0000769993-15-001036.txt : 20151202 0000769993-15-001036.hdr.sgml : 20151202 20151202174648 ACCESSION NUMBER: 0000769993-15-001036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151130 FILED AS OF DATE: 20151202 DATE AS OF CHANGE: 20151202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard CENTRAL INDEX KEY: 0001337272 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 203059890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SUNGARD CAPITAL CORP DATE OF NAME CHANGE: 20050829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEHRA SANJEEV K CENTRAL INDEX KEY: 0001029623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53653 FILM NUMBER: 151265733 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 4 1 ownershipdoc11292015111926.xml X0306 4 2015-11-30-05:00 true 0001337272 SunGard NONE 0001029623 MEHRA SANJEEV K C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 true false false false Class A-4 common stock 2015-11-30-05:00 4 D false 28393651 D 2005-08-11-04:00 Common 28393651 0 I See footnotes Class L common stock 2015-11-30-05:00 4 D false 3154850 D Common Stock 3154850 0 I See footnotes The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. On November 30, 2015, the Reporting Person resigned as a director of SunGard (the "Company"). On November 30, 2015, Fidelity National Information Services, Inc. ("FIS") acquired the Company and SunGard Capital Corp. II pursuant to the Agreement and Plan of Merger, dated August 12, 2015, by and among FIS, SunGard Capital Corp. II, the Company and the other parties named therein (the "Merger Agreement"). Pursuant to the Merger Agreement, the Company became a wholly-owned subsidiary of FIS (the "Merger"). Prior to the consummation of the Merger, the Class A-4 common stock was convertible into Class A-8 common stock ("Common Stock") of the Company on a one-for-one basis at any time at the option of the holder and had no expiration date. Prior to the consummation of the Merger, the Class L common stock was automatically convertible into one share of Common Stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Company's securities (i) immediately prior to an initial public offering of the Company, (ii) in connection with a realization event of the Company, upon the approval of certain investors, or (iii) in connection with the registration, under the Securities Act of 1933, of the Common Stock, unless certain investors determined otherwise. At the effective time of the Merger, pursuant to the Merger Agreement, each share of Class A-4 common stock of the Company was cancelled for no consideration. At the effective time of the Merger, pursuant to the Merger Agreement, each share of Class L common stock was converted into the right to receive approximately 0.7549 shares of FIS common stock and $60.14 in cash. /s/ Kevin P. Treanor, Attorney-in-fact 2015-12-02-05:00