-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IRo6ls79URby4Co+138nJjuN8NU8VK7n6fCU0jzknp/4uMuUkaw4peMH9LAK2hsL mUhpkLLq04DI5WXThCeuYA== 0001021408-02-010742.txt : 20020814 0001021408-02-010742.hdr.sgml : 20020814 20020814081239 ACCESSION NUMBER: 0001021408-02-010742 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONECTIV CENTRAL INDEX KEY: 0001029590 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 510377417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13895 FILM NUMBER: 02731620 BUSINESS ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 3024293114 MAIL ADDRESS: STREET 1: 800 KING ST STREET 2: P O BOX 231 CITY: WILMINGTON STATE: DE ZIP: 19899 8-K 1 d8k.txt FORM 8-K CONECTIV UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2002 CONECTIV (Exact name of registrant as specified in its charter) Delaware 1-13895 51-0377417 - ----------------------- ------------------------- ---------------- (State of incorporation) Commission File Number (I.R.S. Employer Identification No.) 800 King Street, P.O. Box 231, Wilmington, Delaware 19899 --------------------------------------------------- ----- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code 302-429-3018 ------------ Item 7. Financial Statements, ProForma Financial Information and Exhibits. (c) Exhibits 99-A Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings (filed herewith). 99-B Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings (filed herewith). Item 9. Regulation FD Disclosure On August 14, 2002, Thomas S. Shaw, President and Chief Operating Officer, and James P. Lavin, Senior Vice President and Chief Financial Officer of Conectiv each submitted to the Securities and Exchange Commission sworn statements pursuant to Securities and Exchange Commission Order No. 4-460. A copy of each of these statements is attached hereto as Exhibits 99-A and 99-B. Until August 14, 2002, Thomas S. Shaw is the designated principal executive officer for Conectiv, after which John M. Derrick, as Chief Executive Officer of Conectiv, will assume that responsibility. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Conectiv -------- (Registrant) Date: August 14, 2002 /s/ T. S. Shaw --------------- ------------------------------------------- Thomas S. Shaw, President and Chief Operating Officer -2- EX-99.A 3 dex99a.txt STATEMENT UNDER OATH OF PRINCIPLE EXECUTIVE OFFICER Exhibit 99-A [LOGO] conectiv August 14, 2002 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Thomas S. Shaw, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Conectiv, and, except as corrected or supplemented in a subsequent covered report: . no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and . no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": . Conectiv Annual Report on Form 10-K for the year ended December 31, 2001 . Conectiv Quarterly Report on Form 10-Q for the quarter ended March 31, 2002 . Conectiv Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 . Reports on Form 8-K dated January 31, 2002, April 1, 2002, June 7, 2002, July 18, 2002, July 24, 2002, July 25, 2002, and August 1, 2002. (3) I have reviewed the contents of this statement with Conectiv's Audit Committee of the Board of Directors. Subscribed and sworn to /s/ Thomas S. Shaw before me this 14/th/ day of - ------------------------------ August 2002. Thomas S. Shaw, President and Chief Operating Officer /s/ Sharon M. Roach ---------------------- Notary Public My Commission Expires: Sharon M. Roach Notary Public State of Delaware My Commission Expires Oct. 22, 2004 EX-99.B 4 dex99b.txt STATEMENT UNDER OATH OF PRINCIPLE FINANCIAL OFFICER Exhibit 99-B [LOGO] conectiv August 14, 2002 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, James P. Lavin, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Conectiv, and, except as corrected or supplemented in a subsequent covered report: . no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and . no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": . Conectiv Annual Report on Form 10-K for the year ended December 31, 2001 . Conectiv Quarterly Report on Form 10-Q for the quarter ended March 31, 2002 . Conectiv Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 . Reports on Form 8-K dated January 31, 2002, April 1, 2002, June 7, 2002, July 18, 2002, July 24, 2002, July 25, 2002, and August 1, 2002. (3) I have reviewed the contents of this statement with Conectiv's Audit Committee of the Board of Directors. Subscribed and sworn to /s/ James P. Lavin before me this 14/th/ day of ---------------------------------------- August 2002. James P. Lavin, Senior Vice President and Chief Financial Officer /s/ Sharon M. Roach ------------------- Notary Public My Commission Expires: Sharon M. Roach Notary Public State of Delaware My Commission Expires Oct. 22, 2004 -----END PRIVACY-ENHANCED MESSAGE-----