8-K 1 d8k.htm NATIONWIDE FINANCIAL SERVICES INC - 8K Nationwide Financial Services Inc - 8K
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report: January 31, 2003
(Date of Earliest Event Reported: n/a)
 
Commission File No. 1-12785
 

 
NATIONWIDE FINANCIAL SERVICES, INC.
(Exact name of registrant as specified in its charter)
 
DELAWARE
 
31-1486870
(State or other jurisdiction of
incorporation or organization)
 
(I.R.S. Employer
Identification No.)
 
One Nationwide Plaza
Columbus, Ohio 43215
(614) 249-7111
(Address, including zip code, and telephone number,
including area code, of Registrant’s principal executive offices)
 


 
Item 5. Other Matters
 
This Form 8-K is being filed in order to provide updated financial information related to Provident Mutual Life Insurance Company (Provident) and pro forma information related to Nationwide Financial Services, Inc.’s (NFS) acquisition of Provident as described in NFS’ Form 8-K filed on October 1, 2002.
 
Item 7. Financial Statements and Exhibits
 
(a) Financial statements of business acquired.
 
 
(1)
 
The historical financial statements of Provident, including Provident’s consolidated statements of financial condition as of December 31, 2001 and 2000, the consolidated statements of operations, equity and cash flow for each of the years ended December 31, 2001, 2000 and 1999 and Provident’s Schedules I – Consolidated Summary of Investments Other Than Investments in Related Parties, III – Supplementary Insurance Information, IV – Reinsurance, and V – Valuation and Qualifying Accounts as of and/or for each of the annual periods indicated thereon, in all cases covering some or all of the dates or periods indicated above, as appropriate, were previously filed with the Securities and Exchange Commission on August 2, 2002 as Appendix E to NFS’ amended registration statement on Form S-4/A (File No. 333-90200) and are incorporated herein by reference.
 
 
(2)
 
The unaudited consolidated financial statements of Provident, including Provident’s unaudited consolidated statement of financial condition as of September 30, 2002 and the consolidated statements of operations, equity and cash flow for the nine months ended September 30, 2002 and 2001 are being filed as Exhibit 99.1 to this Form 8-K (and are incorporated herein by reference).
 
(b) Pro forma financial information.
 
 
(1)
 
The unaudited pro forma condensed consolidated financial statements of NFS as of and for the nine months ended September 30, 2002 and for the year ended December 31, 2001 giving effect to the merger as a purchase of Provident by NFS in accordance with Article 11 of Regulation S-X (17 C.F.R. Section 210.11 (2002)) are being filed as Exhibit 99.2 to this Form 8-K (and are incorporated herein by reference).
 
(c) Exhibits.
 
Exhibit 99.1
  
The unaudited consolidated financial statements of Provident, including Provident’s unaudited consolidated statement of financial condition as of September 30, 2002 and the consolidated statements of operations, equity and cash flow for the nine months ended September 30, 2002 and 2001.
Exhibit 99.2
  
The unaudited pro forma condensed consolidated financial statements of NFS as of and for the nine months ended September 30, 2002 and for the year ended December 31, 2001 giving effect to the Merger as a purchase of Provident by NFS in accordance with Article 11 of Regulation S-X (17 C.F.R. Section 210.11 (2002))


 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
       
NATIONWIDE FINANCIAL SERVICES, INC.
       
(Registrant)
Date: January 31, 2003        
     
/s/ Mark R. Thresher        

           
Mark R. Thresher
Senior Vice President – Chief Financial Officer