0001127602-13-010505.txt : 20130312 0001127602-13-010505.hdr.sgml : 20130312 20130312163948 ACCESSION NUMBER: 0001127602-13-010505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lash James H CENTRAL INDEX KEY: 0001490185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-21011 FILM NUMBER: 13684669 MAIL ADDRESS: STREET 1: 76 SOUTH MAIN STREET CITY: AKRON STATE: OH ZIP: 44308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTENERGY CORP CENTRAL INDEX KEY: 0001031296 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 341843785 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 76 SOUTH MAIN ST CITY: AKRON STATE: OH ZIP: 44308-1890 BUSINESS PHONE: 330-761-7837 MAIL ADDRESS: STREET 1: 76 SOUTH MAIN ST CITY: AKRON STATE: OH ZIP: 44308-1890 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-03-08 0001031296 FIRSTENERGY CORP FE 0001490185 Lash James H 76 SOUTH MAIN STREET AKRON OH 44308 1 President FE Generation Common Stock 2013-03-08 4 M 0 4759 40.82 A 38045.258 D Common Stock 2013-03-08 4 A 0 9718 40.82 A 47763.258 D Common Stock 2013-03-08 4 F 0 6906 40.82 D 40857.258 D Common Stock 2013-03-12 4 S 0 12500 41.1779 D 28357.258 D Common Stock 562.904 I By Savings Plan RSUP18 2013-03-08 4 A 0 8017 40.82 A 2016-03-01 2016-03-01 Common Stock 8017 8017 D RSUP14 2013-03-08 4 M 0 4759 0 D 2013-03-08 2013-03-08 Common Stock 4759 0 D Phantom / Retirement Common Stock 11492.319 11492.319 D Phantom 3/05d Retirement Common Stock 4255.846 4255.846 D RSUP16 2014-03-04 2014-03-04 Common Stock 6130 6130 D RSUP17 2015-03-05 2015-03-05 Common Stock 7617 7617 D Stock Options (Right to Buy) 37.75 2015-03-01 2021-02-25 Common Stock 80257 80257 D RSUP14 award listed in Table II has been reported at 50% of the original grant amount, as that represents the minimum amount guaranteed to be paid out upon vesting. Because of the performance targets were achieved, the award was paid out on March 8, 2013 at a performance rate of 150%. The shares coded "A" represent that portion attributable to this performance adjustment. The shares coded "F" were withheld to cover income tax obligations associated with the payout. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.13 to $41.27, inclusive. The reporting person undertakes to provide to FirstEnergy Corp., any security holder of FirstEnergy Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. 1 for 1 This transaction is a performance-adjusted restricted stock unit grant (RSUP18) of which 50% is reflected in table II. Of the total shares granted, 50% of the shares are subject to forfeiture if the performance goals are not met. The full grant can be adjusted upward by an additional 50% if the 3-year goals are achieved. This transaction reflects the extension and vesting of phantom stock to retirement or other termination of employment under arrangements approved by the Compensation Committee. Edward J. Udovich, POA 2013-03-12