<SEC-DOCUMENT>0001493152-17-012723-index.html : 20171109
<SEC-HEADER>0001493152-17-012723.hdr.sgml : 20171109
<ACCEPTANCE-DATETIME>20171109171601
ACCESSION NUMBER:		0001493152-17-012723
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20171108
ITEM INFORMATION:		Entry into a Material Definitive Agreement
ITEM INFORMATION:		Termination of a Material Definitive Agreement
ITEM INFORMATION:		Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20171109
DATE AS OF CHANGE:		20171109

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LADENBURG THALMANN FINANCIAL SERVICES INC.
		CENTRAL INDEX KEY:			0001029730
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		IRS NUMBER:				650701248
		STATE OF INCORPORATION:			FL
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-15799
		FILM NUMBER:		171191899

	BUSINESS ADDRESS:	
		STREET 1:		4400 BISCAYNE BLVD.
		STREET 2:		12TH FLOOR
		CITY:			MIAMI
		STATE:			FL
		ZIP:			33137
		BUSINESS PHONE:		305-572-4100

	MAIL ADDRESS:	
		STREET 1:		4400 BISCAYNE BLVD.
		STREET 2:		12TH FLOOR
		CITY:			MIAMI
		STATE:			FL
		ZIP:			33137

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	LADENBURG THALMANN FINANCIAL SERVICES INC
		DATE OF NAME CHANGE:	20010514

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	GBI CAPITAL MANAGEMENT CORP
		DATE OF NAME CHANGE:	19990826

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FROST HANNA CAPITAL GROUP INC
		DATE OF NAME CHANGE:	19961227
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8-k.htm
<TEXT>
Document 1 - file: form8-k.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>ex10-1.htm
<TEXT>
Document 2 - file: ex10-1.htm

</DOCUMENT>
</SEC-DOCUMENT>