-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KtOrKGmvTEXcXKY3nuWPQoORZj5HOtlAprO4Sw3W20Lkvvwwqt37diTbfLmLEXpL AzDvPTmVs3TXWTNjRX+nSA== 0001209191-10-047584.txt : 20100927 0001209191-10-047584.hdr.sgml : 20100927 20100927180159 ACCESSION NUMBER: 0001209191-10-047584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100924 FILED AS OF DATE: 20100927 DATE AS OF CHANGE: 20100927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEINSTEIN HENRY C CENTRAL INDEX KEY: 0001182482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15799 FILM NUMBER: 101091779 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: C/O GRAUBARD MILLER CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001029730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 650701248 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: 12TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 212-409-2000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: 12TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990826 FORMER COMPANY: FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC DATE OF NAME CHANGE: 19961227 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-09-24 0 0001029730 LADENBURG THALMANN FINANCIAL SERVICES INC LTS 0001182482 BEINSTEIN HENRY C C/O GAGNON SECURITIES 1370 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 0 0 0 Stock Option (Right to Buy) 1.11 2010-09-24 4 A 0 20000 0.00 A 2011-09-24 2020-09-24 Common Stock 20000 20000 D Represents the closing price of the issuer's common stock on September 24, 2010, the date that the reporting person was re-elected as a director of the issuer. /s/ Henry C. Beinstein 2010-09-27 -----END PRIVACY-ENHANCED MESSAGE-----