<SEC-DOCUMENT>0001209191-18-004039-index.html : 20180117
<SEC-HEADER>0001209191-18-004039.hdr.sgml : 20180117
<ACCEPTANCE-DATETIME>20180117172301
ACCESSION NUMBER:		0001209191-18-004039
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20180112
FILED AS OF DATE:		20180117
DATE AS OF CHANGE:		20180117

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Kaufman Brett
		CENTRAL INDEX KEY:			0001431385

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-15799
		FILM NUMBER:		18532268

	MAIL ADDRESS:	
		STREET 1:		4400 BISCAYNE BLVD., 12TH FLOOR
		CITY:			MIAMI
		STATE:			FL
		ZIP:			33137

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LADENBURG THALMANN FINANCIAL SERVICES INC.
		CENTRAL INDEX KEY:			0001029730
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		IRS NUMBER:				650701248
		STATE OF INCORPORATION:			FL
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		4400 BISCAYNE BLVD.
		STREET 2:		12TH FLOOR
		CITY:			MIAMI
		STATE:			FL
		ZIP:			33137
		BUSINESS PHONE:		305-572-4100

	MAIL ADDRESS:	
		STREET 1:		4400 BISCAYNE BLVD.
		STREET 2:		12TH FLOOR
		CITY:			MIAMI
		STATE:			FL
		ZIP:			33137

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	LADENBURG THALMANN FINANCIAL SERVICES INC
		DATE OF NAME CHANGE:	20010514

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	GBI CAPITAL MANAGEMENT CORP
		DATE OF NAME CHANGE:	19990826

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FROST HANNA CAPITAL GROUP INC
		DATE OF NAME CHANGE:	19961227
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>doc4.xml
<DESCRIPTION>FORM 4 SUBMISSION
<TEXT>
Document 1 - file: doc4.html

Document 1 - RAW XML: doc4.xml

</DOCUMENT>
</SEC-DOCUMENT>