EX-24 4 ex24b877htfdfundsamd3dat1210.htm EX. 24(B)(8.77) HARTFORD FUNDS 3RD AMD. ex24b877htfdfundsamd3dat1210.htm - Generated by SEC Publisher for SEC Filing

Exhibit 24(b)(8.77)

Third Amendment to the Selling and Services Agreement and Fund Participation Agreement

     This Third Amendment dated as of December 2, 2010 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLC (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”)(collectively “ING”), and Hartford Investment Financial Services, LLC (“Distributor”) is made to the Selling and Services Agreement and Fund Participation Agreement, as amended on April 14, 2009 and March 1, 2010, and dated as of September 2, 2008 (the “Agreement”). Terms defined in the Agreement are used herein as therein defined.

     WHEREAS, pursuant to Section 18 of the Agreement, ING and Distributor wish to amend the Agreement as set forth below.

     NOW, THEREFORE, in consideration of the promises and mutual covenants hereinafter contained, the parties agree as follows:

     Section II of Schedule A to the Agreement is deleted in its entirety and is replaced by the revised Section II of Schedule A attached hereto.

     Except as modified hereby, all other terms and conditions of the Agreement shall remain in full force and effect.

     This Amendment may be executed in two or more counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same Amendment.

     IN WITNESS WHEREOF, the undersigned have executed this Amendment as of the date first written above.

[Signatures appear on following page.]


 

ING LIFE INSURANCE AND HARTFORD INVESTMENT FINANCIAL
ANNUITY COMPANY SERVICES, LLC
 
By: /s/ Lisa S. Gilarde By: /.s/ Betsy Schroeder
Name: Lisa S. Gilarde Name: Betsy Schroeder
Title: Vice President Title: Asst. Vice President
 
ING FINANCIAL ADVISERS, LLC ING INSTITUTIONAL PLAN SERVICES, LLC
 
By: /s/ David Kelsey By: /s/ Michelle Sheiowitz, Attorney in Fact
Name: David Kelsey Name: Michelle Sheiowitz, Attorney in Fact
Title: Vice President Title: Vice President

 

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SCHEDULE A

Section II

The following chart shall be used to calculate Fees pursuant to Section I of this Schedule A with respect to each Fund and Share class:

FUND NAME SHARE TOTAL ADMINISTRAT 12B-1 FEE OTHER
  CLASS COMPENSATI IVE SERVICE (SERVICE FEE1
    ON FEE FEE)  
Hartford Mutual Funds, Inc. R3 bps bps bps bps
Hartford Mutual Funds II, Inc.          
Hartford Mutual Funds, Inc. R4 bps bps bps bps
Hartford Mutual Funds II, Inc.          

 

The following chart shall be used to calculate Fees for Class R5 and Y shares of the following funds:

The Hartford Advisers Fund The Hartford Equity Growth Allocation Fund2 The Hartford High Yield Fund
The Hartford Balanced Allocation Fund2 The Hartford Global Growth Fund The Hartford International Growth Fund
The Hartford Capital Appreciation II Fund The Hartford Global Health Fund The Hartford International Small Company Fund
The Hartford Conservative Allocation Fund2 The Hartford Growth Allocation Fund2    
The Hartford Equity Income Fund The Hartford Growth Fund      
Fund Name Share Total Administrative 12b-1 Fee Other
  Class Compensation Service Fee (Service Fee1
        Fee)  
Hartford Mutual Funds, Inc. R5 bps bps bps bps
Hartford Mutual Funds II, Inc.          
Hartford Mutual Funds, Inc. Y bps bps bps bps
Hartford Mutual Funds II, Inc.          

 

The following chart shall be used to calculate Fees for Class R5 and Y shares of the following funds:

The Hartford Balanced Income Fund The Hartford Fundamental Growth Fund The Hartford International Opportunities Fund
The Hartford Capital Appreciation Fund The Hartford Global All-Asset Fund The Hartford International Value Fund
The Hartford Checks & Balances Fund2 The Hartford Global Real Asset Fund The Hartford Small Company Fund
The Hartford Disciplined Equity Fund The Hartford Global Research Fund The Hartford SmallCap Growth Fund
The Hartford Diversified International Fund The Hartford Growth Opportunities Fund The Hartford Value Fund  
The Hartford Dividend & Growth Fund The Hartford MidCap Fund   The Hartford Value Opportunities Fund
The Hartford Floating Rate Fund The Hartford MidCap Value Fund      
Fund Name Share Total Administrative 12b-1 Fee Other
  Class Compensation Service Fee (Service Fee1
          Fee)  
Hartford Mutual Funds, Inc. R5 bps bps   bps bps
Hartford Mutual Funds II, Inc.            
 
Hartford Mutual Funds, Inc. Y bps bps   bps bps
Hartford Mutual Funds II, Inc.            

 

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The following chart shall be used to calculate Fees for Class R5 and Y shares of the following funds:

The Hartford Corporate Opportunities Fund3 The Hartford Short Duration Fund3 The Hartford Total Return Bond Fund
The Hartford Inflation Plus Fund The Hartford Small/Mid Cap Equity Fund    
Fund Name Share Total Administrative 12b-1 Fee Other
  Class Compensation Service Fee (Service Fee1
          Fee)  
Hartford Mutual Funds, Inc. R5 bps   bps bps bps
Hartford Mutual Funds II, Inc.            
Hartford Mutual Funds, Inc. Y bps   bps bps bps
Hartford Mutual Funds II, Inc.            

 

1 The ‘Other Fee’ is not paid on any share class of the following Funds:

The Hartford Target Retirement 2010 Fund The Hartford Target Retirement 2015 Fund The Hartford Target Retirement 2020 Fund

2 Fund does not have Class Y shares.

The Hartford Target Retirement 2025 Fund The Hartford Target Retirement 2030 Fund The Hartford Target Retirement 2035 Fund

3 Fund does not have Class R3, R4, or R5 shares.

The Hartford Target Retirement 2040 Fund The Hartford Target Retirement 2045 Fund The Hartford Target Retirement 2050 Fund

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Please contact Hartford Dealer Support to ensure the quarterly invoice includes the appropriate level of detail. An example of an invoice is available upon request. Administrative and Other Fees must be invoiced and or accounted for separately.

Email Invoice To:

MutualFundsDealerSupport@HartfordLife.com

  For Questions Contact: Dealer Support:  
(888) 843-7824  
Opt # 2 • ext . 14130

 

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