0000902664-20-003949.txt : 20201113
0000902664-20-003949.hdr.sgml : 20201113
20201113170111
ACCESSION NUMBER: 0000902664-20-003949
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC
CENTRAL INDEX KEY: 0001029160
IRS NUMBER: 133914976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06420
FILM NUMBER: 201312365
BUSINESS ADDRESS:
STREET 1: 250 WEST 55TH STREET, FLOOR 29
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 872-1054
MAIL ADDRESS:
STREET 1: 250 WEST 55TH STREET, FLOOR 29
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001029160
XXXXXXXX
09-30-2020
09-30-2020
false
SOROS FUND MANAGEMENT LLC
250 West 55th Street, Floor 29
New York
NY
10019
13F HOLDINGS REPORT
028-06420
N
Regan O'Neill
Assistant General Counsel
212-320-5793
/s/ Regan O'Neill
New York
NY
11-13-2020
1
132
4084028
1
0000900203
028-10418
SOROS GEORGE
INFORMATION TABLE
2
infotable.xml
8X8 INC NEW
COM
282914100
1284
82600
SH
SOLE
1
82600
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
88840
1097466
SH
SOLE
1
1097466
0
0
AGNC INVT CORP
COM
00123Q104
24545
1764581
SH
SOLE
1
1764581
0
0
ALCON AG
ORD SHS
H01301128
39908
700762
SH
SOLE
1
700762
0
0
ALPHABET INC
CAP STK CL A
02079K305
25673
17517
SH
SOLE
1
17517
0
0
AMBARELLA INC
SHS
G037AX101
2609
50000
SH
SOLE
1
50000
0
0
ANALOG DEVICES INC
COM
032654105
17511
150000
SH
Call
SOLE
1
150000
0
0
APPLIED OPTOELECTRONICS INC
NOTE 5.000% 3/1
03823UAB8
4611
5000000
PRN
SOLE
1
5000000
0
0
APTIV PLC
SHS
G6095L109
11338
123666
SH
SOLE
1
123666
0
0
ARAMARK
COM
03852U106
52911
2000400
SH
SOLE
1
2000400
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L203
10993
829652
SH
SOLE
1
829652
0
0
AVANTOR INC
COM
05352A100
2929
130248
SH
SOLE
1
130248
0
0
AXALTA COATING SYS LTD
COM
G0750C108
6799
306666
SH
SOLE
1
306666
0
0
BENEFITFOCUS INC
NOTE 1.250%12/1
08180DAB2
14722
18116000
PRN
SOLE
1
18116000
0
0
BGC PARTNERS INC
CL A
05541T101
6268
2611698
SH
SOLE
1
2611698
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
6646
302500
SH
SOLE
1
302500
0
0
BRIGHTSPHERE INVT GROUP INC
COM
10948W103
7900
612427
SH
SOLE
1
612427
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
281
125000
SH
SOLE
1
125000
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
15493
276373
SH
SOLE
1
276373
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
13330
21350
SH
SOLE
1
21350
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
9818
13625000
PRN
SOLE
1
13625000
0
0
CHEWY INC
CL A
16679L109
1297
23657
SH
SOLE
1
23657
0
0
CINCINNATI BELL INC NEW
COM NEW
171871502
2625
175000
SH
SOLE
1
175000
0
0
CITIGROUP INC
COM NEW
172967424
4086
94787
SH
SOLE
1
94787
0
0
CME GROUP INC
COM
12572Q105
5024
30028
SH
SOLE
1
30028
0
0
CORENERGY INFRASTRUCTURE TR
NOTE 5.875% 8/1
21870UAC0
14221
19760000
PRN
SOLE
1
19760000
0
0
D R HORTON INC
COM
23331A109
230974
3054004
SH
SOLE
1
3054004
0
0
DARDEN RESTAURANTS INC
COM
237194105
102540
1017866
SH
SOLE
1
1017866
0
0
DENBURY INC
COM
24790A101
1473
83680
SH
SOLE
1
83680
0
0
DISNEY WALT CO
COM DISNEY
254687106
18612
150000
SH
SOLE
1
150000
0
0
DRAFTKINGS INC
COM CL A
26142R104
139061
2363380
SH
SOLE
1
2363380
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
44792
894955
SH
SOLE
1
894955
0
0
EAGLE BULK SHIPPING INC
NOTE 5.000% 8/0
269442AB5
7790
10525000
PRN
SOLE
1
10525000
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
2589
477750
SH
SOLE
1
477750
0
0
ENTERGY CORP NEW
COM
29364G103
2463
25000
SH
SOLE
1
25000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
3000
190000
SH
SOLE
1
190000
0
0
EQUINOR ASA
SPONSORED ADR
29446M102
1406
100000
SH
SOLE
1
100000
0
0
EQUITABLE HLDGS INC
COM
29452E101
8333
456826
SH
SOLE
1
456826
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
1135
134200
SH
SOLE
1
134200
0
0
EVOLENT HEALTH INC
NOTE 1.500%10/1
30050BAD3
18937
24117000
PRN
SOLE
1
24117000
0
0
FALCON MINERALS CORP
*W EXP 07/21/202
30607B208
86
1072500
SH
SOLE
1
1072500
0
0
FIRST SOLAR INC
COM
336433107
1609
24300
SH
SOLE
1
24300
0
0
FIRSTENERGY CORP
COM
337932107
2871
100000
SH
SOLE
1
100000
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
2222
75000
SH
SOLE
1
75000
0
0
FOCUS FINL PARTNERS INC
COM CL A
34417P100
19175
584792
SH
SOLE
1
584792
0
0
FORTERRA INC
COM
34960W106
676
57155
SH
SOLE
1
57155
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
4619
56354
SH
SOLE
1
56354
0
0
GENERAL MTRS CO
COM
37045V100
17680
597500
SH
SOLE
1
597500
0
0
GENERAL MTRS CO
COM
37045V100
4675
158000
SH
Call
SOLE
1
158000
0
0
GENWORTH FINL INC
COM CL A
37247D106
117
35000
SH
SOLE
1
35000
0
0
GOGO INC
NOTE 6.000% 5/1
38046CAD1
13544
8553000
PRN
SOLE
1
8553000
0
0
GOLDEN STAR RES LTD CDA
NOTE 7.000% 8/1
38119TAG9
4954
4365000
PRN
SOLE
1
4365000
0
0
GOSSAMER BIO INC
NOTE 5.000% 6/0
38341PAA0
6925
6700000
PRN
SOLE
1
6700000
0
0
GREEN PLAINS INC
NOTE 4.125% 9/0
393222AF1
10535
11050000
PRN
SOLE
1
11050000
0
0
GREENLIGHT CAP RE LTD
NOTE 4.000% 8/0
395366AB3
8292
10250000
PRN
SOLE
1
10250000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
150637
4391753
SH
SOLE
1
4391753
0
0
IMMUNOMEDICS INC
COM
452907108
32660
384096
SH
SOLE
1
384096
0
0
INFINERA CORP
NOTE 2.125% 9/0
45667GAC7
1854
2000000
PRN
SOLE
1
2000000
0
0
INSEEGO CORP
NOTE 3.250% 5/0
45782BAD6
1796
1835000
PRN
SOLE
1
1835000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 2.000% 5/1
45845PAB4
13548
19552000
PRN
SOLE
1
19552000
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
5003
50000
SH
SOLE
1
50000
0
0
INVACARE CORP
NOTE 4.500% 6/0
461203AH4
2604
2973000
PRN
SOLE
1
2973000
0
0
INVACARE CORP
NOTE 5.000%11/1
461203AJ0
12153
14500000
PRN
SOLE
1
14500000
0
0
INVACARE CORP
NOTE 5.000%11/1
461203AL5
12140
13500000
PRN
SOLE
1
13500000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
313368
1127872
SH
SOLE
1
1127872
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
180657
1341081
SH
SOLE
1
1341081
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
61115
1113000
SH
SOLE
1
1113000
0
0
ISHARES TR
MSCI CHINA ETF
46429B671
15131
204000
SH
SOLE
1
204000
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
27986
241400
SH
SOLE
1
241400
0
0
LANNET INC
COM
516012101
3055
500000
SH
Put
SOLE
1
500000
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
754606
5281767
SH
SOLE
1
5281767
0
0
LIBERTY LATIN AMERICA LTD
NOTE 2.000% 7/1
53069QAB5
14685
17906000
PRN
SOLE
1
17906000
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 3/1
538034AQ2
7737
7000000
PRN
SOLE
1
7000000
0
0
LPL FINL HLDGS INC
COM
50212V100
24653
321547
SH
SOLE
1
321547
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2794
81700
SH
SOLE
1
81700
0
0
MARCUS CORP DEL
COM
566330106
1149
148668
SH
SOLE
1
148668
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
19902
294369
SH
SOLE
1
294369
0
0
MGIC INVT CORP WIS
COM
552848103
10181
1149085
SH
SOLE
1
1149085
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
27535
267956
SH
SOLE
1
267956
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
3149
60000
SH
SOLE
1
60000
0
0
MONTAGE RES CORP
COM
61179L100
228
51877
SH
SOLE
1
51877
0
0
MORGAN STANLEY
COM NEW
617446448
4821
99701
SH
SOLE
1
99701
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
13500
400000
SH
SOLE
1
400000
0
0
NAVIENT CORPORATION
COM
63938C108
3559
421142
SH
SOLE
1
421142
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
1959
45000
SH
SOLE
1
45000
0
0
NISOURCE INC
COM
65473P105
3300
150000
SH
SOLE
1
150000
0
0
NORTONLIFELOCK INC
COM
668771108
48218
2313742
SH
SOLE
1
2313742
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
8737
70000
SH
SOLE
1
70000
0
0
OMEROS CORP
NOTE 5.250% 2/1
682143AG7
9510
11000000
PRN
SOLE
1
11000000
0
0
OMEROS CORP
NOTE 6.250%11/1
682143AE2
3421
3600000
PRN
SOLE
1
3600000
0
0
OMNICELL COM
COM
68213N109
1133
15169
SH
SOLE
1
15169
0
0
ONEMAIN HLDGS INC
COM
68268W103
11295
361438
SH
SOLE
1
361438
0
0
OTIS WORLDWIDE CORP
COM
68902V107
50095
802547
SH
SOLE
1
802547
0
0
PALANTIR TECHNOLOGIES INC
CLA
69608A108
175346
18457516
SH
SOLE
1
18457516
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
1454
14652
SH
SOLE
1
14652
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
23619
406386
SH
SOLE
1
406386
0
0
PG&E CORP
COM
69331C108
13680
1456891
SH
SOLE
1
1456891
0
0
PG&E CORP
COM
69331C108
9390
1000000
SH
Put
SOLE
1
1000000
0
0
PPG INDS INC
COM
693506107
11109
91000
SH
SOLE
1
91000
0
0
RENAISSANCERE HLDGS LTD
COM
G7496G103
6749
39760
SH
SOLE
1
39760
0
0
RESOURCE CAP CORP
NOTE 4.500% 8/1
76120WAC8
8955
9941000
PRN
SOLE
1
9941000
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
11667
36634
SH
SOLE
1
36634
0
0
SEA LTD
SPONSORD ADS
81141R100
33812
219500
SH
SOLE
1
219500
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
31685
411600
SH
SOLE
1
411600
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
29690
500000
SH
Call
SOLE
1
500000
0
0
SELECTQUOTE INC
COM
816307300
112500
5555556
SH
SOLE
1
5555556
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
7191
1341666
SH
SOLE
1
1341666
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
18920
14500000
PRN
SOLE
1
14500000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
50234
150000
SH
Put
SOLE
1
150000
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
34915
1113000
SH
SOLE
1
1113000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
3669
300000
SH
SOLE
1
300000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
29388
750656
SH
SOLE
1
750656
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
14379
14620000
PRN
SOLE
1
14620000
0
0
TIFFANY & CO NEW
COM
886547108
6335
54683
SH
SOLE
1
54683
0
0
TIFFANY & CO NEW
COM
886547108
9847
85000
SH
Put
SOLE
1
85000
0
0
TIMKENSTEEL CORP
NOTE 6.000% 6/0
887399AA1
14860
17115000
PRN
SOLE
1
17115000
0
0
T-MOBILE US INC
COM
872590104
64903
567529
SH
SOLE
1
567529
0
0
TOLL BROTHERS INC
COM
889478103
7716
158578
SH
SOLE
1
158578
0
0
TOTAL SE
SPONSORED ADS
89151E109
2573
75000
SH
SOLE
1
75000
0
0
UNITY SOFTWARE INC
COM
91332U101
26184
300000
SH
SOLE
1
300000
0
0
VARIAN MED SYS INC
COM
92220P105
24950
145058
SH
SOLE
1
145058
0
0
VEONEER INC
NOTE 4.000% 6/0
92336XAA7
17670
18300000
PRN
SOLE
1
18300000
0
0
VICI PPTYS INC
COM
925652109
128353
5492229
SH
SOLE
1
5492229
0
0
VISTRA CORP
COM
92840M102
8110
430000
SH
SOLE
1
430000
0
0
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
58080
28000000
PRN
SOLE
1
28000000
0
0
WAYFAIR INC
NOTE 1.125%11/0
94419LAD3
78017
30252000
PRN
SOLE
1
30252000
0
0
WESTERN ASSET MTG CAP CORP
NOTE 6.750%10/0
95790DAA3
16553
19200000
PRN
SOLE
1
19200000
0
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
756
94550
SH
SOLE
1
94550
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
25
4248
SH
SOLE
1
4248
0
0
XERIS PHARMACEUTICALS INC
NOTE 5.000% 7/1
98422LAA5
13597
6986000
PRN
SOLE
1
6986000
0
0
ZILLOW GROUP INC
NOTE 1.375% 9/0
98954MAG6
41836
17500000
PRN
SOLE
1
17500000
0
0
ZOGENIX INC
COM NEW
98978L204
2690
150000
SH
SOLE
1
150000
0
0