-12 4 C 0 3276392 0 D 2011-07-15 2011-07-15 Common Stock 3276392 0 D 10% Unsecured Subordinated Promissory Note 0.12 2011-07-12 4 C 0 3276392 0 D 2011-07-15 2011-07-15 Common Stock 3276392 0 D 10% Unsecured Subordinated Promissory Note 0.12 2011-07-12 4 C 0 3276392 0 D 2011-07-15 2011-07-15 Common Stock 3276392 0 D 10% Unsecured Subordinated Promissory Note 0.12 2011-07-12 4 C 0 3276392 0 D 2011-07-15 2011-07-15 Common Stock 3276392 0 D The securities reported herein were acquired by the Reporting Persons on July 12, 2011, but are deemed effective as of June 30, 2011. These securities are directly beneficially owned by Leon D. Black. These securities are directly beneficially owned by the Black Family 1997 Trust. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust. These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Alexander Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust. These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Benjamin Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust. These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Joshua Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust. These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Victoria Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust. Each 10% Unsecured Subordinated Promissory Note (each, a "Note") was (a) subject to an interest rate of 10% per annum, payable in-kind on a monthly basis and (b) was exchanged for shares of common stock of the Company, par value $0.001 per share ("Common Stock") in connection with the Company's previously announced rights offering, which closed on June 30, 2011, and the transactions contemplated by the Investment Agreement as set forth on the Company's Form 8-K filed on May 10, 2011. Accrued and unpaid interest on the Notes was also convertible into shares of Common Stock, par value $.001 per share, at the same conversion price and upon the same terms as the principal amount of the Notes and is included in the amount of Notes disposed of. /s/ See signatures attached as Exhibit 99.1 2011-07-14 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
 
Exhibit 99.1
 
JOINT FILER INFORMATION
 
This Statement on Form 4 is filed by Leon D. Black, the Black Family 1997 Trust, the Leon D. Black Trust UAD 11/30/02 FBO Alexander Black, the Leon D. Black Trust UAD 11/30/02 FBO Benjamin Black, the Leon D. Black Trust UAD 11/30/02 FBO Joshua Black and the Leon D. Black Trust UAD 11/30/02 FBO Victoria Black.  The principal business address of each of the Reporting Persons is 9 West 57th Street, Suite 4300, New York, New York 10019.

Name of Designated Filer: Leon D. Black
 
Date of Event Requiring Statement: July 12, 2011
 
Issuer Name and Ticker or Trading Symbol: Environmental Solutions Worldwide Inc. (ESWW.OB)
 
 
LEON D. BLACK
   
 
By: /s/ Leon D. Black                                                                       
 
Name: LEON D. BLACK
   
   
 
BLACK FAMILY 1997 TRUST
   
 
 /s/ Barry Cohen                                                                                      
 
Name:  Barry Cohen
 
Title: Trustee
   
   
 
LEON D. BLACK TRUST UAD 11/30/92 FBO BENJAMIN BLACK
   
 
 /s/ Barry Cohen                                                                                 
 
Name:  Barry Cohen
 
Title: Trustee
   
   
 
LEON D. BLACK TRUST UAD 11/30/92 FBO ALEXANDER BLACK
   
 
 /s/ Barry Cohen                                                                              
 
Name:  Barry Cohen
 
Title: Trustee
   
 
LEON D. BLACK TRUST UAD 11/30/92 FBO JOSHUA BLACK
   
 
 /s/ Barry Cohen                                                                                 
 
Name:  Barry Cohen
 
Title: Trustee
   
   
 
LEON D. BLACK TRUST UAD 11/30/92 FBO VICTORIA BLACK
   
 
 /s/ Barry Cohen                                                                        
 
Name:  Barry Cohen
 
Title: Trustee