Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]:
SEC Accession No. 0000950144-04-003292
Filing Date
2004-03-30
Accepted
2004-03-30 16:23:52
Documents
20
Period of Report
2003-12-31

Document Format Files

Seq Description Document Type Size
1 LADENBURG THALMAN FINANCIAL SERVICES g88122e10vk.txt 10-K 354725
3 STOCK OPTION AGREEMENT/SALVATORE GIARDINA g88122exv10w46.txt EX-10.46 28525
4 AMENDMENTS TO EMPLOYMENT AGREEMENT/MARK ZEITCHICK g88122exv10w47.txt EX-10.47 27406
5 AMENDMENT TO EMPLOYMENT AGREEMENT/VINCENT MANGONE g88122exv10w48.txt EX-10.48 27207
6 EMPLOYMENT AGREEMENT/ SALVATORE GIARDINA g88122exv10w49.txt EX-10.49 20762
7 SEVERENCE, WAIVER & RELEASE AGREEMENT/VICTOR RIVAS g88122exv10w50.txt EX-10.50 18832
8 EMPLOYMENT AGREEMENT/ CHARLES JOHNSTON g88122exv10w51.txt EX-10.51 33680
9 STOCK OPTION AGREEMENT/ CHARLES JOHNSTON g88122exv10w52.txt EX-10.52 13661
10 STOCK OPTION AGREEMENT/ CHARLES JOHNSTON g88122exv10w53.txt EX-10.53 14298
11 INDEMNIFICATION AGREEMENT/ CHARLES JOHNSTON g88122exv10w54.txt EX-10.54 31023
12 DEBT CONVERSION AGREEMENT g88122exv10w55.txt EX-10.55 43935
13 NOTE PURCHASE AGREEMENT g88122exv10w56.txt EX-10.56 8712
14 CODE OF ETHICS g88122exv14.txt EX-14 10611
15 LIST OF SUBSIDIARIES g88122exv21.txt EX-21 1507
16 CONSENT OF EISNER LLP g88122exv23w1.txt EX-23.1 921
17 CONSENT OF PRICEWATERHOUSECOOPERS LLP g88122exv23w2.txt EX-23.2 664
18 CERTIFICATION OF CEO PURSUANT TO SECTION 302 g88122exv31w1.txt EX-31.1 3932
19 CERTIFICATION OF CFO PURSUANT TO SECTION 302 g88122exv31w2.txt EX-31.2 3995
20 CERTIFICATION OF CEO PURSUANT TO SECTION 906 g88122exv32w1.txt EX-32.1 1368
21 CERTIFICATION OF CFO PURSUANT TO SECTION 906 g88122exv32w2.txt EX-32.2 1373
  Complete submission text file 0000950144-04-003292.txt   651654
Mailing Address 590 MADISON AVENUE 34TH FLOOR NEW YORK NY 10022
Business Address 590 MADISON AVENUE 34TH FLOOR NEW YORK NY 10022 5164701000
LADENBURG THALMANN FINANCIAL SERVICES INC (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 0930
Type: 10-K | Act: 34 | File No.: 001-15799 | Film No.: 04701448
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services