-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELkPxCG3GzLKzYFi5uQiLBIU5qXweja+ZKBWLkOR2UDSOrfB12sEKDoa01K0kQuv jadAeu/VtyTQ0K39FuwmKg== 0000891092-01-000191.txt : 20010213 0000891092-01-000191.hdr.sgml : 20010213 ACCESSION NUMBER: 0000891092-01-000191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010108 FILED AS OF DATE: 20010212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SENTRY TECHNOLOGY CORP CENTRAL INDEX KEY: 0001030708 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 113349733 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-12727 FILM NUMBER: 1534577 BUSINESS ADDRESS: STREET 1: 350 WIRELESS BLVD CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5142322100 MAIL ADDRESS: STREET 1: 350 WIRELESS BLVD CITY: HAUPPAUGE STATE: NY ZIP: 11788 COMPANY DATA: COMPANY CONFORMED NAME: MUNDY PETER J CENTRAL INDEX KEY: 0001134169 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 8193 W 143RD ST CITY: ORLAND PARK STATE: IL ZIP: 60462 MAIL ADDRESS: STREET 1: 8193 W 143RD ST CITY: ORLAND PARK STATE: IL ZIP: 60462 4 1 0001.txt FORM 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 / / CHECK THIS BOX STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP IF NO LONGER SUBJECT TO OMB APPROVAL SECTION 16. OMB NUMBER 3235-0287 FORM 4 OR FORM 5 Expires: December 31, 2001 OBLIGATIONS Estimated average burden MAY CONTINUE. hours per response 0.5 SEE INSTRUCTION 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (PRINT OR TYPE RESPONSES)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting 2. Issuer Name AND Ticker or 6. Relationship of Reporting Person (s) to Issuer Person* Trading Symbol (Check all applicable) Sentry Technology Corporation (SKVY) ____ Director __________ 10% Owner __X__ Officer __________ Other Mundy Peter J (give title below) (specify below) Vice Pres. & Chief Financial Officer - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS Identification Number 4. Statement for Month/Year of Reporting Person, if an entity (Voluntary) 01/2001 43 Dock Lane - ------------------------------------- -------------------------------------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) _X__ Form filed by One Reporting Person Wantagh, New York 11793 ____ Form filed by More than One - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Transaction Date 3.(Transaction 4.(Securities Acquired (A) 5. Amount of 6. Ownership 7.Nature (Instr.3) (Month/Day/Year) Code (Instr 8.) or Disposed of (D) Securities Form: of Instr. 3, 4 and 5) Beneficially Direct (D) Indirect Owned at or Indirect Beneficial Code V Amount (A) or Price End of (I) Ownership (D) Month Instr. 4) (Instr. 4) (Instr. 3 and 4) Common Stock 01/08/2001 J(1) 166,636 A 195,967 D par value $.001 - ------------------------------------------------------------------------------------------------------------------------------------ Class A Preferred Stock 01/08/2001 J(1) 31,002 D -0- D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). Reminder: Report on a seperate line for each class of securities beneficially owned directly or indirectly. FORM 4 (continued) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2.Conversion 3.Transaction 4.Transaction 5.Number 6.Date 7.Title 8.Price 9.Number 10.Owner- 11.Nature of or Date Code of Exercisable and Amount of of ship of Derv- Exercise (Month/ (Instr 8) Derivative and of Derivative Derv- Form Indi- ative Price of Day/ Securities Expiration Underlying Security ative of rect Security Derivative Year) Acquired Date Securities (Instr.5) Securities Derv- Bene- (Instr.3) Security (A) or (Month/ (Instr 3 Bene- ative ficial Disposed Day/ and 4) ficially Security Owner- of (D) Year) Owned Direct: ship (Instr.3, at End (D)or (Instr. 4 and 5) Month Indirect 4) (Instr.4) (I) (Instr.4) --------------------------------------------------------------------------------------------- Code V (A) (D) Date Expir- Title Amount Exer- ation or cisable Date Number of Shares Option $2.40 01/08/01 J(1) 33,272 Immed. 12/06/04 Common 33,272 (2) D (right Stock & to buy) Class A Preferred Stock - ------------------------------------------------------------------------------------------------------------------------------------ Option $ .40 01/08/01 J(1) 199,632 Immed. 12/06/04 Common 199,632 (2) D (right Stock to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Option $3.01 01/08/01 J(1) 4,159 Immed. 01/03/05 Common 4,159 (2) D (right Stock & to buy) Class A Preferred Stock - ------------------------------------------------------------------------------------------------------------------------------------ Option $ .50 01/08/01 J(1) 24,954 Immed. 01/03/05 Common 24,954 (2) D (right Stock to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Option $6.31 01/08/01 J(1) 33,272 Immed. 02/20/06 Common 33,272 (2) D (right Stock & to buy) Class A Preferred Stock - ------------------------------------------------------------------------------------------------------------------------------------ Option $1.05 01/08/01 J(1) 199,632 Immed. 02/20/06 Common 199,632 (2) D (right Stock to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Option $2.38 03/10/97 A Immed. 03/10/07 Common 40,000 (2) D (right Stock to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Option $2.37 01/06/98 A Immed. 01/06/08 Common 20,000 (2) D (right Stock to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Option $0.62 01/11/99 A Immed. 01/11/09 Common 35,000 (2) D (right Stock to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Option $0.065 07/17/00 A Immed. 07/17/10 Common 150,000 (2) D (right Stock to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Pursuant to a reclassification, each share of Class A Preferred Stock, including shares issued pursuant to a dividend on the Class A Preferred Stock, was reclassified into 5 shares of Common Stock, $.001 par value. (2) Cumulative number of options for Common Stock exercisable now or in the future is 669,218. * Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Peter J. Mundy 02/12/2001 --------------------------------- ------------------ ** Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. - -----------------
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