0001567619-19-021542.txt : 20191114 0001567619-19-021542.hdr.sgml : 20191114 20191114160529 ACCESSION NUMBER: 0001567619-19-021542 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 191220011 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 29 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 29 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001029160 XXXXXXXX 09-30-2019 09-30-2019 SOROS FUND MANAGEMENT LLC

250 WEST 55TH STREET, FLOOR 29 NEW YORK NY 10019

13F HOLDINGS REPORT 028-06420 N Jodye M. Anzalotta 212-320-5531 /s/ Jodye M. Anzalotta New York NY 11-14-2019 1 175 3609217 false 1 0000900203 028-10418 SOROS GEORGE INFORMATION TABLE 2 form13fInfoTable.xml AFLAC INC COM 001055102 4574 87419 SH SOLE 1 87419 0 0 AGNC INVT CORP COM 00123Q104 18941 1177213 SH SOLE 1 1177213 0 0 ALCON INC ORD SHS H01301128 31030 532340 SH SOLE 1 532340 0 0 ALLSTATE CORP COM 020002101 4803 44195 SH SOLE 1 44195 0 0 ALLY FINL INC COM 02005N100 21751 655953 SH SOLE 1 655953 0 0 ALPHABET INC CAP STK CL A 02079K305 80290 65750 SH SOLE 1 65750 0 0 ALTABA INC COM 021346101 45368 2328937 SH SOLE 1 2328937 0 0 AMERICAN EXPRESS CO COM 025816109 6633 56077 SH SOLE 1 56077 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 4014 72063 SH SOLE 1 72063 0 0 AMERIPRISE FINL INC COM 03076C106 2416 16426 SH SOLE 1 16426 0 0 ANNALY CAP MGMT INC COM 035710409 30953 3517428 SH SOLE 1 3517428 0 0 AON PLC SHS CL A G0408V102 4825 24925 SH SOLE 1 24925 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 5324 5230000 PRN SOLE 1 5230000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 14375 350000 SH SOLE 1 350000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 2912 3500000 PRN SOLE 1 3500000 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 2570 3000000 PRN SOLE 1 3000000 0 0 BANK AMER CORP COM 060505104 18785 643968 SH SOLE 1 643968 0 0 BANK NEW YORK MELLON CORP COM 064058100 3067 67845 SH SOLE 1 67845 0 0 BB&T CORP COM 054937107 4839 90674 SH SOLE 1 90674 0 0 BGC PARTNERS INC CL A 05541T101 19619 3567145 SH SOLE 1 3567145 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 2142 50000 SH SOLE 1 50000 0 0 BLACKROCK INC COM 09247X101 1640 3680 SH SOLE 1 3680 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 5132 105074 SH SOLE 1 105074 0 0 BOEING CO COM 097023105 2093 5500 SH SOLE 1 5500 0 0 BP PLC SPONSORED ADR 055622104 10257 270000 SH SOLE 1 270000 0 0 BRIGHAM MINERALS INC CL A COM 10918L103 11677 586779 SH SOLE 1 586779 0 0 CABOT OIL & GAS CORP COM 127097103 17570 1000000 SH SOLE 1 1000000 0 0 CAESARS ENTMT CORP COM 127686103 149659 12835265 SH SOLE 1 12835265 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 8028 4719943 PRN SOLE 1 4719943 0 0 CALAMP CORP NOTE 2.000% 8/0 128126AD1 16749 20467000 PRN SOLE 1 20467000 0 0 CAPITAL ONE FINL CORP COM 14040H105 3536 38861 SH SOLE 1 38861 0 0 CARBONITE INC NOTE 2.500% 4/0 141337AB1 13517 14158000 PRN SOLE 1 14158000 0 0 CELGENE CORP COM 151020104 117041 1178657 SH SOLE 1 1178657 0 0 CF INDS HLDGS INC COM 125269100 4920 100000 SH SOLE 1 100000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 11584 183700 SH SOLE 1 183700 0 0 CHUBB LIMITED COM H1467J104 6507 40306 SH SOLE 1 40306 0 0 CITIGROUP INC COM NEW 172967424 22090 319779 SH SOLE 1 319779 0 0 CITIZENS FINL GROUP INC COM 174610105 2113 59730 SH SOLE 1 59730 0 0 CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 3368 7871000 PRN SOLE 1 7871000 0 0 CME GROUP INC COM 12572Q105 9749 46130 SH SOLE 1 46130 0 0 COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 6951 7021000 PRN SOLE 1 7021000 0 0 COMERICA INC COM 200340107 861 13041 SH SOLE 1 13041 0 0 CONCHO 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INC COM 28470R102 1471 36900 SH SOLE 1 36900 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 30506 700000 SH SOLE 1 700000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 4205 321500 SH SOLE 1 321500 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 5430 190000 SH SOLE 1 190000 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1799 55000 SH SOLE 1 55000 0 0 EURONET WORLDWIDE INC COM 298736109 10460 71500 SH SOLE 1 71500 0 0 EVERCORE INC CLASS A 29977A105 2003 25000 SH SOLE 1 25000 0 0 EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 7025 8000000 PRN SOLE 1 8000000 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 379 1087640 SH SOLE 1 1087640 0 0 FALCON MINERALS CORP CL A COM 30607B109 5521 960230 SH SOLE 1 960230 0 0 FARFETCH LTD ORD SH CL A 30744W107 11289 1306573 SH SOLE 1 1306573 0 0 FIFTH THIRD BANCORP COM 316773100 855 31228 SH SOLE 1 31228 0 0 FRANKLIN RES INC COM 354613101 2238 77531 SH SOLE 1 77531 0 0 GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 12207 13000000 PRN SOLE 1 13000000 0 0 GOLDEN STAR RES LTD CDA NOTE 7.000% 8/1 38119TAG9 7383 7365000 PRN SOLE 1 7365000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4700 22682 SH SOLE 1 22682 0 0 GRANITE PT MTG TR INC NOTE 6.375%10/0 38741LAC1 4794 4634000 PRN SOLE 1 4634000 0 0 GREEN PLAINS INC NOTE 4.125% 9/0 393222AF1 12068 14700000 PRN SOLE 1 14700000 0 0 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 1741 1837000 PRN SOLE 1 1837000 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 41725 2082086 SH SOLE 1 2082086 0 0 HCI GROUP INC NOTE 4.250% 3/0 40416EAD5 3637 3642000 PRN SOLE 1 3642000 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 383 504552 SH SOLE 1 504552 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1942 136085 SH SOLE 1 136085 0 0 II VI INC COM 902104108 9 242 SH SOLE 1 242 0 0 II VI INC NOTE 0.250% 9/0 902104AB4 5691 5500000 PRN SOLE 1 5500000 0 0 INSEEGO CORP NOTE 5.500% 6/1 45782BAA2 39391 30769000 PRN SOLE 1 30769000 0 0 INTELSAT S A COM L5140P101 12506 548517 SH SOLE 1 548517 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 31781 21500000 PRN SOLE 1 21500000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 5756 62386 SH SOLE 1 62386 0 0 INVACARE CORP NOTE 4.500% 6/0 461203AH4 10043 11953000 PRN SOLE 1 11953000 0 0 INVESCO LTD SHS G491BT108 1028 60695 SH SOLE 1 60695 0 0 JPMORGAN CHASE & CO COM 46625H100 24979 212244 SH SOLE 1 212244 0 0 KB HOME COM 48666K109 5511 162075 SH SOLE 1 162075 0 0 KEURIG DR PEPPER INC COM 49271V100 26091 955000 SH SOLE 1 955000 0 0 KEYCORP NEW COM 493267108 1989 111467 SH SOLE 1 111467 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 4708 320080 SH SOLE 1 320080 0 0 KKR & CO INC CL A 48251W104 8176 304511 SH SOLE 1 304511 0 0 LANNET INC COM 516012101 5600 500000 SH Put SOLE 1 500000 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 737159 7042696 SH SOLE 1 7042696 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 13877 16600000 PRN SOLE 1 16600000 0 0 LPL FINL HLDGS INC COM 50212V100 41885 511416 SH SOLE 1 511416 0 0 M & T BK CORP COM 55261F104 819 5185 SH SOLE 1 5185 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 5414 81700 SH SOLE 1 81700 0 0 MARSH & MCLENNAN COS INC COM 571748102 5112 51090 SH SOLE 1 51090 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 18206 17000000 PRN SOLE 1 17000000 0 0 METLIFE INC COM 59156R108 3149 66772 SH SOLE 1 66772 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 41107 31886000 PRN SOLE 1 31886000 0 0 MONDELEZ INTL INC CL A 609207105 67158 1214000 SH SOLE 1 1214000 0 0 MONTAGE RES CORP COM 61179L100 196 51877 SH SOLE 1 51877 0 0 MORGAN STANLEY COM NEW 617446448 5724 134143 SH SOLE 1 134143 0 0 MSCI INC COM 55354G100 2047 9401 SH SOLE 1 9401 0 0 NASDAQ INC COM 631103108 2998 30177 SH SOLE 1 30177 0 0 NAVIENT CORPORATION COM 63938C108 5748 449043 SH SOLE 1 449043 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 4064 259159 SH SOLE 1 259159 0 0 NORTHERN TR CORP COM 665859104 2467 26433 SH SOLE 1 26433 0 0 NRG ENERGY INC COM NEW 629377508 19008 480000 SH SOLE 1 480000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 8391 76900 SH SOLE 1 76900 0 0 NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 5774 5294000 PRN SOLE 1 5294000 0 0 OI S A SPONSORED ADR NE 670851500 651 592000 SH SOLE 1 592000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 25516 21813000 PRN SOLE 1 21813000 0 0 OPKO HEALTH INC NOTE 4.500% 2/1 68375NAD5 14696 17900000 PRN SOLE 1 17900000 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 21663 1373713 SH SOLE 1 1373713 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 8439 8733000 PRN SOLE 1 8733000 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAJ3 16577 17624000 PRN SOLE 1 17624000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 39533 1575000 SH SOLE 1 1575000 0 0 PNC FINL SVCS GROUP INC COM 693475105 6434 45904 SH SOLE 1 45904 0 0 PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 5204 4920000 PRN SOLE 1 4920000 0 0 PRICE T ROWE GROUP INC COM 74144T108 2714 23756 SH SOLE 1 23756 0 0 PROGRESSIVE CORP OHIO COM 743315103 5031 65130 SH SOLE 1 65130 0 0 PRUDENTIAL FINL INC COM 744320102 4358 48445 SH SOLE 1 48445 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 14438 14500000 PRN SOLE 1 14500000 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 2425 2636000 PRN SOLE 1 2636000 0 0 REDWOOD TR INC NOTE 5.625% 7/1 758075AD7 13486 13250000 PRN SOLE 1 13250000 0 0 RESOURCE CAP CORP NOTE 4.500% 8/1 76120WAC8 6256 6026000 PRN SOLE 1 6026000 0 0 RH COM 74967X103 3620 21192 SH SOLE 1 21192 0 0 ROVI CORP NOTE 0.500% 3/0 779376AD4 62315 63222000 PRN SOLE 1 63222000 0 0 S&P GLOBAL INC COM 78409V104 7742 31602 SH SOLE 1 31602 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 14378 563641 SH SOLE 1 563641 0 0 SCHLUMBERGER LTD COM 806857108 5126 150000 SH SOLE 1 150000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 5149 86972 SH SOLE 1 86972 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 59200 1000000 SH Put SOLE 1 1000000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25661 916467 SH SOLE 1 916467 0 0 SEMGROUP CORP CL A 81663A105 2043 125000 SH SOLE 1 125000 0 0 SOLARCITY CORP NOTE 1.625%11/0 83416TAC4 9200 9286000 PRN SOLE 1 9286000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 19245 64849 SH SOLE 1 64849 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 4179 186916 SH SOLE 1 186916 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 17888 800000 SH Call SOLE 1 800000 0 0 STATE STR CORP COM 857477103 1022 17264 SH SOLE 1 17264 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 4548 5000000 PRN SOLE 1 5000000 0 0 SUNTRUST BKS INC COM 867914103 1816 26395 SH SOLE 1 26395 0 0 SVB FINL GROUP COM 78486Q101 922 4412 SH SOLE 1 4412 0 0 SYMANTEC CORP COM 871503108 46151 1953063 SH SOLE 1 1953063 0 0 SYNCHRONY FINL COM 87165B103 23513 689729 SH SOLE 1 689729 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 949 20327 SH SOLE 1 20327 0 0 TEAM INC NOTE 5.000% 8/0 878155AE0 17659 15944000 PRN SOLE 1 15944000 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 35604 36400000 PRN SOLE 1 36400000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 54176 53209000 PRN SOLE 1 53209000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 8084 7951000 PRN SOLE 1 7951000 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 2234 53404 SH SOLE 1 53404 0 0 TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 13864 14815000 PRN SOLE 1 14815000 0 0 TRANSDIGM GROUP INC COM 893641100 11879 22815 SH SOLE 1 22815 0 0 TRAVELERS COMPANIES INC COM 89417E109 6010 40423 SH SOLE 1 40423 0 0 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 15320 14858000 PRN SOLE 1 14858000 0 0 TYSON FOODS INC CL A 902494103 5306 61600 SH SOLE 1 61600 0 0 UNITEDHEALTH GROUP INC COM 91324P102 29338 135000 SH SOLE 1 135000 0 0 US BANCORP DEL COM NEW 902973304 6586 119003 SH SOLE 1 119003 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1830 68500 SH SOLE 1 68500 0 0 VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 27728 30975000 PRN SOLE 1 30975000 0 0 VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 6934 7000000 PRN SOLE 1 7000000 0 0 VICI PPTYS INC COM 925652109 419833 18535657 SH SOLE 1 18535657 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 17899 646887 SH SOLE 1 646887 0 0 VISA INC COM CL A 92826C839 4945 28749 SH SOLE 1 28749 0 0 VISTRA ENERGY CORP COM 92840M102 18444 690000 SH SOLE 1 690000 0 0 WELLS FARGO CO NEW COM 949746101 14407 285630 SH SOLE 1 285630 0 0 WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 24167 23930000 PRN SOLE 1 23930000 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 2353 94550 SH SOLE 1 94550 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 7016 6000000 PRN SOLE 1 6000000 0 0 ZAYO GROUP HLDGS INC COM 98919V105 17183 506887 SH SOLE 1 506887 0 0 ZIONS BANCORPORATION N A COM 989701107 2526 56730 SH SOLE 1 56730 0 0