-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KAs1xGRLd5GZTsvODoiWIfEbFa08t9IvmC/kn6l/urJ5JQzcxyJKCI1aILamtrzp j2Xjfyg5J5O7r62GBueoHQ== 0001181431-08-026379.txt : 20080423 0001181431-08-026379.hdr.sgml : 20080423 20080423203951 ACCESSION NUMBER: 0001181431-08-026379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080402 FILED AS OF DATE: 20080423 DATE AS OF CHANGE: 20080423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIRNDORF HOWARD C CENTRAL INDEX KEY: 0001078432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23541 FILM NUMBER: 08772861 BUSINESS ADDRESS: BUSINESS PHONE: 6195467700 MAIL ADDRESS: STREET 1: C/O NANOGEN INC STREET 2: 10398 PACIFIC CENTER COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOGEN INC CENTRAL INDEX KEY: 0001030339 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 330489621 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10398 PACIFIC CENTER COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858 410 4600 MAIL ADDRESS: STREET 1: 10398 PACIFIC CENTER COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 rrd203633.xml 04-02-08 PERFORMANCE OPTIONS X0202 4 2008-04-02 0 0001030339 NANOGEN INC NGEN 0001078432 BIRNDORF HOWARD C 10398 PACIFIC CENTER CT. SAN DIEGO CA 92121 1 1 0 0 Executive Chairman and CEO Performance Stock Option .4158 2008-04-02 4 A 0 547500 A 2018-01-01 Common Stock 547500 547500 D These performance-based options were approved by the board of directors of Issuer on January 1, 2008 ("Grant Date"), subject to shareholder approval of amendment of the stock option plan (the "Amended Plan") under which such options were granted. The option shares are awarded upon achievement of certain goals under the Issuer's bonus plan for the prior fiscal year at above-target levels. The options vested over a 4-year period, with 25% of options shares to vest upon completion of one year of service following the Grant Date, and the remaining option shares vest monthly over a 36-month period measured from the first anniversary of the Grant Date. The Issuer's shareholders approved the Amended Plan on April 2, 2008. /S/ Howard Birndorf 2008-04-23 -----END PRIVACY-ENHANCED MESSAGE-----