0000902664-20-003949.txt : 20201113 0000902664-20-003949.hdr.sgml : 20201113 20201113170111 ACCESSION NUMBER: 0000902664-20-003949 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 201312365 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 29 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 29 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001029160 XXXXXXXX 09-30-2020 09-30-2020 false SOROS FUND MANAGEMENT LLC

250 West 55th Street, Floor 29 New York NY 10019

13F HOLDINGS REPORT 028-06420 N Regan O'Neill 212-320-5793 /s/ Regan O'Neill New York NY 11-13-2020 1 132 4084028 1 0000900203 028-10418 SOROS GEORGE INFORMATION TABLE 2 infotable.xml 8X8 INC NEW COM 282914100 1284 82600 SH SOLE 1 82600 0 0 ACTIVISION BLIZZARD INC COM 00507V109 88840 1097466 SH SOLE 1 1097466 0 0 AGNC INVT CORP COM 00123Q104 24545 1764581 SH SOLE 1 1764581 0 0 ALCON AG ORD SHS H01301128 39908 700762 SH SOLE 1 700762 0 0 ALPHABET INC CAP STK CL A 02079K305 25673 17517 SH SOLE 1 17517 0 0 AMBARELLA INC SHS G037AX101 2609 50000 SH SOLE 1 50000 0 0 ANALOG DEVICES INC COM 032654105 17511 150000 SH Call SOLE 1 150000 0 0 APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 4611 5000000 PRN SOLE 1 5000000 0 0 APTIV PLC SHS G6095L109 11338 123666 SH SOLE 1 123666 0 0 ARAMARK COM 03852U106 52911 2000400 SH SOLE 1 2000400 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 10993 829652 SH SOLE 1 829652 0 0 AVANTOR INC COM 05352A100 2929 130248 SH SOLE 1 130248 0 0 AXALTA COATING SYS LTD COM G0750C108 6799 306666 SH SOLE 1 306666 0 0 BENEFITFOCUS INC NOTE 1.250%12/1 08180DAB2 14722 18116000 PRN SOLE 1 18116000 0 0 BGC PARTNERS INC CL A 05541T101 6268 2611698 SH SOLE 1 2611698 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 6646 302500 SH SOLE 1 302500 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 7900 612427 SH SOLE 1 612427 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 281 125000 SH SOLE 1 125000 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 15493 276373 SH SOLE 1 276373 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 13330 21350 SH SOLE 1 21350 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 9818 13625000 PRN SOLE 1 13625000 0 0 CHEWY INC CL A 16679L109 1297 23657 SH SOLE 1 23657 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 2625 175000 SH SOLE 1 175000 0 0 CITIGROUP INC COM NEW 172967424 4086 94787 SH SOLE 1 94787 0 0 CME GROUP INC COM 12572Q105 5024 30028 SH SOLE 1 30028 0 0 CORENERGY INFRASTRUCTURE TR NOTE 5.875% 8/1 21870UAC0 14221 19760000 PRN SOLE 1 19760000 0 0 D R HORTON INC COM 23331A109 230974 3054004 SH SOLE 1 3054004 0 0 DARDEN RESTAURANTS INC COM 237194105 102540 1017866 SH SOLE 1 1017866 0 0 DENBURY INC COM 24790A101 1473 83680 SH SOLE 1 83680 0 0 DISNEY WALT CO COM DISNEY 254687106 18612 150000 SH SOLE 1 150000 0 0 DRAFTKINGS INC COM CL A 26142R104 139061 2363380 SH SOLE 1 2363380 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 44792 894955 SH SOLE 1 894955 0 0 EAGLE BULK SHIPPING INC NOTE 5.000% 8/0 269442AB5 7790 10525000 PRN SOLE 1 10525000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 2589 477750 SH SOLE 1 477750 0 0 ENTERGY CORP NEW COM 29364G103 2463 25000 SH SOLE 1 25000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 3000 190000 SH SOLE 1 190000 0 0 EQUINOR ASA SPONSORED ADR 29446M102 1406 100000 SH SOLE 1 100000 0 0 EQUITABLE HLDGS INC COM 29452E101 8333 456826 SH SOLE 1 456826 0 0 EQUITRANS MIDSTREAM CORP COM 294600101 1135 134200 SH SOLE 1 134200 0 0 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 18937 24117000 PRN SOLE 1 24117000 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 86 1072500 SH SOLE 1 1072500 0 0 FIRST SOLAR INC COM 336433107 1609 24300 SH SOLE 1 24300 0 0 FIRSTENERGY CORP COM 337932107 2871 100000 SH SOLE 1 100000 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 2222 75000 SH SOLE 1 75000 0 0 FOCUS FINL PARTNERS INC COM CL A 34417P100 19175 584792 SH SOLE 1 584792 0 0 FORTERRA INC COM 34960W106 676 57155 SH SOLE 1 57155 0 0 GCI LIBERTY INC COM CLASS A 36164V305 4619 56354 SH SOLE 1 56354 0 0 GENERAL MTRS CO COM 37045V100 17680 597500 SH SOLE 1 597500 0 0 GENERAL MTRS CO COM 37045V100 4675 158000 SH Call SOLE 1 158000 0 0 GENWORTH FINL INC COM CL A 37247D106 117 35000 SH SOLE 1 35000 0 0 GOGO INC NOTE 6.000% 5/1 38046CAD1 13544 8553000 PRN SOLE 1 8553000 0 0 GOLDEN STAR RES LTD CDA NOTE 7.000% 8/1 38119TAG9 4954 4365000 PRN SOLE 1 4365000 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 6925 6700000 PRN SOLE 1 6700000 0 0 GREEN PLAINS INC NOTE 4.125% 9/0 393222AF1 10535 11050000 PRN SOLE 1 11050000 0 0 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 8292 10250000 PRN SOLE 1 10250000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 150637 4391753 SH SOLE 1 4391753 0 0 IMMUNOMEDICS INC COM 452907108 32660 384096 SH SOLE 1 384096 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 1854 2000000 PRN SOLE 1 2000000 0 0 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 1796 1835000 PRN SOLE 1 1835000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 13548 19552000 PRN SOLE 1 19552000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 5003 50000 SH SOLE 1 50000 0 0 INVACARE CORP NOTE 4.500% 6/0 461203AH4 2604 2973000 PRN SOLE 1 2973000 0 0 INVACARE CORP NOTE 5.000%11/1 461203AJ0 12153 14500000 PRN SOLE 1 14500000 0 0 INVACARE CORP NOTE 5.000%11/1 461203AL5 12140 13500000 PRN SOLE 1 13500000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 313368 1127872 SH SOLE 1 1127872 0 0 ISHARES TR IBOXX INV CP ETF 464287242 180657 1341081 SH SOLE 1 1341081 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 61115 1113000 SH SOLE 1 1113000 0 0 ISHARES TR MSCI CHINA ETF 46429B671 15131 204000 SH SOLE 1 204000 0 0 ISHARES TR NATIONAL MUN ETF 464288414 27986 241400 SH SOLE 1 241400 0 0 LANNET INC COM 516012101 3055 500000 SH Put SOLE 1 500000 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 754606 5281767 SH SOLE 1 5281767 0 0 LIBERTY LATIN AMERICA LTD NOTE 2.000% 7/1 53069QAB5 14685 17906000 PRN SOLE 1 17906000 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 7737 7000000 PRN SOLE 1 7000000 0 0 LPL FINL HLDGS INC COM 50212V100 24653 321547 SH SOLE 1 321547 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2794 81700 SH SOLE 1 81700 0 0 MARCUS CORP DEL COM 566330106 1149 148668 SH SOLE 1 148668 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 19902 294369 SH SOLE 1 294369 0 0 MGIC INVT CORP WIS COM 552848103 10181 1149085 SH SOLE 1 1149085 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 27535 267956 SH SOLE 1 267956 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 3149 60000 SH SOLE 1 60000 0 0 MONTAGE RES CORP COM 61179L100 228 51877 SH SOLE 1 51877 0 0 MORGAN STANLEY COM NEW 617446448 4821 99701 SH SOLE 1 99701 0 0 NATIONAL GEN HLDGS CORP COM 636220303 13500 400000 SH SOLE 1 400000 0 0 NAVIENT CORPORATION COM 63938C108 3559 421142 SH SOLE 1 421142 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1959 45000 SH SOLE 1 45000 0 0 NISOURCE INC COM 65473P105 3300 150000 SH SOLE 1 150000 0 0 NORTONLIFELOCK INC COM 668771108 48218 2313742 SH SOLE 1 2313742 0 0 NXP SEMICONDUCTORS N V COM N6596X109 8737 70000 SH SOLE 1 70000 0 0 OMEROS CORP NOTE 5.250% 2/1 682143AG7 9510 11000000 PRN SOLE 1 11000000 0 0 OMEROS CORP NOTE 6.250%11/1 682143AE2 3421 3600000 PRN SOLE 1 3600000 0 0 OMNICELL COM COM 68213N109 1133 15169 SH SOLE 1 15169 0 0 ONEMAIN HLDGS INC COM 68268W103 11295 361438 SH SOLE 1 361438 0 0 OTIS WORLDWIDE CORP COM 68902V107 50095 802547 SH SOLE 1 802547 0 0 PALANTIR TECHNOLOGIES INC CLA 69608A108 175346 18457516 SH SOLE 1 18457516 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 1454 14652 SH SOLE 1 14652 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 23619 406386 SH SOLE 1 406386 0 0 PG&E CORP COM 69331C108 13680 1456891 SH SOLE 1 1456891 0 0 PG&E CORP COM 69331C108 9390 1000000 SH Put SOLE 1 1000000 0 0 PPG INDS INC COM 693506107 11109 91000 SH SOLE 1 91000 0 0 RENAISSANCERE HLDGS LTD COM G7496G103 6749 39760 SH SOLE 1 39760 0 0 RESOURCE CAP CORP NOTE 4.500% 8/1 76120WAC8 8955 9941000 PRN SOLE 1 9941000 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 11667 36634 SH SOLE 1 36634 0 0 SEA LTD SPONSORD ADS 81141R100 33812 219500 SH SOLE 1 219500 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 31685 411600 SH SOLE 1 411600 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 29690 500000 SH Call SOLE 1 500000 0 0 SELECTQUOTE INC COM 816307300 112500 5555556 SH SOLE 1 5555556 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 7191 1341666 SH SOLE 1 1341666 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 18920 14500000 PRN SOLE 1 14500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 50234 150000 SH Put SOLE 1 150000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 34915 1113000 SH SOLE 1 1113000 0 0 SUNCOR ENERGY INC NEW COM 867224107 3669 300000 SH SOLE 1 300000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 29388 750656 SH SOLE 1 750656 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 14379 14620000 PRN SOLE 1 14620000 0 0 TIFFANY & CO NEW COM 886547108 6335 54683 SH SOLE 1 54683 0 0 TIFFANY & CO NEW COM 886547108 9847 85000 SH Put SOLE 1 85000 0 0 TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 14860 17115000 PRN SOLE 1 17115000 0 0 T-MOBILE US INC COM 872590104 64903 567529 SH SOLE 1 567529 0 0 TOLL BROTHERS INC COM 889478103 7716 158578 SH SOLE 1 158578 0 0 TOTAL SE SPONSORED ADS 89151E109 2573 75000 SH SOLE 1 75000 0 0 UNITY SOFTWARE INC COM 91332U101 26184 300000 SH SOLE 1 300000 0 0 VARIAN MED SYS INC COM 92220P105 24950 145058 SH SOLE 1 145058 0 0 VEONEER INC NOTE 4.000% 6/0 92336XAA7 17670 18300000 PRN SOLE 1 18300000 0 0 VICI PPTYS INC COM 925652109 128353 5492229 SH SOLE 1 5492229 0 0 VISTRA CORP COM 92840M102 8110 430000 SH SOLE 1 430000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 58080 28000000 PRN SOLE 1 28000000 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 78017 30252000 PRN SOLE 1 30252000 0 0 WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 16553 19200000 PRN SOLE 1 19200000 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 756 94550 SH SOLE 1 94550 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 25 4248 SH SOLE 1 4248 0 0 XERIS PHARMACEUTICALS INC NOTE 5.000% 7/1 98422LAA5 13597 6986000 PRN SOLE 1 6986000 0 0 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 41836 17500000 PRN SOLE 1 17500000 0 0 ZOGENIX INC COM NEW 98978L204 2690 150000 SH SOLE 1 150000 0 0