-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hn7bMxsTdCmflBU8uMTxGFjmXTUoMbWL2n/+pnT16XTB55bfmvzufieyoImG2pv1 VobwInV5Hve8X/Wv2oVJZg== 0000950146-96-000563.txt : 19960423 0000950146-96-000563.hdr.sgml : 19960423 ACCESSION NUMBER: 0000950146-96-000563 CONFORMED SUBMISSION TYPE: 485APOS PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19960422 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: VARIABLE ANNUITY ACCT C OF AETNA LIFE INSURANCE & ANNUITY CO CENTRAL INDEX KEY: 0000103007 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485APOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-75986 FILM NUMBER: 96549072 FILING VALUES: FORM TYPE: 485APOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-02513 FILM NUMBER: 96549073 BUSINESS ADDRESS: STREET 1: 151 FARMINGTON AVE CITY: HARTFORD STATE: CT ZIP: 06156 BUSINESS PHONE: 2032734808 MAIL ADDRESS: STREET 1: C/O AETNA LIFE & CASUALTY STREET 2: 151 FARMINGTON AVE CITY: HARTFORD STATE: CT ZIP: 06156 FORMER COMPANY: FORMER CONFORMED NAME: VARIABLE ANNUITY ACCOUNT C OF AETNA VARIABLE ANNUITY LIFE IN DATE OF NAME CHANGE: 19791108 485APOS 1 VARIABLE ANNUITY ACCOUNT C As filed with the Securities and Exchange Registration No. 33-75986* Commission on April 22, 1996 Registration No. 811-2513 - ---------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-4 Post-Effective Amendment No. 6 To REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 and Amendment To REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Variable Annuity Account C of Aetna Life Insurance and Annuity Company (Exact Name of Registrant) Aetna Life Insurance and Annuity Company (Name of Depositor) 151 Farmington Avenue, RE4C, Hartford, Connecticut 06156 (Address of Depositor's Principal Executive Offices) (Zip Code) Depositor's Telephone Number, including Area Code: (860) 273-7834 Susan E. Bryant, Counsel Aetna Life Insurance and Annuity Company 151 Farmington Avenue, RE4C, Hartford, Connecticut 06156 (Name and Address of Agent for Service) It is proposed that this filing will become effective: [X] on May 1, 1996 pursuant to paragraph (a)(3) of Rule 485. (Request for acceleration has been made) Pursuant to Rule 24f-2 under the Investment Company Act of 1940, Registrant has registered an indefinite number of securities under the Securities Act of 1933. Registrant expects to file a Rule 24f-2 Notice for the fiscal year ended December 31, 1995 on or before February 29, 1996. *Pursuant to Rule 429(a) under the Securities Act of 1933, Registrant has included a combined prospectus under this Registration Statement which includes all the information which would currently be required in prospectuses relating to the securities covered by the following earlier Registration Statements: 33-75970; 33-75954; and 33-75956. The Registrant hereby amends this Registration Statement to (i) substitute a new Exhibit 24(b)(1) (Resolution of the Board of Directors of Aetna Life Insurance and Annuity Company establishing Variable Annuity Account C), which is included herein; and (ii) supplement Item 26 (Persons Controlled by or Under Common Control with the Depositor or Registrant), which supplement is also included herein. No other changes have been made and all other parts of the Registration Statement (the Prospectus, the Statement of Additional Information and Other Information) are incorporated into Part A, Part B and Part C of this Post-Effective Amendment No. 6, respectively, by reference to Post-Effective Amendment No. 5 to Registration Statement on Form N-4 (File No. 33-75986), as filed electronically on April 12, 1996. Item 26. Persons Controlled by or Under Common Control with the Depositor or the Registrant The following information supplements the information contained in Post-Effective Amendment No. 5 to Registration Statement on Form N-4 (File No. 33-75986), as filed electronically on April 12, 1996, and lists the principal business of each of the companies listed below: Company Name Principal Business Aetna Life Insurance Company Life and Health Ins and related services Aetna Life and Casualty Company Holding Company The Standard Fire Insurance Company Casualty Insurance and related services Aetna Retirement Services, Inc. Holding Company Aetna Canada Holdings Limited Investment Holding Company Aetna International, Inc. Holding Company for Int'l Sub. Aetna International (N.Z.) Limited Holding Company Aetna Life Insurance Company of Illinois Holding Company ACS Financial Services, Inc. Bond Deals ACS Portfolio Services, Inc. Bond Deals Luettgens Limited Retail Specialty Store AE Housing Corp. Real Estate Aetna Gateway of Illinois Inc. Real Estate Investments Gateway One L.L.C. Real Estate Structured Benefits, Inc. Brokering of Life and Annuity products & Admin. Services. Structured Benefits of Florida, Inc. Broker Life & Annuity products and administrative services Aetna Capital L.L.C. Finance - limited liability company Aetna (Netherlands) Holdings B.V. Finance Company Span Data Processing Center, Inc. Data Processing 5th Generation, Inc. Dissolved Aetna Foundation, Inc. Supports charitable scientific, literary and educational activities AE Four Incorporated General partner of Camballin of W. Australia AE Ten Incorporated Shell AE Fifteen Incorporated Shell Corp. for interest in cogeneration Arcelia Limited Investment & holding company for Aetna's Asia Pacific operations Aetna Realty Investments I, Inc. Real Estate Investment Aetna Properties I Limited Partnership Real Estate Investment Aetna Investment Management (F.E.) Investment Holding Co. Holdings Limited Consultores De Pensiones S.R.L. Financial advice/performance of reports Aetna Re-Insurance Company (U.K.) Ltd Reinsurance PLJ Holdings Limited Investment Management & Securities Trading Aetna Investment Management (F.E.) Investment Management & Advisory Limited Services for Individual Clients and Investment Funds Aetna Intl Fund Managers Limited Investment & Unit Trust Management Aetna Investment Management (F.E.) Nominee Services Holding Assets of Nominees Limited AIM F.E.'s Customers in Street name Kwang Hua Securities Investment & Trust Securities Investment & Trust Co. LTD Aetna Real Estate Properties Inc. Acquire, develop and lease real estate ALIC Energy, Co. Acquisition & Management of non-traditional investments Aetna Life Assignment Company Assignment Company for structured settlement Human Affairs International Incorporated Provide employee assistance services and managed mental health programs Bayshore Heights Associates Real Estate Aetna Institutional Investors I Real Estate Investment Limited Partnership Human Affairs of Alaska, Inc. Provides mental health services/managed mental health services Human Affairs International of California Provides mental health services/managed mental health services Aetna Hamilton Partnership Real Estate F.L. Properties Real Estate Aetna Life & Casualty (Bermuda) Insurance Guarantee & Indemnity Business AE Fourteen, Inc. Cogeneration Shadow Oaks Real Estate Shadow Ridge at Oak Park Condominium Real Estate Associates Capitol District Energy Center Cogeneration of electrical power Cogeneration Associates 455 Market Street Real Estate Friday Associates Real Estate Investment Koll Center Newport A Real Estate Investment Koll Center Newport Number 1 Real Estate Investment Koll Center Newport Number 2 Real Estate Investment Koll Center Newport Number 7 Real Estate Investment Koll Center Newport Number 8 Real Estate Investment Koll Center Newport Number 9 Real Estate Investment Koll Center Newport Number 10 Real Estate Investment Koll Center Newport Number 11 Real Estate Investment Koll Center Newport Number 14 Real Estate Investment Koll Center Newport Number 15 Real Estate Investment Waterloo Associates Limited Partnership Real Estate Investment Hayward Industrial Park Associates Real Estate Investment Gables at Farmington Associates Real Estate Investment Gables at Brighton Associates Real Estate Investment Country Club Heights at Woburn Real Estate Investment Associates Birtcher Aetna-Laguna Hills Real Estate Investment Harbor Business Park Real Estate Investment Ensenada De Las Colinas I Associates Real Estate Investment Trevose Hospitality, Inc. Real Estate Investment Oaks at Valley Ranch I Real Estate Investment Oaks at Valley Ranch II Real Estate Investment KBC-Reid Hill Limited Partnership Real Estate Investment KBC - Eastside Limited Partnership Real Estate Investment C.R.I. Hotel Associates, L.P. Real Estate Investment Trumbull One, Inc. Real Estate Investment Trumbull Two, Inc. Real Estate Investment Trunbull Three, Inc. Real Estate Investment Trumbull Four, Inc. Real Estate Investment Century City North L.L.C. Real Estate Investment Southfield Partners Real Estate Investment Lincoln Rancho Cucamonga Associates Real Estate Investment Village Green of Madison Heights Real Estate Investment Centrum Associates Real Estate Investment Tri-City Mall Associates Real Estate Investment B&H Ventures IV Limited Partnership Real Estate Investment Champions Richland NorthCourte Real Estate Investment Partnership Chris-Town Village Associates Real Estate Investment Woodsode Terrace Partners Real Estate Investment Spectrum Fashion Center Real Estate Investment Forge Park Associates Real Estate Investment Cambridgeside Galleria Real Estate Investment Golf Course View Partnership Real Estate Investment ADBI Partnership Real Estate Investment Marriott Inner Harbor Hotel Real Estate Investment TCR Ventanja Limited Partnership Real Estate Investment Fairway Partners Real Estate Investment 1501 Fourth Ave. Limited Partnership Real Estate Investment Thace Associates Real Estate Investment Lincoln Los Padres Real Estate Investment EastMeadow Distribution Center Limited Real Estate Investment Partnership ARB-DTC LTD. Partnership Real Estate Investment Eastmeadow Distribution Center Phase II Real Estate Investment Limited Partnership Azalea Mall. L.L.C. Real Estate Holding Company Southeast Second Avenue, Inc. Real Estate Investment Menlo One, L.L.C. Real Estate Holding Company Aeltus Investment Management Inc. Investment Advisor Aetna Investment Management (Bermuda) Holding Company Holdings Limited Aeltus Capital, Inc. Broker-dealer related functions Smith Whiley & Company Allegiance with Aeltus Aetna Realty Investors, Inc. Separate Entity for Aeltus' R.E. personnel and activities Aetna Investment Management (B.V.I.) Provide nominee and custodian Nominees Limited services Aetna Investment Management Investment Management (Hong Kong) Limited Aeltus Investment Management Fund Assets Pension Management International Limited Aetna Investment Management (S'Pore) Limited Private Investment PTE LTD. Management Aetna Financial Services Limited Investment Management Company Aetna Financial Services Limited Investment Management Company China Dynamic Investment Management Establish and manage collective (Hong Kong) Limited investment scheme Aetna Funds Management (Australia) Funds Management Company Limited AHP Holdings Holding Company Aetna Health Plans of Ohio, Inc. HMO Aetna Dental Care of California, Inc. Provide pre-paid dental services Aetna Health Plans of Florida, Inc. HMO Informed Health Inc. Sponsors health information service Aetna Health Plans of Tennessee, Inc. HMO Aetna Health Plans of Georgia, Inc. HMO Partners Health Plan of Pennsylvania HMO Aetna Dental Care of New Jersey Inc. Dental Care Healthways Systems, Inc. Holding Company Aetna Health Plans of the Mid-Atlantic, Inc. HMO Aetna Health Plans of the Carolinas Inc. HMO Aetna Health Plans of Western HMO Pennsylvania, Inc. Physicians Health Plan, Preferred, Inc. HMO PHPSNE Parent Corporation Sponsor of Partners Aetna Health Plans of Arizona, Inc. HMO Aetna Health Plans of Illinois, Inc. HMO Aetna Dental Care of Kentucky, Inc. Dental Plan Organization Aetna Health Plans of Southern New HMO England, Inc. Aetna Health Plans of Central and Eastern HMO PA, Inc. Aetna Health Plans of Texas, Inc. HMO Aetna Health Plans of Louisiana, Inc. HMO Aetna Professional Management Physician Practice Management Corporation Company Freedom Choice, Inc. Preferred Provider contracting entity Med Southwest, Inc. Holding Company AHP San Diego Holdings, Inc. Holding Company WMC Transition Corporation General business corporation Aetna Health Management Inc. HMO management company Partners Acquisition Company, Inc. Holding Company Aetna Government Health Plans, Inc. Sponsors CHAMPUS business Aetna Health Plans of California, Inc. HMO Healthways Systems, Inc. Holding Company Aetna Health Plans of New York Inc. HMO Aetna Health Plans of New Jersey, Inc. HMO MED Southwest, Inc. Holding Company Southwest Physicians Life Insurance Life and Health Insurer Company Aetna Health Plans of North Texas, Inc. HMO Aetna Asia Trust Unit trust for long term capital application The Aetna International Unbrella Fund Collective investment in transferable securities Aetna Retirement Services, Inc. Holding Company Aetna Retirement Holdings, Inc. Holding Company Systematized Benefits Administrators, Inc. Third Party Administrator Aetna Life Insurance and Annuity Company Life insurance pensions and annuities Aetna Investment Services, Inc. Distribute securities products - ALIAC and outside funds Aetna Financial Services, Inc. Broker-Dealer and investment advisor Aetna Insurance Company of America Write/reinsure life and annuity business Aetna Variable Fund Regulated Investment Company (Mutual Funds) Aetna Generation Portfolios, Inc. Regulated Investment Co. (Mutual Fund) Aetna Investment Advisers Fund, Inc. Regulated Investment Co. (Mutual Funds) Aetna Series Fund, Inc. Regulated Investment Co. (Mutual Funds) Aetna Trust Company Recently sold Aetna Life Insurance Company of Canada Life, accident and sickness insurance Equinox Financial Group Inc. Distributor of life insurance, financial & related products 2733854 Canada Ltd. Marketing of life insurance and related products Aetna Capital Management Limited Investment Counselor Portfolio Manager Aetna Acceptance Corporation Limited Provider of Financial Assistance to Agents to Assist in growth of business Eclipse Claims Services, Inc. Electronic Claims adjustment services Aetna Benefits Management Inc. Claims Admin.& Actuarial Services Landex Properties Ltd. Real Estate acquisitions Mount-Batten Properties LTD Acquisition, Development and Management of Real Estate PVS Preferred Vision Services, Inc. Provider of Opthalmic, Service for Four major shareholders Churchill Office Park Limited Real Estate Development of Ottawa site Aetna International Holdings (Hong Kong) Holding Company for insurance and financial services Aetna International Fund Management Inc. Investment Management Services East Asia Aetna Insurance Company Life Disability and Employee (Bermuda) Ltd. Benefits Insurance in Hong Kong AE Insurance (Cayman) LTD. Insurance Company Blue Cross (Asia Pacific) Insurance Ltd Underwriter Casualty and general insurance in Hong Kong and Macau East Asia Aetna Services Company Limited Management Services to Associates Co. Aetna International De Mexico S.A. DE C.V. ALICA Holdings Inc. Dedicated holding company Aetna Life Insurance Company of America Life Insurance Aetna International Holdings (Hong Kong) Holding Company II Limited PT Danamon-Aetna Life Insurance Limited Liability Life Insurance Company Company DAYA Aetna (Malaysia) Sdn. Bhd.. Holding Company Aetna Universal Insurance Sdn. Bhd. Individual Life, Home service, group and general insurance Aetna Investment Management (Taiwan) Provide non-security business and Limited investment advice Aetna Investment Management (Australia) Stockbroking Limited Aetna Capital Holdings, Inc. Holding Company AE Five Incorporated Holding Company Aetna Securities Investment Management Securities Investment Advisor (Taiwan) Aetna Securities Investment Management Securities Investment Advisor (Taiwan) LTD. Aetna Capital Management International Promoter of offshore mutual funds Ltd. or other open-ended investment vehicles. TravelGuard Limited Insurance agent Toursafe Limited Insurance Agent TravelSage Limited Insurance Agent for its ultimate Holding Company Aetna Intercional De Mexico S.A. De C.V. Mexican Holding Company Valores Monterrey Aetna, S.A. De C.V. Holding Company Meximed S.A. De C.V. Services for insureds for hospitals admissions and claims processing Fianzas Monterrey Aetna, S.A. Issuance of Bonds Seguros Monterrey Aetna, S.A. Insurance and Reinsurance Grupo Vamsa S.A. De C.V. Legal Administration and Financial Services Asesores En Promocion Segunomina S.A. Marketing of Segunos De C.V. products/payroll discounts Aetna S.A. Holding Co. Aetna Chile Seguros Generales S.A. Casualty Ins. Co. Aetna Administradora De Fondos De Real Estate Investment Trust Inversion S.A. Management Company Aetna Credito Hipotecario S.A. Marketing Company Aetna Pensiones S.A. Holding Company for Santa Maria Aetna Pensiones Peru S.A. Investment Aetna Chile Seguros De Vide S.A. Life Insurance Company Aetna Vida S.A. Health and Life Insurance Aetna International Peru S.A. Holding Company for Condor Shares Aetna Salud S.A. Health Indemnity Provide in Chile Administradora De Fondos De Pensiones Santa Pension Funds Management Company Maria S.A. Administradora De Fondos De Pensiones Management of Pension Funds Integra S.A. Aetna Inversiones Limitada Limited investment company Compania De Seguros Condor S.A. Insurance and Reinsurance Santa Maria Internacional S.A. Pension Administration Aetna International (N.A.) Limited Holding Company Aetna Health (N.Z.) Limited Health Insurance Underwriting Aetna Life Insurance (N.Z.) Limited Group benefits/pension management First Medical Corporation Limited Indemnity Health Insurance Managed Care New Zealand Limited Superannuation/long term care SIGNATURES As required by the Securities Act of 1933, as amended, and the Investment Company Act of 1940, the Registrant, Variable Annuity Account C of Aetna Life Insurance and Annuity Company, has duly caused this Post-Effective Amendment No. 6 to its Registration Statement on Form N-4 (File No. 33-75986) to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hartford, State of Connecticut, on the 22nd day of April, 1996. VARIABLE ANNUITY ACCOUNT C OF AETNA LIFE INSURANCE AND ANNUITY COMPANY (Registrant) By: AETNA LIFE INSURANCE AND ANNUITY COMPANY (Depositor) By: Daniel P. Kearney* -------------------------------------------------- Daniel P. Kearney President As required by the Securities Act of 1933, as amended, this Post-Effective Amendment No. 6 to the Registration Statement on Form N-4 (File No. 33-75986) has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date Daniel P. Kearney* Director and President ) - --------------------- ) Daniel P. Kearney (principal executive officer) ) ) Timothy A. Holt* Director, Senior Vice President) ) and Chief Financial) ) - --------------------- ) Timothy A. Holt Officer ) ) April 22, 1996 Eugene M. Trovato* Vice President and Treasurer, ) Corporate Controller) ) - --------------------- ) Eugene M. Trovato ) ) Christopher J. Burns* Director ) - --------------------- ) Christopher J. Burns ) ) Laura R. Estes* Director ) - ---------------------- ) Laura R. Estes ) ) Gail P. Johnson* Director ) - ---------------------- ) Gail P. Johnson ) ) John Y. Kim* Director ) - ---------------------- ) John Y. Kim ) ) Shaun P. Mathews* Director ) - ---------------------- ) Shaun P. Mathews ) ) Glen Salow* Director ) - ---------------------- ) Glen Salow ) ) Creed R. Terry* Director ) - ---------------------- ) Creed R. Terry ) By: /s/ Julie E. Rockmore ---------------------- Julie E. Rockmore *Attorney-in-Fact EX-99.B22(B)(1) 2 SECRETARY CERTIFICATION [logo] a Aetna Life Insurance and Annuity Susan E. Schechter Company Law and Regulatory Affairs, 151 Farmington Avenue RE4C Hartford, CT 06156 (860) 273-5663 Fax: (860) 273-8340 AETNA LIFE INSURANCE AND ANNUITY COMPANY SECRETARY CERTIFICATION I, Susan E. Schechter, hereby certify that I am the duly elected Corporate Secretary of Aetna Life Insurance and Annuity Company (the "Company"), a company organized and existing under the laws of the State of Connecticut, and that the following Vote was duly adopted by the Board of Directors of the Company on January 1, 1977, as amended November 15, 1993, and that such Vote remains in full force and effect: VOTED: That the Company is hereby authorized to exercise the powers granted by the terms of Sections 38a-459 and 38a-433a of the Connecticut General Statutes (or any successor provision to either of those sections). I further certify that the following Vote was duly adopted by the Board of Directors of the Company on October 18, 1976, as amended June 17, 1992, and that such Vote remains in full force and effect: VOTED: That the head of each Strategic Business Unit (SBU) of this Company, or his or her delegate, is hereby authorized, acting on this Company's behalf, to cause the establishment of one or more separate accounts under Connecticut insurance law for the purpose of funding contracts primarily marketed by that SBU, and to make any filings under applicable law and to take any other actions which may be deemed necessary or appropriate to the operations of any such separate account. Date at Hartford, Connecticut on April 2, 1996. /s/ Susan E. Schechter ---------------------- Susan E. Schechter Corporate Secretary INFORMAL ACTION OF THE BOARD OF DIRECTORS FORWARD LIFE INSURANCE COMPANY The undersigned, being all the members of the Board of Directors of FORWARD LIFE INSURANCE COMPANY, a Connecticut corporation, hereby waive the holding of a meeting and by consent adopt the following resolution: VOTED: That the officers of this Company are hereby severally authorized to establish pursuant to the provisions of the Connecticut Insurance Code and the rules and regulations thereunder variable annuity separate accounts which, upon the merger of Aetna Variable Annuity Life Insurance Company with and into this Company, shall be the continuation of and have the same purposes and names, respectively, as the separate accounts of Aetna Variable Annuity Life Insurance Company existing at the time of such merger. Dated: October 18, 1976 /s/ William O. Bailey /s/ Donald G. Conrad - -------------------------- --------------------------- William O. Bailey Donald G. Conrad /s/ Dean E. Wolcott /s/ William B. Lusk - -------------------------- --------------------------- Dean E. Wolcott William B. Lusk /s/ Kenneth P. Veit /s/ Stephen B. Middlebrook - -------------------------- --------------------------- Kenneth P. Veit Stephen B. Middlebrook /s/ George N. Gingold /s/ Jeffrey J. Park - -------------------------- --------------------------- George N. Gingold Jeffrey J. Park /s/ Edwin L. Kerr ---------------------------- Edwin L. Kerr AETNA VARIABLE ANNUITY LIFE INSURANCE COMPANY SEPARATE ACCOUNTS AND VARIABLE ANNUITIES January 1, 1977 VOTED: That the Company is hereby authorized to exercise the powers granted by the terms of Sections 38-33a and 38-154a of the Connecticut General Statutes. -----END PRIVACY-ENHANCED MESSAGE-----