0001493152-23-026470.txt : 20230802 0001493152-23-026470.hdr.sgml : 20230802 20230802175358 ACCESSION NUMBER: 0001493152-23-026470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230802 DATE AS OF CHANGE: 20230802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMONT MARC CENTRAL INDEX KEY: 0001030600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40075 FILM NUMBER: 231137305 MAIL ADDRESS: STREET 1: 2391 QUME DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gaucho Group Holdings, Inc. CENTRAL INDEX KEY: 0001559998 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 522158952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 112 NE 41ST STREET STREET 2: SUITE 106 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 212-739-7650 MAIL ADDRESS: STREET 1: 112 NE 41ST STREET STREET 2: SUITE 106 CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Group, Inc. DATE OF NAME CHANGE: 20181107 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Wines & Luxury Development Group, Inc. DATE OF NAME CHANGE: 20121010 4 1 ownership.xml X0508 4 2022-12-31 0 0001559998 Gaucho Group Holdings, Inc. VINO 0001030600 DUMONT MARC 43 RUE DE LA PRETAIRE VERBIER V8 1936 SWITZERLAND 1 0 0 0 0 Common Stock 2022-12-31 4 M 0 3873 9.684 A 12909 D Common Stock 2023-07-14 4 A 0 67568 0.555 A 80477 D Common Stock 11708 D Common Stock 2500 D Restricted Stock Unit 0.807 2022-12-31 4 M 0 3873 9.684 D 2022-12-31 Common Stock 3873 0 D Stock Option 198.00 2022-12-17 4 J 0 278 0 D 2022-12-17 Common Stock 278 0 D Stock Option 69.36 2024-01-31 Common Stock 278 278 D Stock Option 108.96 2025-09-28 Common Stock 556 556 D Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan. Acquired as compensation for service on the Board of Directors for the first half of 2023. Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship. Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship. Expiration of option with no value received. Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 1/31/23. Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% shares vested on 9/28/21; thereafter options to acquire 35 shares vest every three months until fully vested on 9/28/24. /s/ Marc Dumont 2023-08-02