-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vn+m1G6eBCB/WaaKCTinYffvTDNUWNgPfnZnaKsUTOPoTkbN3mkBrix/cTZMeHn9 v8esmIImyelFUBzsorskgg== 0001140361-09-009791.txt : 20090417 0001140361-09-009791.hdr.sgml : 20090417 20090417070914 ACCESSION NUMBER: 0001140361-09-009791 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090417 DATE AS OF CHANGE: 20090417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTTERS DAVID J CENTRAL INDEX KEY: 0001188799 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33607 FILM NUMBER: 09755050 MAIL ADDRESS: STREET 1: RELIANT STADIUM TWO RELIANT PARK CITY: HOUSTON STATE: TX ZIP: 77054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GULFMARK OFFSHORE INC CENTRAL INDEX KEY: 0001030749 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 760526032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10111 RICHMOND AVE STREET 2: STE 340 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 7139639522 MAIL ADDRESS: STREET 1: 10111 RICHMOND AVE STREET 2: STE 340 CITY: HOUSTON STATE: TX ZIP: 77042 5 1 doc1.xml FORM 5 X0303 5 2008-12-31 0 0 1 0001030749 GULFMARK OFFSHORE INC GLF 0001188799 BUTTERS DAVID J X1 1 0 0 0 Phantom Stock 2002-11-30 4 P 0 L 124.917 15.010 A Common Stock 124.917 3060.311 D Phantom Stock 2002-12-15 4 P 0 L 23.038 14.650 A Common Stock 23.038 3083.349 D Phantom Stock 2002-12-31 4 P 0 L 174.668 14.760 A Common Stock 174.668 3258.017 D Phantom Stock 2003-01-31 4 P 0 L 140.872 13.310 A Common Stock 140.872 3398.889 D Phantom Stock 2003-02-28 4 P 0 L 155.311 14.970 A Common Stock 155.311 3554.200 D Phantom Stock 2003-03-31 4 P 0 L 200.044 13.450 A Common Stock 200.044 3754.244 D Phantom Stock 2003-04-30 4 P 0 150.568 13.200 A Common Stock 150.568 3904.812 D Phantom Stock 2003-05-15 4 P 0 L 21.173 15.940 A Common Stock 21.173 3925.985 D Phantom Stock 2003-05-31 4 P 0 L 103.643 18.091 A Common Stock 103.643 4029.628 D Phantom Stock 2003-06-30 4 P 0 L 195.662 16.77 A Common Stock 195.662 4225.290 D Phantom Stock 2003-07-31 4 P 0 L 148.936 14.1 A Common Stock 148.936 4374.226 D Phantom Stock 2003-08-31 4 P 0 L 133.929 14 A Common Stock 133.929 4508.155 D Phantom Stock 2003-09-15 4 P 0 L 32.143 14 A Common Stock 32.143 4540.298 D Phantom Stock 2003-09-30 4 P 0 L 231.4 14.18 A Common Stock 231.4 4771.698 D Phantom Stock 2003-10-31 4 P 0 L 150.43 13.96 A Common Stock 150.43 4992.128 D Phantom Stock 2003-11-15 4 P 0 L 15.789 14.250 A Common Stock 15.789 4937.917 D Phantom Stock 2003-11-30 4 P 0 L 149.679 14.03 A Common Stock 149.679 5087.596 D Phantom Stock 2003-12-15 4 P 0 L 33.333 13.5 A Common Stock 33.333 5120.929 D Phantom Stock 2003-12-31 4 P 0 L 234.376 14 A Common Stock 234.376 5355.305 D Phantom Stock 2004-01-31 4 P 0 L 130.208 14.4 A Common Stock 130.208 5485.513 D Phantom Stock 2004-02-29 4 P 0 L 113.499 16.52 A Common Stock 113.499 5599.012 D Phantom Stock 2004-03-15 4 P 0 L 14.706 15.3 A Common Stock 14.706 5613.718 D Phantom Stock 2004-03-31 4 P 0 L 208.864 15.710 A Common Stock 208.864 5822.582 D Phantom Stock 2004-04-30 4 P 0 L 124.172 15.1 A Common Stock 124.172 5946.754 D Phantom Stock 2004-05-15 4 P 0 L 32.991 13.640 A Common Stock 32.991 5979.745 D On reviewing the Section 16 reporting requirements relating to GulfMark Offshore, Inc.'s Executive Nonqualified Excess Plan, it was determined that the phantom stock units created by the deferral of compensation by both officers and directors should have been reported as a derivative security by the officer/director once the phantom stock unit was allocated to his account. This filing reports all transactions related to the phantom stock units in the plan allocated to the individual from his point of entry into the plan through March 31, 2009. Each phantom stock unit is the economic equivalent of one share of common stock. Subject to the provisions of the plan, the phantom stock units become payable only in common stock upon the officer/director's termination of service." /s/ David J. Butters 2009-04-16 -----END PRIVACY-ENHANCED MESSAGE-----