-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JzjYsNZ+J+NG/WmBOVCgHX22JtN4Bt8ApPzmuY69YsDPpWav/Hnc4skBvkEi2LCn 7KuBSS345ML3XxTLLn20Yg== 0000912057-97-005955.txt : 19970222 0000912057-97-005955.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-005955 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970218 SROS: NONE GROUP MEMBERS: NOVARTIS BIOTECH HOLDING INC. GROUP MEMBERS: NOVARTIS INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEMIX INC /DE CENTRAL INDEX KEY: 0000876428 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 770193369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41866 FILM NUMBER: 97537682 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4158564901 MAIL ADDRESS: STREET 1: 3155 PORTER DR CITY: PALO ALTO STATE: CA ZIP: 94304 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEMIX INC /DE CENTRAL INDEX KEY: 0000876428 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 770193369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41866 FILM NUMBER: 97537683 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4158564901 MAIL ADDRESS: STREET 1: 3155 PORTER DR CITY: PALO ALTO STATE: CA ZIP: 94304 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NOVARTIS INC CENTRAL INDEX KEY: 0001030617 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: SCHWARZWALDALLEE 215 STREET 2: 4002 BASEL CITY: SWITZERLAND BUSINESS PHONE: 2128302413 MAIL ADDRESS: STREET 1: SCHWARZWALDALLEE 215 STREET 2: 4002 BASEL CITY: SWITZERLAND STATE: V8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NOVARTIS INC CENTRAL INDEX KEY: 0001030617 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: SCHWARZWALDALLEE 215 STREET 2: 4002 BASEL CITY: SWITZERLAND BUSINESS PHONE: 2128302413 MAIL ADDRESS: STREET 1: SCHWARZWALDALLEE 215 STREET 2: 4002 BASEL CITY: SWITZERLAND STATE: V8 SC 14D1/A 1 SCHEDULE 14D1/A - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------- SCHEDULE 14D-1 (AMENDMENT NO. 3) (Final Amendment) TENDER OFFER STATEMENT PURSUANT TO SECTION 14(D)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 13D (AMENDMENT NO. 13) UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 --------------------- SYSTEMIX, INC. (Name of Subject Company) NOVARTIS BIOTECH HOLDING CORP. AND NOVARTIS INC. (Bidder) COMMON STOCK, $.01 PAR VALUE (Title of Class of Securities) 871872 10 7 (CUSIP Number of Class of Securities) --------------------------- ROBERT L. THOMPSON, JR., ESQ. NOVARTIS BIOTECH HOLDING CORP. NOVARTIS INC. C/O NOVARTIS CORPORATION 608 FIFTH AVENUE, 10TH FLOOR NEW YORK, NEW YORK 10020 (212) 830-2401 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Bidder) --------------------------- COPY TO: DAVID W. HELENIAK, ESQ. 599 LEXINGTON AVENUE NEW YORK, NEW YORK 10022 TELEPHONE: (212) 848-4000 FEBRUARY 18, 1997 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- This Amendment No. 3 to the Tender Offer Statement on Schedule 14D-1 and Amendment No. 13 to the Statement on Schedule 13D (this "Amendment") relates to the offer by Novartis Biotech Holding Corp., a Delaware corporation ("Purchaser") and an indirect wholly owned subsidiary of Novartis Inc., a company organized under the laws of Switzerland ("Parent"), to purchase all outstanding shares of Common Stock, par value $.01 per share (the "Common Stock"), of SyStemix, Inc. (the "Shares"), a Delaware corporation, at a price of $19.50 per Share, net to the seller in cash, upon the terms and subject to the conditions set forth in Purchaser's Offer to Purchase dated January 17, 1997 and in the related Letter of Transmittal. ITEM 6. INTEREST IN SECURITIES OF THE ISSUER. Item 6 of the Schedule 14D-1 is hereby amended and supplemented as follows: The Offer expired at 12:00 midnight, New York City time, on Friday, February 14, 1997. Based on a preliminary count, approximately 4,711,319 Shares were tendered pursuant to the Offer, of which 910,839 were tendered pursuant to notices of guaranteed delivery. Such Shares (including Shares delivered pursuant to notices of guaranteed delivery) constituted approximately 30.6% of the outstanding Shares and approximately 98.2% of the outstanding Shares held by persons other than Parent, Purchaser and their affiliates. On Saturday, February 15, 1997, effective as of 12:01 a.m., all Shares validly tendered and not withdrawn prior to the expiration of the Offer were accepted for payment. In addition to the Shares acquired pursuant to the Offer, Purchaser and Parent own 10,610,099 Shares, representing approximately 68.9% of the outstanding Shares. As a result, Purchaser and its affiliates own approximately 99.5% of the outstanding Shares, which is a sufficient number of Shares to enable Purchaser to effect the Merger without a vote or meeting of the Company's stockholders. After the Merger, Parent will indirectly own 100% of the Company. Purchaser intends to effect the Merger as soon as practicable. A press release issued by Parent on February 18, 1997 announcing the expiration of the Offer and the acceptance of validly tendered Shares is attached hereto as Exhibit (a)(9) and is incorporated herein by reference. Item 11. Exhibits Item 11 of the Schedule 14D-1 is hereby amended by adding the following Exhibit: Exhibit No. (a)(9) Press Release issued by Parent on February 18, 1997. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 18, 1997 NOVARTIS BIOTECH HOLDING CORP. By: /s/ ROBERT L. THOMPSON, JR. ----------------------------------------- Name: Robert L. Thompson, Jr. Title: Vice President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 18, 1997 NOVARTIS INC. By: /s/ ROBERT L. THOMPSON, JR. ----------------------------------------- Name: Robert L. Thompson, Jr. Title: Attorney-in-Fact EX-99.1(A)(9) 2 PRESS RELEASE NOVARTIS COMPLETES TENDER OFFER FOR SYSTEMIX, INC. NEW YORK, NY and BASEL, SWITZERLAND, February 18, 1997 -- Novartis announced today that it had completed its tender offer for all outstanding shares of SyStemix, Inc. The tender offer expired as scheduled at 12:00 midnight, New York City time, on Friday, February 14, 1997. Based on a preliminary count, 4,711,319 shares of SyStemix common stock were tendered and accepted for payment, representing approximately 98.2% of the outstanding shares held by persons other than Novartis and its affiliates. SyStemix will merge with Novartis Biotech Holding Corp., a wholly owned subsidiary of Novartis, as soon as practicable. As a result of the merger, Novartis will own 100% of SyStemix. SyStemix shares which were not tendered into the offer will be cancelled and converted automatically into the right to receive USD 19.50 per share in cash. SyStemix, Inc., based in Palo Alto, California, is a biotechnology company leading in the development of therapies for major disorders of the blood and the immune system based on the use of isolated, expanded and gene-modified human hematopoietic stem cells. Headquartered in Basel, Switzerland, Novartis is a world leader in Life Sciences, committed to the research and development of innovative products and services. In 1995, its annual investment in healthcare research and development was more than CHF 2 billion, the largest in the healthcare industry. -----END PRIVACY-ENHANCED MESSAGE-----