-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MyWvJmXFqGxYZI5vz44n379STPQ5llCgzO3hu9eh2cWbEWE05rg1ZIkC6FnvhyNm UOpkYqlp6ggK8RzGmwTKMw== 0001104659-08-029199.txt : 20080501 0001104659-08-029199.hdr.sgml : 20080501 20080501204745 ACCESSION NUMBER: 0001104659-08-029199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080429 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEA SYSTEMS INC CENTRAL INDEX KEY: 0001031798 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770394711 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET STREET 2: - CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085708000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET STREET 2: - CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANEWAY WILLIAM H CENTRAL INDEX KEY: 0001220636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22369 FILM NUMBER: 08796394 BUSINESS ADDRESS: BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 a4.xml 4 X0202 4 2008-04-29 1 0001031798 BEA SYSTEMS INC BEAS 0001220636 JANEWAY WILLIAM H 2315 NORTH FIRST STREET SAN JOSE CA 95131 1 0 0 0 Common Stock 2008-04-29 4 D 0 21170 D 2384 D Common Stock 2008-04-29 4 D 0 2384 D 0 D Common Stock 2008-04-29 4 D 0 100 D 0 I By son Common Stock 2008-04-29 4 D 0 1124 D 0 I By corporation Non-Qualified Stock Option (right to buy) 11.92 2008-04-29 4 D 0 50000 0 D 2013-03-19 Common Stock 50000 0 D Non-Qualified Stock Option (right to buy) 7.75 2008-04-29 4 D 0 60000 0 D 2015-03-30 Common Stock 60000 0 D Non-Qualified Stock Option (right to buy) 11.99 2008-04-29 4 D 0 60000 0 D 2016-03-15 Common Stock 60000 0 D Non-Qualified Stock Option (right to buy) 10.95 2008-04-29 4 D 0 60000 0 D 2014-03-14 Common Stock 60000 0 D Non-Qualified Stock Option (right to buy) 12.73 2008-04-29 4 D 0 50000 0 D 2012-04-12 Common Stock 50000 0 D Non-Qualified Stock Option (right to buy) 12.72 2008-04-29 4 D 0 60000 0 D 2014-03-17 Common Stock 60000 0 D Pursuant to the Merger Agreement between the Issuer and Oracle Corporation, each share of BEA common stock will be exchanged for $19.375 in cash. Pursuant to the Merger Agreement between the Issuer and Oracle Corporation, the restricted stock award will be cancelled. The option is fully vested. Pursuant to the Merger Agreement between the Issuer and Oracle Corporation, the option will be cancelled and each vested share will be exchanged for the difference between $19.375 and the exercise price of the option, in cash. /s/ Robert F. Donohue, by power of attorney 2008-05-01 -----END PRIVACY-ENHANCED MESSAGE-----