-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKThPfF9YEO6gXHI2onoIn5R8cOnVYFF4l/hrEMA64vlAaZqbTl1F20gGEMd+42w DwVxhETjLQwq8h+guQW/tw== 0000912057-02-034355.txt : 20020903 0000912057-02-034355.hdr.sgml : 20020903 20020903151144 ACCESSION NUMBER: 0000912057-02-034355 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020903 GROUP MEMBERS: ANN H. LAMONT GROUP MEMBERS: BANDEL L. CARANO GROUP MEMBERS: DAVID B. WALROD GROUP MEMBERS: EDWARD F. GLASSMEYER GROUP MEMBERS: FREDRIC W. HARMAN GROUP MEMBERS: GERALD R. GALLAGHER GROUP MEMBERS: OAK ASSOCIATES IX, LLC GROUP MEMBERS: OAK ASSOCIATES X, LLC GROUP MEMBERS: OAK INVESTMENT PARTNERS IX, LIMITED PARTNERSHIP GROUP MEMBERS: OAK INVESTMENT PARTNERS X, LIMITED PARTNERSHIP GROUP MEMBERS: OAK IX AFFILIATES FUND - A, LIMITED PARTNERSHIP GROUP MEMBERS: OAK IX AFFILIATES FUND, LIMITED PARTNERSHIP GROUP MEMBERS: OAK IX AFFILIATES, LLC GROUP MEMBERS: OAK X AFFILIATES FUND, LIMITED PARTNERSHIP GROUP MEMBERS: OAK X AFFILIATES, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIVINE INC CENTRAL INDEX KEY: 0001097516 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 364301991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59333 FILM NUMBER: 02755271 BUSINESS ADDRESS: STREET 1: 1301 N ELSTON AVENUE CITY: CHICAGO STATE: IL ZIP: 60622 BUSINESS PHONE: 7733946600 MAIL ADDRESS: STREET 1: 1301 N ELSTON AVENUE CITY: CHICAGO STATE: IL ZIP: 60622 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OAK MANAGEMENT CORP CENTRAL INDEX KEY: 0001030818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268346 MAIL ADDRESS: STREET 1: ONE GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 SC 13D/A 1 a2088591zsc13da.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------- SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 2)* divine, inc. - ------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $0.001 par value per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 255402 40 6 - ------------------------------------------------------------------------------- (CUSIP Number) Edward F. Glassmeyer Oak Management Corporation One Gorham Island Westport, CT 06880 (203) 226-8346 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copies to: Charles J. Downey III, Esq. Finn Dixon & Herling LLP One Landmark Square Stamford, CT 06901 (203) 325-5000 August 28, 2002 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) CUSIP NO. 255402 40 6 13D Page 2 of 24 If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities and for any subsequent amendment containing information which would alter disclosures provided in the cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) CUSIP NO. 255402 40 6 13D Page 3 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak Investment Partners IX, Limited Partnership 06-1556218 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 2,981,176 NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: None. ------------------------------------------------- 9. SOLE DISPOSITIVE POWER 2,981,176 ------------------------------------------------- 10. SHARED DISPOSITIVE POWER None. - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,981,176 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.87% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 4 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak Associates IX, LLC 06-1556230 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: 2,981,176 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 2,981,176 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,981,176 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.87% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO-LLC - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 5 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak IX Affiliates Fund - A, Limited Partnership 06-1571899 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 71,613 NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: None. ------------------------------------------------- 9. SOLE DISPOSITIVE POWER 71,613 ------------------------------------------------- 10. SHARED DISPOSITIVE POWER None. - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,613 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.35% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 6 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak IX Affiliates Fund, Limited Partnership 06-1556229 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 31,864 NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: None. ------------------------------------------------- 9. SOLE DISPOSITIVE POWER 31,864 ------------------------------------------------- 10. SHARED DISPOSITIVE POWER None. - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 31,864 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.16% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 7 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak IX Affiliates, LLC 06-1556233 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: 103,477 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 103,477 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 103,477 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.51% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO-LLC - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 8 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak Investment Partners X, Limited Partnership 06-1601019 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 12,788,453 NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: None. ------------------------------------------------- 9. SOLE DISPOSITIVE POWER 12,788,453 ------------------------------------------------- 10. SHARED DISPOSITIVE POWER None. - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,788,453 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 38.79% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 9 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak Associates X, LLC 06-1630661 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: ------------------------------------------------- 8. SHARED VOTING POWER 12,788,453 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 12,788,453 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,788,453 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 38.79% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO-LLC - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 10 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak X Affiliates Fund, Limited Partnership 06-1622220 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER 205,351 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: ------------------------------------------------- 8. SHARED VOTING POWER None. ------------------------------------------------- 9. SOLE DISPOSITIVE POWER 205,351 ------------------------------------------------- 10. SHARED DISPOSITIVE POWER None. - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 205,351 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.01% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 11 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak X Affiliates, LLC 06-1630662 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: 205,351 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 205,351 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 205,351 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.01% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO-LLC - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 12 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Oak Management Corporation 06-0990851 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: ------------------------------------------------- 8. SHARED VOTING POWER 16,078,457 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 16,078,457 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,078,457 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 44.34% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 13 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Bandel L. Carano - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: ------------------------------------------------- 8. SHARED VOTING POWER 16,078,457 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 16,078,457 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,078,457 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 44.34% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 14 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Gerald R. Gallagher - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: 3,084,653 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 3,084,653 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,084,653 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.26% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 15 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Edward F. Glassmeyer - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: 16,078,457 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 16,078,457 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,078,457 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 44.34% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 16 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Fredric W. Harman - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: 16,078,457 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 16,078,457 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,078,457 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 44.34% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 17 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Ann H. Lamont - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: 16,078,457 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 16,078,457 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,078,457 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 44.34% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP NO. 255402 40 6 13D Page 18 of 24 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) David B. Walrod - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER None. NUMBER OF SHARES ------------------------------------------------- BENEFICIALLY OWNED BY EACH 8. SHARED VOTING POWER REPORTING PERSON WITH: 12,993,804 ------------------------------------------------- 9. SOLE DISPOSITIVE POWER None. ------------------------------------------------- 10. SHARED DISPOSITIVE POWER 12,993,804 - ----------------------------- ------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,993,804 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 39.17% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- Page 19 of 24 Amendment No. 2 to Statement on Schedule 13D This Amendment No. 2 to Statement on Schedule 13D relates to the beneficial ownership of Class A common stock, par value $0.001 per share (the "Class A Common Stock"), of divine, inc., a Delaware corporation (the "Company"). This Amendment No. 2 to Schedule 13D is being filed on behalf of the Reporting Persons (as defined below) and amends and supplements the Schedule 13D filed by the Reporting Persons on June 10, 2002, as amended by Amendment No. 1 thereto filed on July 30, 2002. Unless otherwise defined herein, all capitalized terms used herein shall have the respective meanings given such terms in the Schedule 13D. This statement is filed by Oak Investment Partners IX, Limited Partnership, a Delaware limited partnership ("Oak Investment Partners IX"), Oak Associates IX, LLC, a Delaware limited liability company ("Oak Associates IX"), Oak IX Affiliates Fund - A, Limited Partnership, a Delaware limited partnership ("Oak Affiliates Fund IX - A"), Oak IX Affiliates Fund, Limited Partnership, a Delaware limited partnership ("Oak Affiliates Fund IX"), Oak IX Affiliates, LLC, a Delaware limited liability company ("Oak IX Affiliates"), Oak Investment Partners X, Limited Partnership, a Delaware limited partnership ("Oak Investment Partners X"), Oak Associates X, LLC, a Delaware limited liability company ("Oak Associates X"), Oak X Affiliates Fund, Limited Partnership, a Delaware limited partnership ("Oak Affiliates Fund X"), Oak X Affiliates, LLC, a Delaware limited liability company ("Oak X Affiliates"), Oak Management Corporation, a Delaware corporation ("Oak Management"), Bandel L. Carano, Gerald R. Gallagher, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and David B. Walrod (collectively with Messrs. Carano, Gallagher, Glassmeyer and Harman and Ms. Lamont, the "Partners"). Oak Investment Partners IX, Oak Associates IX, Oak Affiliates Fund IX - A, Oak Affiliates Fund IX, Oak IX Affiliates, Oak Investment Partners X, Oak Associates X, Oak Affiliates Fund X, Oak X Affiliates and Oak Management are collectively referred to as the "Oak Entities". The Oak Entities and the Partners are collectively referred to as the "Reporting Persons" in this Amendment No. 2 to Schedule 13D. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The sixth paragraph of Item 3 is hereby amended and restated in its entirety as follows: Each share of Series B-1 Preferred Stock is convertible into Class A Common Stock at an initial conversion price equal to $3.0441. The conversion price is subject to further "weighted average" antidilution adjustments (subject to certain exceptions) and certain other adjustments as set forth in the form of Certificate of Amendment to Certificate of Designations, Preferences and Rights of Series B-1 Preferred Stock of the Company listed as Exhibit F hereto (the "Series B-1 Certificate of Designations"). Item 3 is hereby amended and supplemented by the addition of the following paragraph: The Second Closing occurred on August 28, 2002. ITEM 4. PURPOSE OF TRANSACTION. The paragraph contained in Item 4 captioned "BOARD REPRESENTATION" is hereby amended and restated in its entirety as follows: BOARD REPRESENTATION. The terms of the Series B Preferred Stock, as set forth in the Series B Certificate of Designations, provide for the holders of the Series B Preferred Stock to elect one member to the board of directors of the Company (nominated by Oak Investment Partners X, Oak Affiliates Fund X or their affiliates), voting separately as a class upon completion of the initial closing. Additionally, the terms of the Series B-1 Preferred Stock, as set forth in the Series B-1 Certificate of Designations, and the Page 20 of 24 terms of the Series B Preferred Stock, after giving effect to the Amended Series B Certificate of Designations at the Second Closing, provide for the holders of the Series B Preferred Stock and Series B-1 Preferred Stock, voting together as a single class, to elect up to two members to the board of directors of the company (nominated by Oak Investment Partners IX, Oak Affiliates Fund IX - A, Oak Affiliates Fund IX, Oak Investment Partners X, Oak Affiliates Fund X or their affiliates), inclusive of any member elected in connection with the initial closing, to serve on the Company's board of directors upon the completion of the Second Closing. In connection with the Second Closing, Fredric W. Harman was elected to the Company's board of directors by the holders of the Series B Preferred Stock and Series B-1 Preferred Stock, voting together as a single class. The holders of the Series B Preferred Stock and Series B-1 Preferred Stock have not yet exercised their right to elect a second member to the Company's board of directors, but reserve their right to do so. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5(a) and (b) is hereby amended and restated in its entirety as follows: (a) and (b) The approximate percentages of shares of Class A Common Stock reported as beneficially owned by the Reporting Persons is based upon 20,182,788 shares of Class A Common Stock outstanding as of August 9, 2002, as reported in the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2002, plus shares issuable upon the conversion of Series B Preferred Stock and Series B-1 Preferred Stock as described in the following paragraphs. Amounts shown as beneficially owned by each of Oak Investment Partners X, Oak Associates X, Oak Management, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and David B. Walrod include the 3,681,000 shares of Class A Common Stock into which the shares of Series B Preferred Stock presently held by Oak Investment Partners X may be initially converted and the 9,107,453 shares of Class A Common Stock into which the shares of Series B-1 Preferred Stock presently held by Oak Investment Partners X may be initially converted. Amounts shown as beneficially owned by each of Oak Affiliates Fund X, Oak X Affiliates, Oak Management, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and David B. Walrod include the 59,167 shares of Class A Common Stock into which the shares of Series B Preferred Stock presently held by Oak Affiliates Fund X may be initially converted and the 146,184 shares of Series B-1 Preferred Stock presently held by Oak Affiliates Fund X may be initially converted. Amounts shown as beneficially owned by each of Oak Investment Partners IX, Oak Associates IX, Oak Management, Bandel L. Carano, Gerald R. Gallagher, Edward F. Glassmeyer, Fredric W. Harman and Ann H. Lamont include the 2,981,176 shares of Class A Common Stock into which the shares of Series B-1 Preferred Stock presently held by Oak Investment Partners IX may be initially converted. Amounts shown as beneficially owned by each of Oak Affiliates Fund IX - A, Oak IX Affiliates, Oak Management, Bandel L. Carano, Gerald R. Gallagher, Edward F. Glassmeyer, Fredric W. Harman and Ann H. Lamont include the 71,163 shares of Class A Common Stock into which the shares of Series B-1 Preferred Stock presently held by Oak Affiliates Fund IX - A may be initially converted. Amounts shown as beneficially owned by each of Oak Affiliates Fund IX, Oak IX Affiliates, Oak Management, Bandel L. Carano, Gerald R. Gallagher, Edward F. Glassmeyer, Fredric W. Harman and Ann H. Lamont include the 31,864 shares of Class A Common Stock into which the shares of Series B-1 Preferred Stock presently held by Oak Affiliates Fund IX may be initially converted. Please see Items 7, 8, 9, 10, 11, and 13 for each cover sheet for each Reporting Person. Page 21 of 24 ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. The first item listed as Exhibit A in Item 7 is amended and restated in its entirety as follows: Exhibit A Agreement of Reporting Persons, dated September 3, 2002, among the Reporting Persons. Page 22 of 24 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 3, 2002 Entities: Oak Investment Partners IX, Limited Partnership Oak Associates IX, LLC Oak IX Affiliates Fund - A, Limited Partnership Oak IX Affiliates Fund, Limited Partnership Oak IX Affiliates, LLC Oak Investment Partners X, Limited Partnership Oak Associates X, LLC Oak X Affiliates Fund, Limited Partnership Oak X Affiliates, LLC Oak Management Corporation By: /s/ ANN H. LAMONT ------------------------------------ Ann H. Lamont, as General Partner or Managing Member or as Attorney-in-fact for the above-listed entities Individuals: Bandel L. Carano Gerald R. Gallagher Edward F. Glassmeyer Fredric W. Harman Ann H. Lamont David B. Walrod By: /s/ ANN H. LAMONT ----------------------------------- Ann H. Lamont, Individually and as Attorney-in-fact for the above-listed individuals Page 23 of 24 INDEX TO EXHIBITS PAGE ---- EXHIBIT A Agreement of Reporting Persons, dated September 3, 2002, among the Reporting Persons. 24 EXHIBIT B Power of Attorney (filed as Exhibit B to the Schedule 13D filed by the Reporting Persons with the Commission on June 10, 2002 and incorporated herein by reference) EXHIBIT C Second Amended and Restated Securities Purchase Agreement, dated as of July 24, 2002, by and among the Company and the buyers named therein (filed as Exhibit 4.1 to the Company's Form 8-K/A filed with the Commission on July 25, 2002, and incorporated herein by reference). EXHIBIT D Certificate of Designations, Preferences and Rights of Series B Convertible Preferred Stock of the Company (filed as Exhibit 3.1 to the Company's Form 8-K filed with the Commission on June 3, 2002, and incorporated herein by reference). EXHIBIT E Form of Certificate of Amendment to Certificate of Designations, Preferences and Rights of Series B Convertible Preferred Stock of the Company (filed as Exhibit 3.1 to the Company's Form 8-K/A filed with the Commission on July 25, 2002, and incorporated herein by reference). EXHIBIT F Form of Certificate of Amendment to Certificate of Designations, Preferences and Rights of Series B-1 Convertible Preferred Stock of the Company (filed as Exhibit 3.2 to the Company's Form 8-K/A filed with the Commission on July 25, 2002, and incorporated herein by reference). EXHIBIT G Form of Amended and Restated Registration Rights Agreement, by and among the Company and the buyers named therein (filed as Exhibit 10.1 to the Company's Form 8-K/A filed with the Commission on July 25, 2002, and incorporated herein by reference). EXHIBIT H Registration Rights Agreement, dated as of May 31, 2002, by and among the Company and the buyers named therein (filed as Exhibit 10.1 to the Company's Form 8-K filed with the Commission on June 3, 2002, and incorporated herein by reference). EX-99.A 3 a2088591zex-99_a.txt EXHIBIT 99.A Page 24 of 24 EXHIBIT A AGREEMENT OF REPORTING PERSONS Each of the undersigned hereby agrees that the Amendment No. 2 to Schedule 13D filed on the date hereof with respect to the shares of Class A Common Stock of divine, inc. has been filed on behalf of the undersigned. SIGNATURE Dated: September 3, 2002 Entities: Oak Investment Partners IX, Limited Partnership Oak Associates IX, LLC Oak IX Affiliates Fund - A, Limited Partnership Oak IX Affiliates Fund, Limited Partnership Oak IX Affiliates, LLC Oak Investment Partners X, Limited Partnership Oak Associates X, LLC Oak X Affiliates Fund, Limited Partnership Oak X Affiliates, LLC Oak Management Corporation By: /s/ ANN H. LAMONT ------------------------------------ Ann H. Lamont, as General Partner or Managing Member or as Attorney-in-fact for the above-listed entities Individuals: Bandel L. Carano Gerald R. Gallagher Edward F. Glassmeyer Fredric W. Harman Ann H. Lamont David B. Walrod By: /s/ ANN H. LAMONT ------------------------------------ Ann H. Lamont, Individually and as Attorney-in-fact for the above-listed individuals -----END PRIVACY-ENHANCED MESSAGE-----