0001029744-18-000045.txt : 20180418 0001029744-18-000045.hdr.sgml : 20180418 20180418160951 ACCESSION NUMBER: 0001029744-18-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180416 FILED AS OF DATE: 20180418 DATE AS OF CHANGE: 20180418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burish Andrew D. CENTRAL INDEX KEY: 0001537131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30407 FILM NUMBER: 18761310 MAIL ADDRESS: STREET 1: 8020 EXCELSIOR DRIVE CITY: MADISON STATE: WI ZIP: 53717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIC FOUNDRY INC CENTRAL INDEX KEY: 0001029744 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 391783372 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE CITY: MADISON STATE: WI ZIP: 53703 BUSINESS PHONE: 6084431600 MAIL ADDRESS: STREET 1: 222 W. WASHINGTON AVENUE CITY: MADISON STATE: WI ZIP: 53703 4 1 wf-form4_152408217814409.xml FORM 4 X0306 4 2018-04-16 0 0001029744 SONIC FOUNDRY INC SOFO 0001537131 Burish Andrew D. 8020 EXCELSIOR DRIVE MADISON WI 53717 0 0 1 0 Common Stock 2018-04-16 4 P 0 232558 2.15 A 692558 D 9% Cumulative Voting Convertible Preferred Stock, Series A 237 D Common Stock 30000 I Mr. Burish is trustee for Raquel Burish Trust and disclaims beneficial ownership in the shares. Common Stock Warrants 2.5 2018-04-16 4 P 0 232558 A 2018-04-16 2025-04-16 Common Stock 232558.0 232558 D Common Stock Warrants 14.0 2014-12-22 2019-12-22 Common Stock 38897.0 38897 D Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share Securities owned include dividends accumulated as of the date of this filing. N/A Andrew D. Burish 2018-04-18