<SEC-DOCUMENT>0001143313-20-000010-index.html : 20200214 <SEC-HEADER>0001143313-20-000010.hdr.sgml : 20200214 <ACCEPTANCE-DATETIME>20200214112842 ACCESSION NUMBER: 0001143313-20-000010 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC. CENTRAL INDEX KEY: 0001029730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 650701248 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-15799 FILM NUMBER: 20615925 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: 12TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-572-4100 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: 12TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20010514 FORMER COMPANY: FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990826 FORMER COMPANY: FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC DATE OF NAME CHANGE: 19961227 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NYSE AMERICAN LLC CENTRAL INDEX KEY: 0001143313 IRS NUMBER: 522127241 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 Wall Street CITY: New York STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-5414 MAIL ADDRESS: STREET 1: 11 Wall Street CITY: New York STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NYSE MKT LLC DATE OF NAME CHANGE: 20120514 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Amex DATE OF NAME CHANGE: 20090402 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Alternext US LLC DATE OF NAME CHANGE: 20081009 </SEC-HEADER> <DOCUMENT> <TYPE>25-NSE <SEQUENCE>1 <FILENAME>primary_doc.xml <TEXT> Document 1 - file: primary_doc.html
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</DOCUMENT> <DOCUMENT> <TYPE>EX-99.25 <SEQUENCE>2 <FILENAME>ruleprovisionnotice.htm <TEXT> Document 2 - file: ruleprovisionnotice.htm
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