0001209191-12-028465.txt : 20120516
0001209191-12-028465.hdr.sgml : 20120516
20120516091219
ACCESSION NUMBER: 0001209191-12-028465
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120515
FILED AS OF DATE: 20120516
DATE AS OF CHANGE: 20120516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZEITCHICK MARK
CENTRAL INDEX KEY: 0001093960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15799
FILM NUMBER: 12847372
MAIL ADDRESS:
STREET 1: GBI CAPITAL MANAGEMENT CORP
STREET 2: 1055 STEWART AVE
CITY: BETHPAGE
STATE: NY
ZIP: 11714
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0001029730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 650701248
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 212-409-2000
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER COMPANY:
FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19990826
FORMER COMPANY:
FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC
DATE OF NAME CHANGE: 19961227
4
1
doc4.xml
FORM 4 SUBMISSION
X0305
4
2012-05-15
0
0001029730
LADENBURG THALMANN FINANCIAL SERVICES INC
LTS
0001093960
ZEITCHICK MARK
4400 BISCAYNE BOULEVARD
12TH FLOOR
MIAMI
FL
33137
1
1
0
0
Executive Vice President
Common Stock
2012-05-15
4
P
0
5000
1.47
A
2091336
I
Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member
/s/ Mark Zeitchick
2012-05-15