-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRMXWKk+q0a7ygT8DQfM1lzAhqJOc9A69gZsL7exA+5df1OVoAAiWD1GdN8CpUwj eAavpKOTK8ejrbO7sqFZ5A== 0000949265-05-000613.txt : 20050630 0000949265-05-000613.hdr.sgml : 20050630 20050630164633 ACCESSION NUMBER: 0000949265-05-000613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050628 FILED AS OF DATE: 20050630 DATE AS OF CHANGE: 20050630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOTTENSTEIN JAY L CENTRAL INDEX KEY: 0001031000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32545 FILM NUMBER: 05929035 BUSINESS ADDRESS: BUSINESS PHONE: 6144494281 MAIL ADDRESS: STREET 1: 1800 MOLER ROAD CITY: COLUMBUS STATE: OH ZIP: 43207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DSW Inc. CENTRAL INDEX KEY: 0001319947 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 310746639 STATE OF INCORPORATION: OH FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 4150 EAST 5TH AVENUE CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: (614) 237-7100 MAIL ADDRESS: STREET 1: 4150 EAST 5TH AVENUE CITY: COLUMBUS STATE: OH ZIP: 43219 4 1 sch42.xml X0202 4 2005-06-28 0 0001319947 DSW Inc. DSW 0001031000 SCHOTTENSTEIN JAY L SCHOTTENSTEIN STORES CORPORATION 1800 MOLER ROAD COLUMBUS OH 43209 1 1 1 0 Chairman and CEO Class A Common Shares 2005-06-28 4 P 0 100 24.0000 A 100 D Class B Common Shares 27702667 I By Retail Ventures, Inc. See Footnote (1) on Attached Exhibit 99. EXHIBIT INDEX Exhibit 99 - Footnote By: Robert J. Tannous, Attorney-in-Fact 2005-06-30 EX-99 2 jlsf4fn.txt FOOTNOTE EXHIBIT 99 To Form 4 Name and Address of Reporting Person: Jay L. Schottenstein Schottenstein Stores Corporation 1800 Moler Road Columbus, OH 43209 Date of Earliest Transaction: 6/28/05 Issuer Name and Ticker or Trading Symbol: DSW Inc. (DSW) FOOTNOTES: (1) The amount reported includes 27,702,667 Class B Common Shares held by Retail Ventures, Inc., or Retail Ventures. As of April 30, 2005, Schottenstein Stores Corporation, or SSC, held approximately 48.2% on a fully diluted basis of the outstanding common shares of Retail Ventures, and Jay L. Schottenstein beneficially owned approximately 78.4% of the common shares of SSC. In addition, Mr. Schottenstein was also the sole beneficial owner of 144,000 Retail Ventures common shares and held 52,500 Retail Ventures common shares through Glosser Brothers Acquisition, Inc., or GBA, of which Mr. Schottenstein was Chairman of the Board, President, a director and a trustee or co-trustee of family trusts that own 100% of the stock of GBA. Mr. Schottenstein has voting and investment power as co-trustee of a family trust that owns 30,000 Retail Ventures common shares, and is one of five trustees of a foundation that owns 67,944 Retail Ventures common shares. Mr. Schottenstein also held options convertible into 50,000 Retail Ventures common shares. By virtue of his direct ownership interests in SSC and Retail Ventures, Mr. Schottenstein may be deemed to beneficially own the DSW Class B Common Shares owned by Retail Ventures. Mr. Schottenstein disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. -----END PRIVACY-ENHANCED MESSAGE-----