-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PFdho8vGsGJ7JvuGf/ZZT8gM7LPnh8WfABVqYYOf/9XVpfa9CV5olSIHh1TPwMmL YT/pWkGQ/0sBUnZtMGyIfQ== 0001094891-04-000259.txt : 20041104 0001094891-04-000259.hdr.sgml : 20041104 20041104171910 ACCESSION NUMBER: 0001094891-04-000259 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041029 FILED AS OF DATE: 20041104 DATE AS OF CHANGE: 20041104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001029730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 650701248 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 5164701000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990826 FORMER COMPANY: FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC DATE OF NAME CHANGE: 19961227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSEN STEVEN A CENTRAL INDEX KEY: 0001094249 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15799 FILM NUMBER: 041120482 BUSINESS ADDRESS: STREET 1: C/O UNIQUE DENTAL CARE STREET 2: 16-26 BELL BLVD CITY: BAYSIDE STATE: NY ZIP: 11360 BUSINESS PHONE: 7184231210 MAIL ADDRESS: STREET 1: C/O UNIQUE DENTAL CARE STREET 2: 16-26 BELL BLVD CITY: BAYSIDE STATE: NY ZIP: 11360 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2004-10-29 1 0001029730 LADENBURG THALMANN FINANCIAL SERVICES INC LTS 0001094249 ROSEN STEVEN A C/O UNIQUE DENTAL CARE 16-26 BELL BLVD. BAYSIDE NY 11360 1 0 0 0 /s/ Steven A. Rosen 2004-11-04 -----END PRIVACY-ENHANCED MESSAGE-----