0001179110-16-033098.txt : 20161216 0001179110-16-033098.hdr.sgml : 20161216 20161216161250 ACCESSION NUMBER: 0001179110-16-033098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161214 FILED AS OF DATE: 20161216 DATE AS OF CHANGE: 20161216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VEECO INSTRUMENTS INC CENTRAL INDEX KEY: 0000103145 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 112989601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 516 677-0200 MAIL ADDRESS: STREET 1: TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 FORMER COMPANY: FORMER CONFORMED NAME: VACUUM ELECTRONIC MANUFACTURING CORP DATE OF NAME CHANGE: 19700408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maheshwari Shubham CENTRAL INDEX KEY: 0001607969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16244 FILM NUMBER: 162056448 MAIL ADDRESS: STREET 1: C/O VEECO INSTRUMENTS INC. STREET 2: 1 TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 4 1 edgar.xml FORM 4 - X0306 4 2016-12-14 0 0000103145 VEECO INSTRUMENTS INC VECO 0001607969 Maheshwari Shubham C/O VEECO INSTRUMENTS INC. TERMINAL DRIVE PLAINVIEW NY 11803 0 1 0 0 EVP & CFO Common Stock 2016-12-15 4 S 0 2250 30.00 D 36300 D Restricted Stock Unit 0 2016-12-14 4 A 0 2624 0 A Common Stock 2624 2624 D Restricted Stock Unit 0 2016-12-14 4 A 0 2521 0 A Common Stock 2521 2521 D Represents securities sold pursuant to a 10b5-1 sales plan adopted by the reporting person. Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved. Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. Gregory A. Robbins, Attorney-in-fact 2016-12-16