-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JvDx4NCAvWIu4Cfw8eiAshpeI956IuwkBz3wmk2J4hKpS9MUGcxp5xbBvhRuZJ+s Sj1nVEJYRymW0C5keHIGmA== 0001094891-06-000179.txt : 20061107 0001094891-06-000179.hdr.sgml : 20061107 20061107080911 ACCESSION NUMBER: 0001094891-06-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001029730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 650701248 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 5164701000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990826 FORMER COMPANY: FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC DATE OF NAME CHANGE: 19961227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LORBER HOWARD M CENTRAL INDEX KEY: 0001053471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15799 FILM NUMBER: 061192038 BUSINESS ADDRESS: BUSINESS PHONE: 5168721000 MAIL ADDRESS: STREET 1: 70 SUNRISE HIGHWAY CITY: VALLEY STREAM STATE: NY ZIP: 11581 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-06 0001029730 LADENBURG THALMANN FINANCIAL SERVICES INC LTS 0001053471 LORBER HOWARD M C/O NEW VALLEY CORPORATION 100 S.E. SECOND STREET MIAMI FL 33131 1 0 0 0 Stock Option (Right to Buy) 1.39 2006-11-06 4 A 0 20000 1.39 A 2007-11-06 2016-11-05 Common Stock 20000 20000 D /s/ Howard M. Lorber 2006-11-07 -----END PRIVACY-ENHANCED MESSAGE-----