FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GULFMARK OFFSHORE INC [ GLF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/08/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 06/08/2010 | M(3) | V | 2,884.584 | A | (1) | 169,518.584 | D | ||
Class A Common Stock | 06/08/2010 | M(3) | V | 0.584 | D | $14.4(2) | 169,518 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
PHANTOM STOCK | (1) | 06/08/2010 | M(3) | V | 3,220.652 | 06/08/2010 | 06/08/2010 | Class A Common Stock | 3,220.652 | (1) | 0 | D |
Explanation of Responses: |
1. Effective June 8, 2010, Mr. Rigdon was no longer a member of the board of directors of GLF. Each phantom stock unit he received under GLF's Executive Nonqualified Excess Plan (the "Plan") was the economic equivalent of one share of GLF Class A common stock. On June 8, 2010, Mr. Rigdon's 3,220.652 phantom stock units were settled or forfeited as follows: (i) 2,884 for an equal number of shares of GLF Class A common stock, (ii) 0.584 units for cash, and (iii) 336.068 units were forfeited as they were not vested under the terms of the Plan. |
2. Calculated based on the closing stock price of GLF Class A common stock on June 8, 2010, which was $24.57. |
3. This is a voluntary filing reflecting Mr. Rigdon no longer being subject to Section 16. Under Rule 16a-2(b), a post-termination transaction by a former director is only reportable if the transaction is not exempt from Section 16(b) and occurs within less than six months of a non-exempt, opposite way transaction that occurred while the person was a director. Neither circumstance exists with respect to this transaction, but Mr. Rigdon wanted to file an exit report. |
Remarks: |
/s/ Larry T. Rigdon | 09/17/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |