<SEC-DOCUMENT>0001299933-14-001592-index.html : 20141016
<SEC-HEADER>0001299933-14-001592.hdr.sgml : 20141016
<ACCEPTANCE-DATETIME>20141016171432
ACCESSION NUMBER:		0001299933-14-001592
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		5
CONFORMED PERIOD OF REPORT:	20141015
ITEM INFORMATION:		Completion of Acquisition or Disposition of Assets
ITEM INFORMATION:		Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
ITEM INFORMATION:		Unregistered Sales of Equity Securities
ITEM INFORMATION:		Regulation FD Disclosure
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20141016
DATE AS OF CHANGE:		20141016

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LADENBURG THALMANN FINANCIAL SERVICES INC
		CENTRAL INDEX KEY:			0001029730
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		IRS NUMBER:				650701248
		STATE OF INCORPORATION:			FL
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-15799
		FILM NUMBER:		141160187

	BUSINESS ADDRESS:	
		STREET 1:		4400 BISCAYNE BLVD.
		STREET 2:		12TH FLOOR
		CITY:			MIAMI
		STATE:			FL
		ZIP:			33137
		BUSINESS PHONE:		212-409-2000

	MAIL ADDRESS:	
		STREET 1:		4400 BISCAYNE BLVD.
		STREET 2:		12TH FLOOR
		CITY:			MIAMI
		STATE:			FL
		ZIP:			33137

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	GBI CAPITAL MANAGEMENT CORP
		DATE OF NAME CHANGE:	19990826

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FROST HANNA CAPITAL GROUP INC
		DATE OF NAME CHANGE:	19961227
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>htm_50658.htm
<DESCRIPTION>LIVE FILING
<TEXT>
Document 1 - file: htm_50658.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-2.1
<SEQUENCE>2
<FILENAME>exhibit1.htm
<DESCRIPTION>EX-2.1
<TEXT>
Document 2 - file: exhibit1.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-4.1
<SEQUENCE>3
<FILENAME>exhibit2.htm
<DESCRIPTION>EX-4.1
<TEXT>
Document 3 - file: exhibit2.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>4
<FILENAME>exhibit3.htm
<DESCRIPTION>EX-99.1
<TEXT>
Document 4 - file: exhibit3.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>5
<FILENAME>e40459-14289993174175bed7_1.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
Document 5 - file: e40459-14289993174175bed7_1.jpg

</DOCUMENT>
</SEC-DOCUMENT>