0001032220-21-000119.txt : 20211122 0001032220-21-000119.hdr.sgml : 20211122 20211122150156 ACCESSION NUMBER: 0001032220-21-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211118 FILED AS OF DATE: 20211122 DATE AS OF CHANGE: 20211122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCIS DAVID CENTRAL INDEX KEY: 0001254631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12997 FILM NUMBER: 211431906 MAIL ADDRESS: STREET 1: C/O MAXIMUS INC STREET 2: 11419 SUNSET HILLS RD CITY: RESTON STATE: VA ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXIMUS, INC. CENTRAL INDEX KEY: 0001032220 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 541000588 STATE OF INCORPORATION: VA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ATTN: TREASURY DEPT. STREET 2: 1891 METRO CENTER DRIVE CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 7032518500 MAIL ADDRESS: STREET 1: ATTN: TREASURY DEPT. STREET 2: 1891 METRO CENTER DRIVE CITY: RESTON STATE: VA ZIP: 20190 FORMER COMPANY: FORMER CONFORMED NAME: MAXIMUS INC DATE OF NAME CHANGE: 19970205 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-11-18 0 0001032220 MAXIMUS, INC. MMS 0001254631 FRANCIS DAVID C/O MAXIMUS, INC. ATTN: TREASURY DEPT 1891 METRO CENTER DRIVE RESTON VA 20190 0 1 0 0 General Counsel Common Stock 2021-11-19 4 S 0 6188 81.53 D 10025 D Common Stock 72.31 2021-11-18 4 A 0 1744.786 0 A 2023-09-30 Common Stock 1744.786 1744.786 D Common Stock 81.3 2021-11-22 4 A 0 4613 0 A Common Stock 4613 4613 D Each Performance Restricted Stock Unit represents a contingent right to receive one share of common stock. Expiration date not applicable to Performance RSUs The weighted average sales price for prices ranging from $81.4 to $81.53. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. The shares were received for no consideration upon the satisfaction of performance criteria for the first tranche of the performance-vested restricted stock units granted on November 23, 2020 and remain subject to vesting based on continued employment through September 30, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award: Shares Vest Date 1538 09/30/2022 1538 09/30/2023 1537 09/30/20124 Expiration date not applicable to RSUs David R. Francis - General Counsel 2021-11-22