0001140361-14-020577.txt : 20140514 0001140361-14-020577.hdr.sgml : 20140514 20140513182453 ACCESSION NUMBER: 0001140361-14-020577 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC FUNDS CO LLC CENTRAL INDEX KEY: 0001029311 IRS NUMBER: 364134318 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06701 FILM NUMBER: 14838729 BUSINESS ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128554067 MAIL ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BANC FUND IV L P DATE OF NAME CHANGE: 19961218 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001029311 XXXXXXXX 03-31-2014 03-31-2014 BANC FUNDS CO LLC

20 NORTH WACKER DRIVE SUITE 3300 CHICAGO IL 60606

13F HOLDINGS REPORT 028-06701 N Charles J. Moore 312-855-4067 /s/ Charles J. Moore Chicago IL 05-13-2014 0 231 1339023 false INFORMATION TABLE 2 form13fInfoTable.xml Aspen Insurance Holdings Limited Common G05384105 4435 111712 SH SOLE 111712 0 0 Ameris Bancorp Common 03076K108 1877 80551 SH SOLE 80551 0 0 Atlantic Coast Financial Corporation Common 048426100 898 200000 SH SOLE 200000 0 0 American Business Bank Common 02475L105 4565 148942 SH SOLE 148942 0 0 American Homes 4 Rent Common 02665T108 22759 1362000 SH SOLE 1362000 0 0 American River Bankshares Common 029326105 1341 145248 SH SOLE 145248 0 0 Access National Corporation Common 004337101 2167 133664 SH SOLE 133664 0 0 Ameriana Bancorp Common 023613102 839 61807 SH SOLE 61807 0 0 Auburn National Bancorporation, Inc. Common 050473107 2659 114605 SH SOLE 114605 0 0 Avidbank Holdings, Inc. Common 05368J103 4818 417179 SH SOLE 417179 0 0 Banc of California, Inc. Common 05990K106 5420 441762 SH SOLE 441762 0 0 Banner Corporation Common 06652V208 18747 454908 SH SOLE 454908 0 0 Baraboo Bancorporation, Inc. Common 067021105 465 251369 SH SOLE 251369 0 0 Bridge Capital Holdings Common 108030107 9065 381509 SH SOLE 381509 0 0 Bay Commercial Bank Common 072199102 4301 419615 SH SOLE 419615 0 0 Bridge Bancorp Inc. Common 108035106 2898 108494 SH SOLE 108494 0 0 Bar Harbor Bankshares Common 066849100 4329 112883 SH SOLE 112883 0 0 Blackhawk Bancorp, Inc. Common 09237E204 1752 134744 SH SOLE 134744 0 0 Oak Ridge Financial Services, Inc. Common 671768109 332 48039 SH SOLE 48039 0 0 Bank Kentucky Financial Common 062896105 17348 462112 SH SOLE 462112 0 0 BSB Bancorp, Inc. Common 05573H108 9570 556700 SH SOLE 556700 0 0 Bank of Marin Bancorp Common 063425102 16183 359141 SH SOLE 359141 0 0 Bryn Mawr Bank Corporation Common 117665109 4648 161788 SH SOLE 161788 0 0 Beneficial Mutual Bancorp, Inc. Common 08173R104 3656 277158 SH SOLE 277158 0 0 BNC Bancorp Common 05566T101 11926 688184 SH SOLE 688184 0 0 Bank of Commerce Holdings Common 06424J103 2671 396821 SH SOLE 396821 0 0 Boston Private Financial Holdings, Inc. Common 101119105 37676 2784663 SH SOLE 2784663 0 0 Sierra Bancorp Common 82620P102 8212 515807 SH SOLE 515807 0 0 BancorpSouth, Inc. Common 059692103 704 28200 SH SOLE 28200 0 0 Baylake Corp. Common 072788102 1795 141600 SH SOLE 141600 0 0 Carolina Trust Bank Common 144200102 1226 290554 SH SOLE 290554 0 0 Cambridge Bancorp Common 132152109 16774 369070 SH SOLE 369070 0 0 Capital Bank Financial Corp. Common 139794101 14326 570524 SH SOLE 570524 0 0 Chicopee Bancorp, Inc. Common 168565109 2402 135730 SH SOLE 135730 0 0 CBOE Holdings Common 12503M108 566 10000 SH SOLE 10000 0 0 Capital City Bank Group, Inc. Common 139674105 392 29500 SH SOLE 29500 0 0 CNB Financial Corporation Common 126128107 1249 70620 SH SOLE 70620 0 0 Cornerstone Financial Common 21925G102 276 101071 SH SOLE 101071 0 0 Cardinal Financial Corporation Common 14149F109 2443 137030 SH SOLE 137030 0 0 Chemical Financial Corp. Common 163731102 3245 100000 SH SOLE 100000 0 0 Charter Financial Corporation Common 16122W108 5261 486719 SH SOLE 486719 0 0 Carolina Bank Holdings, Inc. Common 143785103 231 22500 SH SOLE 22500 0 0 Century Bancorp, Inc. Common 156432106 2855 83688 SH SOLE 83688 0 0 ConnectOne Bancorp, Inc. Common 20786U101 3182 65000 SH SOLE 65000 0 0 CoBiz Financial Inc. Common 190897108 24410 2118932 SH SOLE 2118932 0 0 Columbia Banking System, Inc. Common 197236102 3576 125396 SH SOLE 125396 0 0 Central Pacific Financial Corp. Common 154760409 17039 843499 SH SOLE 843499 0 0 Clifton Savings Bancorp Inc. Common 186873105 1776 151500 SH SOLE 151500 0 0 Cornerstone Bancshares, Inc. Common 218924108 958 389406 SH SOLE 389406 0 0 Centerstate Banks of Florida, Inc. Common 15201P109 13763 1260332 SH SOLE 1260332 0 0 CU Bancorp Common 126534106 14335 779102 SH SOLE 779102 0 0 CVB Financial Corp. Common 126600105 2304 144897 SH SOLE 144897 0 0 Central Valley Community Bancorp Common 155685100 8652 751666 SH SOLE 751666 0 0 Codorus Valley Bancorp, Inc. Common 192025104 11334 539974 SH SOLE 539974 0 0 CommerceWest Bank Common 20084T103 3145 231244 SH SOLE 231244 0 0 Centrix Bank & Trust Common 15640A101 5085 126800 SH SOLE 126800 0 0 City National Corp. Common 178566105 7961 101132 SH SOLE 101132 0 0 DCB Financial Corp Common 233075100 3833 598941 SH SOLE 598941 0 0 Diamond Hill Investment Group, Inc. Common 25264R207 2667 20288 SH SOLE 20288 0 0 DNB Financial Corporation Common 233237106 1023 52430 SH SOLE 52430 0 0 Meridian Interstate Bancorp Common 58964Q104 5306 207526 SH SOLE 207526 0 0 Enterprise Bancorp, Inc. Common 293668109 3363 165361 SH SOLE 165361 0 0 Enterprise Financial Services Corp Common 293712105 30567 1523035 SH SOLE 1523035 0 0 Eagle Financial Services Inc. Common 26951R104 1032 44875 SH SOLE 44875 0 0 Eagle Bancorp, Inc. Common 268948106 28287 783584 SH SOLE 783584 0 0 ESSA Bancorp, Inc. Common 29667D104 1264 116286 SH SOLE 116286 0 0 Community Bankers Trust Corporation Common 203612106 2235 555865 SH SOLE 555865 0 0 Eastern Virginia Bankshares, Inc. Common 277196101 2623 406593 SH SOLE 406593 0 0 East West Bancorp Inc. Common 27579R104 1709 46834 SH SOLE 46834 0 0 Flagstar Bancorp, Inc. Common 337930705 644 29000 SH SOLE 29000 0 0 First Business Financial Services Common 319390100 14201 301000 SH SOLE 301000 0 0 Firstbank Corporation Common 33761G104 6481 347128 SH SOLE 347128 0 0 Firstbank Corporation (arb) Common 33761G104 3379 181004 SH SOLE 181004 0 0 First Bancshares, Inc. Common 318916103 2898 200000 SH SOLE 200000 0 0 First Bancorp Common 318910106 4438 233581 SH SOLE 233581 0 0 Fauquier Bancshares, Inc. Common 312059108 2704 183593 SH SOLE 183593 0 0 First Citizens Bancorporation, Inc. Common 319460101 9105 13196 SH SOLE 13196 0 0 First Community Corporation Common 319835104 2943 263209 SH SOLE 263209 0 0 1st Constitution Bancorp Common 31986N102 5034 484467 SH SOLE 484467 0 0 1st Colonial Bancorp Common 319716106 1284 183492 SH SOLE 183492 0 0 First Capital Bancorp, Inc. Common 319438107 594 141514 SH SOLE 141514 0 0 First Defiance Financial Corp. Common 32006W106 2426 89463 SH SOLE 89463 0 0 First Financial Bancorp. Common 320209109 378 21000 SH SOLE 21000 0 0 First Financial Service Corporation Common 32022D108 416 115338 SH SOLE 115338 0 0 1st Capital Bank Common 31944C107 1278 112146 SH SOLE 112146 0 0 Financial Institutions, Inc. Common 317585404 327 14200 SH SOLE 14200 0 0 First of Long Island Corp. Common 320734106 5534 136273 SH SOLE 136273 0 0 First Midwest Bancorp, Inc. Common 320867104 26519 1552610 SH SOLE 1552610 0 0 Farmers National Banc Corp. Common 309627107 3370 438850 SH SOLE 438850 0 0 FNB Bancorp Common 302515101 6165 231751 SH SOLE 231751 0 0 Federated National Holding Company Common 31422T101 1374 75000 SH SOLE 75000 0 0 The First Bancorp, Inc. Common 31866P102 1875 115000 SH SOLE 115000 0 0 First Bank Common 31931U102 2438 375000 SH SOLE 375000 0 0 Republic First Bancorp, Inc. Common 760416107 2837 737000 SH SOLE 737000 0 0 First Virginia Community Bank Common 337480107 4080 240000 SH SOLE 240000 0 0 First Merchants Corp. Common 320817109 15414 712280 SH SOLE 712280 0 0 First Security Group, Inc. Common 336312202 6198 2980000 SH SOLE 2980000 0 0 First Southern Bancorp, Inc. Common 33644N102 9690 1601703 SH SOLE 1601703 0 0 First United Bancorp Common 33740N105 3890 507883 SH SOLE 507883 0 0 Fox Chase Bancorp, Inc. Common 35137T108 648 38429 SH SOLE 38429 0 0 First National Corporation Common 32106V107 2800 358974 SH SOLE 358974 0 0 Guaranty Bancorp Common 40075T607 3113 218488 SH SOLE 218488 0 0 Georgia-Carolina Bancshares, Inc. Common 373145101 4153 292489 SH SOLE 292489 0 0 Guaranty Federal Bancshares, Inc. Common 40108P101 2564 200000 SH SOLE 200000 0 0 Glen Burnie Bancorp Common 377407101 739 61624 SH SOLE 61624 0 0 Genworth Financial, Inc. Common 37247D106 4961 279822 SH SOLE 279822 0 0 Greater Sacramento Bancorp Common 39233Q109 3277 206116 SH SOLE 206116 0 0 Heritage Bankshares, Inc. Common 42721M101 1504 101990 SH SOLE 101990 0 0 Howard Bancorp, Inc. Common 442496105 115 10187 SH SOLE 10187 0 0 Heritage Financial Group Common 42726X102 10165 517297 SH SOLE 517297 0 0 Heritage Oaks Bancorp Common 42724R107 12754 1578478 SH SOLE 1578478 0 0 HopFed Bancorp, Inc. Common 439734104 1836 157300 SH SOLE 157300 0 0 Home Federal Bancorp, Inc. of Louisiana Common 43708L108 903 49915 SH SOLE 49915 0 0 Heritage Financial Corporation Common 42722X106 7749 458004 SH SOLE 458004 0 0 Hingham Institution for Savings Common 433323102 4679 59603 SH SOLE 59603 0 0 HMN Financial Common 40424G108 148 15000 SH SOLE 15000 0 0 Heritage Commerce Corp Common 426927109 12639 1568091 SH SOLE 1568091 0 0 Hilltop Holdings Inc. Common 432748101 5413 227532 SH SOLE 227532 0 0 Hudson Valley Holding Corp. Common 444172100 4486 235508 SH SOLE 235508 0 0 Independent Bank Corporation Common 453838609 4803 370000 SH SOLE 370000 0 0 Iberiabank Corp Common 450828108 8138 116004 SH SOLE 116004 0 0 Independent Bank Group, Inc Common 45384B106 4406 75000 SH SOLE 75000 0 0 Illini Corporation Common 45177K206 1576 33900 SH SOLE 33900 0 0 Intermountain Community Bancorp Common 45881M308 4307 254085 SH SOLE 254085 0 0 Independent Bank Corp. Common 453836108 771 19593 SH SOLE 19593 0 0 Investors Bancorp Inc. Common 46146P102 5793 209591 SH SOLE 209591 0 0 Jacksonville Bancorp, Inc. Common 469249205 565 53850 SH SOLE 53850 0 0 Kearny Financial Corp. Common 487169104 529 35800 SH SOLE 35800 0 0 Lakeland Bancorp, Inc. Common 511637100 7567 672604 SH SOLE 672604 0 0 Fidelity Southern Corporation Common 316394105 19345 1384723 SH SOLE 1384723 0 0 Lakeland Financial Corporation Common 511656100 1572 39092 SH SOLE 39092 0 0 LSB Financial Corp. Common 501925101 452 15767 SH SOLE 15767 0 0 Lake Shore Bancorp Common 510700107 1526 123154 SH SOLE 123154 0 0 MB Financial, Inc. Common 55264U108 22970 741921 SH SOLE 741921 0 0 MBT Financial Corp. Common 578877102 1985 403491 SH SOLE 403491 0 0 Mercantile Bank Corporation Common 587376104 12380 600371 SH SOLE 600371 0 0 Monarch Community Bancorp Inc. Common 609045208 3188 850000 SH SOLE 850000 0 0 Metro Bancorp Inc. Common 59161R101 8368 395856 SH SOLE 395856 0 0 Mackinac Financial Corporation Common 554571109 6866 547509 SH SOLE 547509 0 0 Malvern Bancorp, Inc. Common 561409103 289 28198 SH SOLE 28198 0 0 MainSource Financial Group, Inc. Common 56062Y102 3128 182938 SH SOLE 182938 0 0 Midsouth Bancorp, Inc. Common 598039105 1121 66622 SH SOLE 66622 0 0 Mission Valley Bancorp Common 60520E104 120 19355 SH SOLE 19355 0 0 First NBC Bank Common 32115D106 23655 678583 SH SOLE 678583 0 0 National Bank Holdings Corporation Common 633707104 16371 815700 SH SOLE 815700 0 0 New Century Bancorp, Inc. Common 64353M100 1165 166421 SH SOLE 166421 0 0 Northeast Community Bancorp, Inc. Common 664112109 2926 416800 SH SOLE 416800 0 0 Northfield Bancorp, Inc. Common 66611T108 237 18447 SH SOLE 18447 0 0 National General Holdings Corporation Common 636220303 1680 120000 SH SOLE 120000 0 0 North Dallas Bank & Trust Co. Common 659012108 4346 74487 SH SOLE 74487 0 0 North Valley Bancorp Common 66304M204 1383 57191 SH SOLE 57191 0 0 NorthWest Indiana Bancorp Common 667516108 6612 249216 SH SOLE 249216 0 0 OBA Financial Services, Inc. Common 67424G101 1291 70622 SH SOLE 70622 0 0 OceanFirst Financial Corp. Common 675234108 3199 180826 SH SOLE 180826 0 0 Southwest Bancorp, Inc. Common 844767103 18518 1048577 SH SOLE 1048577 0 0 Old Line Bancshares, Inc. Common 67984M100 12372 717211 SH SOLE 717211 0 0 Old Point Financial Corporation Common 680194107 538 31927 SH SOLE 31927 0 0 Oregon Pacific Bancorp Common 686040205 70 21659 SH SOLE 21659 0 0 Orrstown Financial Services, Inc Common 687380105 2507 152138 SH SOLE 152138 0 0 Old Second Bancorp, Inc. Common 680277100 2060 447724 SH SOLE 447724 0 0 Oak Valley Bancorp Common 671807105 4061 431591 SH SOLE 431591 0 0 Pacific Continental Corporation Common 69412V108 17368 1262231 SH SOLE 1262231 0 0 Peoples Bancorp of North Carolina, Inc. Common 710577107 2287 146584 SH SOLE 146584 0 0 Preferred Bank Common 740367404 716 27600 SH SOLE 27600 0 0 Peapack-Gladstone Financial Corporation Common 704699107 16914 768811 SH SOLE 768811 0 0 Parke Bancorp, Inc. Common 700885106 2553 229972 SH SOLE 229972 0 0 Palmetto Bancshares, Inc. Common 697062206 4341 308095 SH SOLE 308095 0 0 Pacific Mercantile Bancorp Common 694552100 108 17450 SH SOLE 17450 0 0 Pinnacle Financial Partners, Inc. Common 72346Q104 1853 49429 SH SOLE 49429 0 0 Pacific Premier Bancorp, Inc. Common 69478X105 1428 88500 SH SOLE 88500 0 0 PSB Holdings Common 69360W108 718 105486 SH SOLE 105486 0 0 PSB Holdings, Inc. Common 69360N108 4539 141850 SH SOLE 141850 0 0 Park Sterling Corp. Common 70086Y105 16712 2513135 SH SOLE 2513135 0 0 Puget Sound Bank Common 74531Y108 1307 96787 SH SOLE 96787 0 0 PrivateBancorp, Inc. Common 742962103 809 26500 SH SOLE 26500 0 0 QCR Holdings, Inc. Common 74727A104 8982 523435 SH SOLE 523435 0 0 QNB Corp. Common 74726N107 2246 80487 SH SOLE 80487 0 0 Quaint Oak Bancorp Common 74732T106 1471 86500 SH SOLE 86500 0 0 River City Bank Common 76803X106 708 6604 SH SOLE 6604 0 0 Renasant Corporation Common 75970E107 761 26195 SH SOLE 26195 0 0 Riverview Bancorp, Inc. Common 769397100 3964 1155564 SH SOLE 1155564 0 0 Royal Financial, Inc. Common 78027P109 1432 182382 SH SOLE 182382 0 0 Salisbury Bancorp, Inc. Common 795226109 661 24606 SH SOLE 24606 0 0 Silvercrest Asset Management Group Inc. Common 828359109 1262 69000 SH SOLE 69000 0 0 Sandy Spring Bancorp Inc. Common 800363103 19807 792899 SH SOLE 792899 0 0 Seacoast Banking Corporation of Florida Common 811707801 8662 787466 SH SOLE 787466 0 0 Southeastern Bank Financial Corporation Common 841584105 3019 139789 SH SOLE 139789 0 0 SBT Bancorp, Inc. Common 78391C106 1562 68660 SH SOLE 68660 0 0 Security California Bancorp Common 81412M103 5105 502955 SH SOLE 502955 0 0 First Financial Holdings, Inc. Common 32023E105 892 14241 SH SOLE 14241 0 0 SouthCrest Financial Group, Inc. Common 84129X107 1353 251400 SH SOLE 251400 0 0 Stifel Financial Corp. Common 860630102 11947 240096 SH SOLE 240096 0 0 Southern First Bancshares, Inc. Common 842873101 5408 389904 SH SOLE 389904 0 0 Stonegate Bank Common 861811107 15674 658560 SH SOLE 658560 0 0 SVB Financial Group Common 78486Q101 8706 67600 SH SOLE 67600 0 0 Southcoast Financial Corporation Common 84129R100 1813 248680 SH SOLE 248680 0 0 Southern National Bancorp of Virginia,Inc. Common 843395104 6985 685512 SH SOLE 685512 0 0 Summit State Bank Common 866264203 470 43000 SH SOLE 43000 0 0 State Bank Financial Corporation Common 856190103 23924 1352427 SH SOLE 1352427 0 0 Sterling Financial Corporation Common 859319303 4166 125000 SH SOLE 125000 0 0 Suffolk Bancorp Common 864739107 22827 1023643 SH SOLE 1023643 0 0 Stock Yards Bancorp, Inc. Common 861025104 11084 350323 SH SOLE 350323 0 0 Texas Capital Bancshares, Inc. Common 88224Q107 11135 171472 SH SOLE 171472 0 0 TriCo Bancshares Common 896095106 1141 44000 SH SOLE 44000 0 0 Community Financial Corporation Common 20368X101 4673 222500 SH SOLE 222500 0 0 Talmer Bancorp, Inc. Common 87482X101 2928 200000 SH SOLE 200000 0 0 TriState Capital Holdings, Inc. Common 89678F100 7132 501911 SH SOLE 501911 0 0 Town and Country Financial Corporation Common 892039108 637 55355 SH SOLE 55355 0 0 United Bancorp, Inc. Common 90944L103 10727 872152 SH SOLE 872152 0 0 Union First Market Bankshares Corp. Common 90539J109 16131 634584 SH SOLE 634584 0 0 United Bankshares Common 909907107 18289 597296 SH SOLE 597296 0 0 United Community Banks, Inc. Common 90984P303 194 10000 SH SOLE 10000 0 0 United Insurance Holdings Corp. Common 910710102 3287 225000 SH SOLE 225000 0 0 Umpqua Holdings Corporation Common 904214103 186 10000 SH SOLE 10000 0 0 Unity Bancorp, Inc. Common 913290102 2805 352882 SH SOLE 352882 0 0 Univest Corporation of Pennsylvania Common 915271100 6471 315365 SH SOLE 315365 0 0 Virginia National Bankshares Corp. Common 928031103 2440 110417 SH SOLE 110417 0 0 Valley Commerce Bancorp Common 919518100 3360 224286 SH SOLE 224286 0 0 ViewPoint Financial Group, Inc. Common 92672A101 6320 219072 SH SOLE 219072 0 0 VantageSouth Bancshares, Inc. Common 92209W105 3026 430392 SH SOLE 430392 0 0 Valley Financial Corporation Common 919629105 3504 312893 SH SOLE 312893 0 0 Washington Trust Bancorp, Inc. Common 940610108 1419 37875 SH SOLE 37875 0 0 Washington Banking Company Common 937303105 8263 464730 SH SOLE 464730 0 0 WashingtonFirst Bankshares, Inc. Common 940730104 814 55841 SH SOLE 55841 0 0 Westfield Financial Inc. Common 96008P104 3202 429826 SH SOLE 429826 0 0 Waterstone Financial, Inc. Common 94188P101 6764 650968 SH SOLE 650968 0 0 West Bancorporation, Inc. Common 95123P106 4611 303578 SH SOLE 303578 0 0 W.T.B. Financial Corporation Common 929334209 8008 47666 SH SOLE 47666 0 0 Wintrust Financial Corporation Common 97650W108 20584 423018 SH SOLE 423018 0 0 Xenith Bankshares, Inc. Common 98410X105 1329 222565 SH SOLE 222565 0 0 Yadkin Financial Corporation Common 984305102 15052 703018 SH SOLE 703018 0 0