-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RAV80zXnb4b2PfmMDsjW7GVHIJWr9qyw5eJcjqsjRM/7hqjxrMSBWZyABpClsjM3 9KS2p0u7Z/CVCrmmU8DdwQ== 0001104659-08-029202.txt : 20080501 0001104659-08-029202.hdr.sgml : 20080501 20080501205130 ACCESSION NUMBER: 0001104659-08-029202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080429 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEA SYSTEMS INC CENTRAL INDEX KEY: 0001031798 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770394711 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET STREET 2: - CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085708000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET STREET 2: - CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pasternack Bruce A CENTRAL INDEX KEY: 0001364643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22369 FILM NUMBER: 08796409 BUSINESS ADDRESS: BUSINESS PHONE: 408-570-8365 MAIL ADDRESS: STREET 1: BEA SYSTEMS, INC. STREET 2: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 a4.xml 4 X0202 4 2008-04-29 1 0001031798 BEA SYSTEMS INC BEAS 0001364643 Pasternack Bruce A 2315 NORTH FIRST STREET SAN JOSE CA 95131 1 0 0 0 Common Stock 2008-04-29 4 D 0 1543 D 2384 D Common Stock 2008-04-29 4 D 0 2384 D 0 D Non-Qualified Stock Option (right to buy) 12.36 2008-04-29 4 D 0 100000 0 D 2006-06-12 2016-06-12 Common Stock 100000 0 D Non-Qualified Stock Option (right to buy) 10.95 2008-04-29 4 D 0 50000 0 D 2014-03-14 Common Stock 50000 0 D Pursuant to the Merger Agreement between the Issuer and Oracle Corporation, each share of BEA common stock will be exchanged for $19.375 in cash. Pursuant to the Merger Agreement between the Issuer and Oracle Corporation, the restricted stock award will be cancelled. 25% of the option shall vest and may be exercised upon the first anniversary of the date of grant and an additional 1/48th of the option shall vest and may be exercised upon the monthly anniversary of the date of grant thereafter. Pursuant to the Merger Agreement between the Issuer and Oracle Corporation, the option will be cancelled and each vested share will be exchanged for the difference between $19.375 and the exercise price of the option, in cash. The option is fully vested. /s/ Robert F. Donohue, by power of attorney 2008-05-01 -----END PRIVACY-ENHANCED MESSAGE-----