0000899243-17-010087.txt : 20170412
0000899243-17-010087.hdr.sgml : 20170412
20170412184352
ACCESSION NUMBER: 0000899243-17-010087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170412
FILED AS OF DATE: 20170412
DATE AS OF CHANGE: 20170412
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VK Services, LLC
CENTRAL INDEX KEY: 0001501927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17758913
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 190
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 376-8510
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 3, SUITE 190
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Khosla Ventures Associates IV, LLC
CENTRAL INDEX KEY: 0001685549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17758914
BUSINESS ADDRESS:
STREET 1: 2128 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-376-8500
MAIL ADDRESS:
STREET 1: 2128 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Khosla Ventures IV (CF), L.P.
CENTRAL INDEX KEY: 0001685550
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17758915
BUSINESS ADDRESS:
STREET 1: 2128 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-376-8500
MAIL ADDRESS:
STREET 1: 2128 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Khosla Ventures IV, L.P.
CENTRAL INDEX KEY: 0001521016
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17758916
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: SUITE 190
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-376-8500
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: SUITE 190
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KHOSLA VINOD
CENTRAL INDEX KEY: 0001032453
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17758917
MAIL ADDRESS:
STREET 1: 2128 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-12
0
0001660134
Okta, Inc.
OKTA
0001521016
Khosla Ventures IV, L.P.
2128 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001685550
Khosla Ventures IV (CF), L.P.
2128 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001685549
Khosla Ventures Associates IV, LLC
2128 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001501927
VK Services, LLC
2128 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001032453
KHOSLA VINOD
2128 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2017-04-12
4
C
0
6197759
A
6197759
I
See Footnote
Common Stock
2017-04-12
4
C
0
396235
A
396235
I
See Footnote
Common Stock
2017-04-12
4
J
0
6197759
D
0
I
See Footnote
Common Stock
2017-04-12
4
J
0
396235
D
0
I
See Footnote
Series B Preferred Stock
2017-04-12
4
C
0
4199074
0.00
D
Common Stock
4199074
0
I
See Footnote
Series B Preferred Stock
2017-04-12
4
C
0
268455
0.00
D
Common Stock
268455
0
I
See Footnote
Series C Preferred Stock
2017-04-12
4
C
0
771039
0.00
D
Common Stock
771039
0
I
See Footnote
Series C Preferred Stock
2017-04-12
4
C
0
49294
0.00
D
Common Stock
49294
0
I
See Footnote
Series D Preferred Stock
2017-04-12
4
C
0
636220
0.00
D
Common Stock
636220
0
I
See Footnote
Series D Preferred Stock
2017-04-12
4
C
0
40675
0.00
D
Common Stock
40675
0
I
See Footnote
Series E Preferred Stock
2017-04-12
4
C
0
552313
0.00
D
Common Stock
552313
0
I
See Footnote
Series E Preferred Stock
2017-04-12
4
C
0
35310
0.00
D
Common Stock
35310
0
I
See Footnote
Series F Preferred Stock
2017-04-12
4
C
0
39113
0.00
D
Common Stock
39113
0
I
See Footnote
Series F Preferred Stock
2017-04-12
4
C
0
2501
0.00
D
Common Stock
2501
0
I
See Footnote
Class B Common Stock
2017-04-12
4
J
0
6197759
0.00
A
Class A Common Stock
6197759
6197759
I
See Footnote
Class B Common Stock
2017-04-12
4
J
0
396235
0.00
A
Class A Common Stock
396235
396235
I
See Footnote
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ John J. Demeter, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates IV, LLC, in its capacity as general partner of Khosla Ventures IV, L.P.
2017-04-12
/s/ John J. Demeter, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates IV, LLC, in its capacity as general partner of Khosla Ventures IV (CF), L.P.
2017-04-12
/s/ John J. Demeter, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates IV, LLC
2017-04-12
/s/ John J. Demeter, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC
2017-04-12
/s/ John J. Demeter, as attorney in fact for Vinod Khosla
2017-04-12