0001181431-14-030531.txt : 20140829 0001181431-14-030531.hdr.sgml : 20140829 20140829160808 ACCESSION NUMBER: 0001181431-14-030531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140828 FILED AS OF DATE: 20140829 DATE AS OF CHANGE: 20140829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OMEGA PROTEIN CORP CENTRAL INDEX KEY: 0001053650 STANDARD INDUSTRIAL CLASSIFICATION: FATS & OILS [2070] IRS NUMBER: 760438393 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2105 CITY WEST BLVD. STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 713-623-0060 MAIL ADDRESS: STREET 1: 2105 CITY WEST BLVD. STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELD JOHN D CENTRAL INDEX KEY: 0001029703 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14003 FILM NUMBER: 141075440 MAIL ADDRESS: STREET 1: 5051 WESTHEIMER STREET 2: SUITE 725 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 rrd415329.xml PURSUANT TO TRADING PLAN (SEC RULE 10B5-1) X0306 4 2014-08-28 0 0001053650 OMEGA PROTEIN CORP OME 0001029703 HELD JOHN D 2105 CITY WEST BOULEVARD SUITE 500 HOUSTON TX 77042 0 1 0 0 Exec VP, General Counsel & Sec Common Stock 2014-08-28 4 M 0 20000 4.65 A 91583 D Common Stock 2014-08-28 4 S 0 20000 15.20 D 71583 D Stock Option (Right to buy) 4.65 2014-08-28 4 M 0 20000 0 D 2011-01-04 2020-01-04 Common Stock 20000 0 D Stock Option exercised and shares sold automatically pursuant to Trading Plan (SEC Rule 10b5-1) Value represents transactions with a weighted average sales price ranging from $15.20 to $15.22. Full information regarding the number of shares purchased or sold at each separate price will be provided by the filer to the Commission staff, the issuer, or a security holder of the issuer upon request. Vests in 1/3 increments commencing on the first anniversary of date of grant. The date of grant was 01/04/10. John D. Held 2014-08-29