0001179110-17-009344.txt : 20170620 0001179110-17-009344.hdr.sgml : 20170620 20170620162447 ACCESSION NUMBER: 0001179110-17-009344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170616 FILED AS OF DATE: 20170620 DATE AS OF CHANGE: 20170620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VEECO INSTRUMENTS INC CENTRAL INDEX KEY: 0000103145 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 112989601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 516 677-0200 MAIL ADDRESS: STREET 1: TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 FORMER COMPANY: FORMER CONFORMED NAME: VACUUM ELECTRONIC MANUFACTURING CORP DATE OF NAME CHANGE: 19700408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maheshwari Shubham CENTRAL INDEX KEY: 0001607969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16244 FILM NUMBER: 17921084 MAIL ADDRESS: STREET 1: C/O VEECO INSTRUMENTS INC. STREET 2: 1 TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 4 1 edgar.xml FORM 4 - X0306 4 2017-06-16 0 0000103145 VEECO INSTRUMENTS INC VECO 0001607969 Maheshwari Shubham C/O VEECO INSTRUMENTS INC. TERMINAL DRIVE PLAINVIEW NY 11803 0 1 0 0 EVP & CFO Common Stock 2017-06-16 4 A 0 10130 0 A 62127.252 D Restricted Stock Unit 0 2017-06-16 4 A 0 10540 0 A Common Stock 10540 10540 D These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. These restrictions will lapse with respect to one-fourth of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date. Gregory A. Robbins, Attorney-in-fact 2017-06-20